Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
1824 Fund, Ltd. See All Filings	D/A	2018-06-13 15:41:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676614 Filed Document 0001739995-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:41:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-GTC-24-Fund, a series of AX-JaGi-Funds, LLC See All Filings	D	2018-06-13 15:38:45 UTC
Amount To Be Raised $141,500 Associated Brokers / Dealers N/A CIK Number 0001741318 Filed Document 0001741977-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:38:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Endeavour Capital Private Investments I, L.P. See All Filings	D	2018-06-13 15:37:34 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001742761 Filed Document 0001012975-18-000843 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:37:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
A-STL-19-Fund, a series of AngelList-SDA-Funds, LLC See All Filings	D	2018-06-13 15:37:26 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001741322 Filed Document 0001741977-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:37:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund 1, a series of K50 Funds, LP See All Filings	D	2018-06-13 15:35:19 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001736178 Filed Document 0001741977-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:35:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CMB INFRASTRUCTURE INVESTMENT GROUP 63, LP See All Filings	D/A	2018-06-13 15:33:15 UTC
Amount To Be Raised $50,050,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001737963 Filed Document 0001725444-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-06-13 15:33:15 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A-BQE-16-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-06-13 15:31:56 UTC
Amount To Be Raised $180,000 Associated Brokers / Dealers N/A CIK Number 0001741316 Filed Document 0001741977-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:31:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BRC-18-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2018-06-13 15:30:47 UTC
Amount To Be Raised $121,384 Associated Brokers / Dealers N/A CIK Number 0001741325 Filed Document 0001741977-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:30:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hemisphere Ventures LLC-AngelList Syndicate, a series of AX-HeEs-Funds, LLC See All Filings	D	2018-06-13 15:28:56 UTC
Amount To Be Raised $1,845,181 Associated Brokers / Dealers N/A CIK Number 0001740106 Filed Document 0001741977-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:28:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lightning Property Holdco LLC See All Filings	D	2018-06-13 15:27:37 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001743311 Filed Document 0001743311-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:27:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
CMB INFRASTRUCTURE INVESTMENT GROUP 67, LP See All Filings	D/A	2018-06-13 15:27:30 UTC
Amount To Be Raised $44,550,000 Associated Brokers / Dealers CMB Swiss Co GmbH and Prevail Capital, LLC CIK Number 0001725444 Filed Document 0001725444-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-13 15:27:30 UTC Type of Offering D/A Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
STRATA Skin Sciences, Inc. See All Filings	D	2018-06-13 15:20:37 UTC
Amount To Be Raised $17,000,000 Associated Brokers / Dealers H.C. Wainwright and Fairmount Partners CIK Number 0001051514 Filed Document 0001140361-18-028388 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:20:37 UTC Type of Offering D Industry Manufacturing Principal Place of Business PENNSYLVANIA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
GRAYBUG VISION, INC. See All Filings	D/A	2018-06-13 15:20:02 UTC
Amount To Be Raised $80,393,829 Associated Brokers / Dealers N/A CIK Number 0001534133 Filed Document 0001534133-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:20:02 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-HYN, a series of Equidate Investments LLC See All Filings	D/A	2018-06-13 15:17:09 UTC
Amount To Be Raised $838,236 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719156 Filed Document 0001741977-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:17:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CASTLE BIOSCIENCES INC See All Filings	D	2018-06-13 15:07:53 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001447362 Filed Document 0001447362-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:07:53 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Southern Hills Volatility Opportunity Fund, LP See All Filings	D/A	2018-06-13 15:04:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001709268 Filed Document 0001709268-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:04:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Xariable, Inc. See All Filings	D	2018-06-13 15:04:44 UTC
Amount To Be Raised $1,722,428 Associated Brokers / Dealers N/A CIK Number 0001711802 Filed Document 0001711802-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-06-13 15:04:44 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
DERNS MARKET OPPORTUNITY FUND LP See All Filings	D/A	2018-06-13 15:00:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers World Equity Group CIK Number 0001177649 Filed Document 0001177649-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:00:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DFINITY, a Series of Hack VC Investments LLC See All Filings	D	2018-06-13 15:00:00 UTC
Amount To Be Raised $1,008,240 Associated Brokers / Dealers N/A CIK Number 0001738539 Filed Document 0001741977-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-13 15:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security
Madera Capital Fund V, LP See All Filings	D	2018-06-13 14:59:10 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001743562 Filed Document 0001743562-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:59:10 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Wolverine Intrinsic Fund LLC See All Filings	D	2018-06-13 14:56:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001738286 Filed Document 0001738286-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:56:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Two Bit Circus, Inc. See All Filings	D	2018-06-13 14:55:49 UTC
Amount To Be Raised $24,999,998 Associated Brokers / Dealers N/A CIK Number 0001657485 Filed Document 0001490444-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:55:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
A-BZR-34-Fund, a series of AX-GrCh-Funds, LLC See All Filings	D	2018-06-13 14:54:47 UTC
Amount To Be Raised $419,000 Associated Brokers / Dealers N/A CIK Number 0001741885 Filed Document 0001741977-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:54:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BFB-65-Fund, a series of AX-RivRes-Funds, LLC See All Filings	D	2018-06-13 14:53:16 UTC
