Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Bloom Tree Fund, LP See All Filings	D/A	2016-04-11 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Richard A. Rhoads CIK Number 0001435273 Filed Document 0000919574-16-012421 Exclusions or Exemptions 506b Accepted Date 2016-04-11 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MELODY HEALTH INSURANCE, INC. See All Filings	D	2016-04-10 00:00:00 UTC
Amount To Be Raised $1,310,000 Associated Brokers / Dealers N/A CIK Number 0001660209 Filed Document 0001660209-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-10 00:00:00 UTC Type of Offering D Industry Health Insurance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
SPROTT PRIVET FUND, L.P. See All Filings	D/A	2016-04-08 12:08:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001125142 Filed Document 0000919574-16-012357 Exclusions or Exemptions 506b Accepted Date 2016-04-08 12:08:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
PFM HEALTHCARE PRINCIPALS FUND L P See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001350988 Filed Document 0000935836-16-000895 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abreos Biosciences, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $725,000 Associated Brokers / Dealers N/A CIK Number 0001636983 Filed Document 0001636983-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Prologis Targeted Europe Logistics Fund, FCP-FIS See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406152 Filed Document 0001406152-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
MacKay Puerto Rico Opportunities Feeder Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001639564 Filed Document 0001140361-16-061066 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RiverTown Therapeutics, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001672054 Filed Document 0001193805-16-003059 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
KSI Data Sciences Inc See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671542 Filed Document 0001671542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CMWA Micro Cap Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001309484 Filed Document 0001309484-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
CMWA EMERGING MARKETS PARTNERSHIP LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001300758 Filed Document 0001300758-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Leaning Pine II, L.L.C. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643144 Filed Document 0001643144-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Relieve Genetics, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $17,333,350 Associated Brokers / Dealers N/A CIK Number 0001671663 Filed Document 0001671663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Finchloom See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001671217 Filed Document 0001671217-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 197, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001671455 Filed Document 0001669548-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Belle Creek Sponsor, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001670970 Filed Document 0001670970-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
EQT Ventures Employee Co-Investment SCSp See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671765 Filed Document 0001671765-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Valley Health Surgery Center, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,996,000 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001671497 Filed Document 0001671497-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Heritage Global Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $16,800 Associated Brokers / Dealers N/A CIK Number 0000849145 Filed Document 0001209191-16-113712 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Logan Stone Capital QP, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639081 Filed Document 0001639081-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rangeley Capital Partners, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392305 Filed Document 0000919574-16-012350 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SANSAR FRONTIER FUND, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001533624 Filed Document 0001533624-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CINCYTECH FUND IV, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $20,750,000 Associated Brokers / Dealers N/A CIK Number 0001668941 Filed Document 0001668941-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Long Oar Global Offshore, Ltd. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517945 Filed Document 0001517945-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine River Special Opportunities Fund L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639157 Filed Document 0001639157-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Heights Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers M.D. Sass Securities, L.L.C. CIK Number 0001463857 Filed Document 0001463857-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $3,512,256 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000513 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TDC Fund I, L.P. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001666055 Filed Document 0001666055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Thrill Box, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers James Oliver Sandlin CIK Number 0001671561 Filed Document 0001671561-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Gratia Capital Concentrated Fund, Ltd. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671110 Filed Document 0000919574-16-012362 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Madlife Stage & Studios LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $480,000 Associated Brokers / Dealers N/A CIK Number 0001671517 Filed Document 0001671517-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Debt
Nantahala Capital Partners II Limited Partnership See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504196 Filed Document 0001504196-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Merion Capital LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Blue Sand Securities LLC CIK Number 0001479539 Filed Document 0000902664-16-006656 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund International Focus Fund I, LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001517915 Filed Document 0001517915-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Barc Fund LP See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671046 Filed Document 0000919574-16-012348 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Finepoint Capital Partners II, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605898 Filed Document 0001605898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloverlay Fund I L.P. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671508 Filed Document 0001671508-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECHO STREET GOODCO SELECT OFFSHORE LTD. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671488 Filed Document 0000919574-16-012379 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Commonfund Institutional All Cap Equity Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001301593 Filed Document 0001301593-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MatlinPatterson Global Opportunities Fund L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001543381 Filed Document 0001315863-16-001371 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BLACKSTONE / GSO GLOBAL DYNAMIC CREDIT USD FEEDER FUND (IRELAND) See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603995 Filed Document 0000950142-16-003496 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PFM Diversified Principals Fund, L.P. See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001303371 Filed Document 0000935836-16-000896 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Thrive Agrobiotics, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $6,666,667 Associated Brokers / Dealers N/A CIK Number 0001671661 Filed Document 0001671661-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CMWA LARGE CAP PARTNERSHIP LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442547 Filed Document 0001442547-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TELEMUS DECORRELATION OPPORTUNITY FUND, LP See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671681 Filed Document 0000913849-16-000500 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RealtyShares 148, LLC See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001669548 Filed Document 0001669548-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
CMWA Small Cap Fund LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001310990 Filed Document 0001310990-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Presidium USA, Inc. See All Filings	D	2016-04-08 00:00:00 UTC
Amount To Be Raised $2,977,040 Associated Brokers / Dealers N/A CIK Number 0001579467 Filed Document 0001144204-16-093389 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Sprott Privet Fund, LLC See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538119 Filed Document 0000919574-16-012359 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business Z4 Revenue or Assets Decline to Disclose Type of Security Equity
IFC Financial Institutions Growth Fund, LP See All Filings	D/A	2016-04-08 00:00:00 UTC
Amount To Be Raised $1,000,000,000 Associated Brokers / Dealers N/A CIK Number 0001638084 Filed Document 0000947871-16-001102 Exclusions or Exemptions 506b Accepted Date 2016-04-08 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund