Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
RTW OFFSHORE FUND ONE, LTD. See All Filings	D/A	2018-07-19 13:49:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zanbato Securities LLC and Artist Capital, LLC CIK Number 0001493217 Filed Document 0001493217-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:49:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FREG Village 1 Associates, LLC See All Filings	D	2018-07-19 13:44:02 UTC
Amount To Be Raised $1,856,672 Associated Brokers / Dealers N/A CIK Number 0001746007 Filed Document 0001140361-18-032870 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:44:02 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Lake Placid Hotel Group, LP See All Filings	D	2018-07-19 13:35:46 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001746817 Filed Document 0001746817-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:35:46 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
RTW ONSHORE FUND ONE, LP See All Filings	D/A	2018-07-19 13:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Jonathan R. Darnell, Niraj A. Mehta, and Zanbato Securities LLC CIK Number 0001485578 Filed Document 0001485578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wavefront Technology Solutions Inc. See All Filings	D/A	2018-07-19 13:33:13 UTC
Amount To Be Raised $758,300 Associated Brokers / Dealers N/A CIK Number 0001296706 Filed Document 0001296706-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:33:13 UTC Type of Offering D/A Industry Other Energy Principal Place of Business ALBERTA, CANADA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Credence MedSystems, Inc. See All Filings	D/A	2018-07-19 13:31:51 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers COLORADO FINANCIAL SERVICE CORPORATION CIK Number 0001559680 Filed Document 0001559680-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:31:51 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LIQUIDPLANNER INC See All Filings	D	2018-07-19 13:22:05 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001443793 Filed Document 0001443793-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:22:05 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
RTW Innovation Onshore Fund LP See All Filings	D/A	2018-07-19 13:18:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649577 Filed Document 0001649577-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:18:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EULERITY, INC. See All Filings	D	2018-07-19 13:15:51 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001710501 Filed Document 0001710501-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:15:51 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Forever Oceans Corp See All Filings	D	2018-07-19 13:15:39 UTC
Amount To Be Raised $9,895,311 Associated Brokers / Dealers N/A CIK Number 0001639010 Filed Document 0001639010-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:15:39 UTC Type of Offering D Industry Agriculture Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Advanced Technology Select Fund V LLC See All Filings	D/A	2018-07-19 13:14:58 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers PHX Financial, Inc. CIK Number 0001742471 Filed Document 0001213900-18-009415 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:14:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTW Innovation Offshore Fund Ltd See All Filings	D/A	2018-07-19 13:12:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649579 Filed Document 0001649579-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:12:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Love Brands, Inc. See All Filings	D	2018-07-19 13:03:23 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001747204 Filed Document 0001747204-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 13:03:23 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
GH2 Lubbock Apartments, LLC See All Filings	D	2018-07-19 13:01:46 UTC
Amount To Be Raised $3,400,000 Associated Brokers / Dealers N/A CIK Number 0001746603 Filed Document 0001746603-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-19 13:01:46 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Falcon Energy Opportunities Fund, L.P. See All Filings	D	2018-07-19 12:53:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747038 Filed Document 0000950142-18-001597 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:53:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Pypestream Inc. See All Filings	D	2018-07-19 12:52:24 UTC
Amount To Be Raised $11,500,000 Associated Brokers / Dealers N/A CIK Number 0001653025 Filed Document 0001653025-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-19 12:52:24 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
OnShift, Inc. See All Filings	D	2018-07-19 12:52:15 UTC
Amount To Be Raised $18,075,000 Associated Brokers / Dealers N/A CIK Number 0001540511 Filed Document 0001540511-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:52:15 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Centrillion Technology Holdings Corp. See All Filings	D	2018-07-19 12:47:29 UTC
Amount To Be Raised $31,590,000 Associated Brokers / Dealers N/A CIK Number 0001473835 Filed Document 0001473835-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:47:29 UTC Type of Offering D Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OnShift, Inc. See All Filings	D	2018-07-19 12:44:52 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001540511 Filed Document 0001540511-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:44:52 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Centrillion Technology Holdings Corp. See All Filings	D/A	2018-07-19 12:42:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473835 Filed Document 0001473835-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:42:21 UTC Type of Offering D/A Industry Other Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HEW-TEX/MAGNUM JOINT VENTURE See All Filings	D	2018-07-19 12:42:08 UTC
Amount To Be Raised $393,750 Associated Brokers / Dealers N/A CIK Number 0001747300 Filed Document 0001747300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:42:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
OnShift, Inc. See All Filings	D	2018-07-19 12:41:04 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001540511 Filed Document 0001540511-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:41:04 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Silo Bend Homes, LLC See All Filings	D	2018-07-19 12:23:24 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001746814 Filed Document 0001209191-18-043269 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:23:24 UTC Type of Offering D Industry Residential Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
GWR BH Holdings, Ltd. See All Filings	D	2018-07-19 12:15:35 UTC
Amount To Be Raised $8,956,000 Associated Brokers / Dealers N/A CIK Number 0001747269 Filed Document 0001747269-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:15:35 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
USCA All Terrain Fund See All Filings	D/A	2018-07-19 12:13:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638600 Filed Document 0001566114-18-000036 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:13:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Marmont, Inc. See All Filings	D/A	2018-07-19 12:03:04 UTC
Amount To Be Raised $750,005 Associated Brokers / Dealers N/A CIK Number 0001657418 Filed Document 0001657418-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 12:03:04 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
U.S. Wealth Partners, LP See All Filings	D/A	2018-07-19 11:50:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652347 Filed Document 0001652347-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:50:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MemorialCare Surgical Center at Orange Coast, LLC See All Filings	D	2018-07-19 11:36:00 UTC
Amount To Be Raised $642,793 Associated Brokers / Dealers N/A CIK Number 0001617125 Filed Document 0001617125-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:36:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BRP Capital LLC See All Filings	D/A	2018-07-19 11:31:24 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001678702 Filed Document 0001745524-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:31:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Beta9, LLC See All Filings	D	2018-07-19 11:29:13 UTC
Amount To Be Raised $1,747,000 Associated Brokers / Dealers N/A CIK Number 0001738538 Filed Document 0001739216-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSRX INDUSTRIES INC. See All Filings	D	2018-07-19 11:24:09 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001381240 Filed Document 0001493152-18-010169 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:24:09 UTC Type of Offering D Industry Other Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Conservation Forestry Capital V, L.P. See All Filings	D	2018-07-19 11:21:54 UTC
Amount To Be Raised $121,212,121 Associated Brokers / Dealers N/A CIK Number 0001746874 Filed Document 0001746874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:21:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Radcliffe Short Duration Fund, L.P. See All Filings	D/A	2018-07-19 11:16:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660381 Filed Document 0000919574-18-004827 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:16:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Star Fund SCA RAIF See All Filings	D/A	2018-07-19 11:16:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CANDLEWOOD SECURITIES, LLC CIK Number 0001712095 Filed Document 0000919574-18-004826 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:16:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
HENDERSON PARTNERS, LLC See All Filings	D	2018-07-19 11:14:12 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001747168 Filed Document 0001747168-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:14:12 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Success By Media LLC See All Filings	C/A	2018-07-19 11:14:01 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $1,000,000 CIK Number 0001723146 Filed Document 0001723146-18-000006 Accepted Date 2018-07-19 11:14:01 UTC Type of Offering C/A Security Offered Amount 37,500 Security Offered Type Other State NEVADA
A-Kohala-Ventures-Synapse-Fund, a series of AX-ErSo-Funds, LLC See All Filings	D	2018-07-19 11:11:54 UTC
Amount To Be Raised $128,000 Associated Brokers / Dealers N/A CIK Number 0001747246 Filed Document 0001739216-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-07-19 11:11:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IIFL INDIA PRIVATE EQUITY FUND See All Filings	D	2018-07-19 11:01:30 UTC
Amount To Be Raised $365,866,151 Associated Brokers / Dealers IIFL CAPITAL INC. CIK Number 0001747135 Filed Document 0001747135-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-19 11:01:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Capital Fund 2018, L.L.C. See All Filings	D/A	2018-07-19 10:59:30 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001745709 Filed Document 0001745709-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:59:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:58:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045962 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:58:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:58:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045961 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:58:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:57:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045960 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:57:36 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045959 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:57:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:56:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045958 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:56:37 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE & ANNUITY CO See All Filings	D	2018-07-19 10:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001094010 Filed Document 0001104659-18-045957 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:56:06 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-07-19 10:55:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-045956 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:55:52 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Revelis Snowvation SPV LLC See All Filings	D	2018-07-19 10:55:34 UTC
Amount To Be Raised $76,000 Associated Brokers / Dealers N/A CIK Number 0001745638 Filed Document 0001739216-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:55:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Berkshire Bridge Loan Investors I, L.P. See All Filings	D	2018-07-19 10:55:31 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001746237 Filed Document 0001746237-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:55:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-07-19 10:55:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-045955 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:55:22 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
PACIFIC LIFE INSURANCE CO See All Filings	D	2018-07-19 10:54:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001080429 Filed Document 0001104659-18-045954 Exclusions or Exemptions 506b Accepted Date 2018-07-19 10:54:52 UTC Type of Offering D Industry Insurance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other