Amount To Be Raised $114,500 Associated Brokers / Dealers N/A CIK Number 0001742897 Filed Document 0001741977-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:53:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avrhm Capital, a series of Avrhm Capital, LP See All Filings	D	2018-06-13 14:45:08 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001741977 Filed Document 0001741977-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:45:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZALICO VARIABLE SERIES VI SEPARATE ACCOUNT See All Filings	D/A	2018-06-13 14:22:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Insurance Services Investment Advisors, Inc. CIK Number 0001167614 Filed Document 0001167614-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-13 14:22:27 UTC Type of Offering D/A Industry Insurance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Wise Power Inc See All Filings	C/A	2018-06-13 14:16:00 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001741500 Filed Document 0001665160-18-000569 Accepted Date 2018-06-13 14:16:00 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
SioTeX Corp See All Filings	D	2018-06-13 14:14:32 UTC
Amount To Be Raised $1,752,775 Associated Brokers / Dealers N/A CIK Number 0001614916 Filed Document 0001614916-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:14:32 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NRS Health & Wellness GP LLC See All Filings	D	2018-06-13 14:13:30 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001733549 Filed Document 0001733549-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:13:30 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Flipside Crypto Active Eight LLC See All Filings	D	2018-06-13 14:09:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743187 Filed Document 0001214659-18-004423 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:09:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Flipside Crypto Managed Nine LLC See All Filings	D	2018-06-13 14:09:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743186 Filed Document 0001214659-18-004422 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:09:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
CyPhy Works, Inc, See All Filings	D	2018-06-13 14:03:38 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001482765 Filed Document 0001482765-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-13 14:03:38 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Aspect Acquisition Partners I, LP See All Filings	D	2018-06-13 13:53:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001702358 Filed Document 0001681358-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:53:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Salem Global Opportunity Fund (Offshore), Ltd See All Filings	D/A	2018-06-13 13:49:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001315464 Filed Document 0001315464-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-13 13:49:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Veribus Capital LP See All Filings	D	2018-06-13 13:45:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743453 Filed Document 0001743453-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:45:28 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Premier Philipp Parkway, LLC See All Filings	D	2018-06-13 13:35:05 UTC
Amount To Be Raised $1,300,000 Associated Brokers / Dealers None CIK Number 0001742809 Filed Document 0001742809-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-13 13:35:05 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
Weiss Multi-Strategy Partners (Cayman) Ltd. See All Filings	D/A	2018-06-13 13:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468281 Filed Document 0000919574-18-004206 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ESTATE CLARITY INC See All Filings	D	2018-06-13 13:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743491 Filed Document 0001743491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:19:38 UTC Type of Offering D Industry Other Technology Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Weiss Multi-Strategy Partners LLC See All Filings	D/A	2018-06-13 13:13:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001379269 Filed Document 0000919574-18-004204 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:13:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
DG-ANT LP See All Filings	D	2018-06-13 13:11:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743280 Filed Document 0000919574-18-004202 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:11:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Investar Capital Partners Fund II, L.P. See All Filings	D/A	2018-06-13 13:09:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681358 Filed Document 0001681358-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:09:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GWA, LLC See All Filings	D/A	2018-06-13 13:08:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001039261 Filed Document 0000919574-18-004200 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:08:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Fibrocell Science, Inc. See All Filings	D	2018-06-13 13:08:02 UTC
Amount To Be Raised $5,087,980 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0000357097 Filed Document 0001140361-18-028331 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:08:02 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
DSF1 LP See All Filings	D	2018-06-13 13:05:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743376 Filed Document 0000919574-18-004198 Exclusions or Exemptions 506b Accepted Date 2018-06-13 13:05:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Pawleys Capital Management, LLC See All Filings	D/A	2018-06-13 13:03:33 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Pawleys Investment Advisors, LLC CIK Number 0001564182 Filed Document 0001564182-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-13 13:03:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Knowingly Holdings, Inc. See All Filings	D	2018-06-13 12:53:43 UTC
Amount To Be Raised $6,310,634 Associated Brokers / Dealers N/A CIK Number 0001743535 Filed Document 0001458754-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-13 12:53:43 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Build Municipal Strategies, L.P. See All Filings	D	2018-06-13 12:46:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742031 Filed Document 0000902664-18-002559 Exclusions or Exemptions 506b Accepted Date 2018-06-13 12:46:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Paul Evans LLC See All Filings	C	2018-06-13 12:44:18 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001579693 Filed Document 0001579693-18-000003 Accepted Date 2018-06-13 12:44:18 UTC Type of Offering C Security Offered Amount 1,496 Security Offered Type Preferred Stock State NEW YORK
SECURITY STATE BANCSHARES INC See All Filings	1-A	2018-06-13 12:18:44 UTC
Amount To Be Raised $19,995,450 Associated Brokers / Dealers N/A CIK Number 0000825350 Filed Document 0000825350-18-000002 Accepted Date 2018-06-13 12:18:44 UTC Type of Offering 1-A Industry COMMERCIAL BANKS, NEC Offering Tier Tier1 Principal Place of Business MISSOURI Revenue or Assets -$1 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Para Resources Inc. See All Filings	D	2018-06-13 12:15:29 UTC
Amount To Be Raised $6,400,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001743500 Filed Document 0001743500-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-13 12:15:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity