Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Hedge Fund Select: PFM Diversified LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001639340 Filed Document 0001140361-16-061122 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Direct Flow Medical, Inc. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $59,179,708 Associated Brokers / Dealers N/A CIK Number 0001296743 Filed Document 0001296743-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Sio Partners LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001363420 Filed Document 0001363420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Union Re Holdings, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671843 Filed Document 0001671843-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Bluestem Partners, LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254492 Filed Document 0000919574-16-012446 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $9,116,200 Associated Brokers / Dealers Kenneth Dayton CIK Number 0001135856 Filed Document 0001135856-16-000522 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Medismart MSO VIII, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $7,000 Associated Brokers / Dealers N/A CIK Number 0001671666 Filed Document 0001671666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Colliery Partners Onshore Fund, LP See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670692 Filed Document 0000905718-16-001315 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian Partners, L.P. (limited partnership interests) See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC and J.P. Morgan Securities LLC CIK Number 0001473605 Filed Document 0000902664-16-006709 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rialto Capital CMBS Fund III, LP See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $8,875,444 Associated Brokers / Dealers N/A CIK Number 0001671705 Filed Document 0001671705-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Waste Pro USA, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $442,000 Associated Brokers / Dealers N/A CIK Number 0001671989 Filed Document 0001671989-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Kavi Global Opportunity Fund, LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639600 Filed Document 0001315863-16-001379 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Verition Partners Fund LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603383 Filed Document 0001603383-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RESEARCH AFFILIATES CAPITAL LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001259191 Filed Document 0001259191-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Oliver Street Dermatology Holdings LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $575,000 Associated Brokers / Dealers N/A CIK Number 0001566269 Filed Document 0001566269-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CLOVER STREET FUND LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001451663 Filed Document 0001451663-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRICE FLEX QUALIFIED FUND, L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001290873 Filed Document 0001315863-16-001381 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ledbury Capital Fund LP See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001634878 Filed Document 0000902664-16-006704 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Adler Kawa Real Estate Fund III, LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jacques Kugler CIK Number 0001649117 Filed Document 0001649117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
PRB Equity 16A, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001672164 Filed Document 0001672164-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AMERICA FIRST MULTIFAMILY INVESTORS, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001059142 Filed Document 0001059142-16-000099 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
AEW Senior Housing Investors III, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671526 Filed Document 0001671526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Guestbook Rewards, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,916,924 Associated Brokers / Dealers N/A CIK Number 0001671583 Filed Document 0001637585-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
COVEMARK SF FUND LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001671729 Filed Document 0001671729-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EvoShare, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001671999 Filed Document 0001671999-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Hydra Platform LLC Hydra Cell 045 See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672148 Filed Document 0001672148-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Trov, Inc. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $25,667,308 Associated Brokers / Dealers N/A CIK Number 0001553586 Filed Document 0001553586-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Solera Partners II, L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Not applicable CIK Number 0001639975 Filed Document 0001639975-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SeedInvest Holdings I, LLC, Zeel Series Only See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $110,000 Associated Brokers / Dealers N/A CIK Number 0001669463 Filed Document 0001669463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RADIENT TECHNOLOGIES INC. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $225,000 Associated Brokers / Dealers N/A CIK Number 0001215726 Filed Document 0001140361-16-061089 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ALBERTA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
GREAT HIMALAYA, INC. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $124,249 Associated Brokers / Dealers N/A CIK Number 0001672198 Filed Document 0001672198-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
PM Manager Fund, SPC-Segregated Portfolio 40 See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639470 Filed Document 0001507943-16-000219 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shenkman Energy Opportunity Select LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001639341 Filed Document 0001140361-16-061123 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oncorus, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001671818 Filed Document 0001671818-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
TRP Minerals LLC See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001664199 Filed Document 0001553350-16-001889 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
ONESPOT, INC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $3,275,000 Associated Brokers / Dealers N/A CIK Number 0001455331 Filed Document 0000905718-16-001321 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Medismart MSO XI, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671667 Filed Document 0001671667-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
PB & J Management, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671672 Filed Document 0001671664-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AXIOM INVESTORS TRUST II - AXIOM U S SMALL CAP EQUITY PORTFOLIO See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001376317 Filed Document 0001507943-16-000214 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Medismart MSO X, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $5,000 Associated Brokers / Dealers N/A CIK Number 0001671665 Filed Document 0001671666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Guggenheim Core Plus Fund, Ltd. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Guggenheim Funds Distributors, LLC CIK Number 0001665174 Filed Document 0000899140-16-001366 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Banner Drive Storage, LLC See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001672049 Filed Document 0001672049-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Roth Capital Partners LLP CIK Number 0001403570 Filed Document 0001493152-16-008857 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Option To Acquire
ValueQuest India Moat Fund Ltd See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605109 Filed Document 0000947871-16-001109 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Trian Partners, Ltd. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC CIK Number 0001475112 Filed Document 0000902664-16-006710 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Price Flex Fund, L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001518930 Filed Document 0001315863-16-001382 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MSD Mortgage Partners, L.P. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670990 Filed Document 0000902664-16-006715 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northlight European Fundamental Credit Fund L.P. See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496347 Filed Document 0001496347-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-13 00:00:00 UTC
Amount To Be Raised $162,266,562 Associated Brokers / Dealers Nadir Minocher and Michael Shannon CIK Number 0001135856 Filed Document 0001135856-16-000521 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
USAmeriBancorp, Inc. See All Filings	D	2016-04-13 00:00:00 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers Sandler O'Neil & Partners and Raymon James & Associates CIK Number 0001467277 Filed Document 0001467277-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-13 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt