Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
KS SLJ Currency Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639613 Filed Document 0000902664-16-006759 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chicago Bar Co LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $825,000 Associated Brokers / Dealers N/A CIK Number 0001671650 Filed Document 0000897069-16-000815 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
EASTON POINTE APARTMENTS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $6,335,000 Associated Brokers / Dealers N/A CIK Number 0001672046 Filed Document 0001672046-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Civitas Trinity Fund, LP (Series B) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671802 Filed Document 0001315863-16-001398 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Cetera Advisors LLC /CO See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001164252 Filed Document 0001140361-16-061381 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Other
REALTIME IMMERSION, INC. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $11,297,736 Associated Brokers / Dealers N/A CIK Number 0001671744 Filed Document 0001671744-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BAC-MP Absolute Return Fund, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521865 Filed Document 0001521865-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Envoy Opportunistic Credit LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606839 Filed Document 0000902664-16-006754 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Donald Smith Long/Short Equities Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman Sachs & Co. CIK Number 0001576013 Filed Document 0000945621-16-000592 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fingersmith Phenomenon LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673312 Filed Document 0001673312-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Gateway Real Estate Fund V, L.P See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $874,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001672737 Filed Document 0001672737-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Equity
GRADIENT LABS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001671969 Filed Document 0001209191-16-115118 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
Wharton RM Hospitality LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers NHCohen Capital LLC CIK Number 0001672129 Filed Document 0001672129-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Boom Technology, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001671828 Filed Document 0001671828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Talent Worldwide Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001621479 Filed Document 0001621479-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Achelios Therapeutics, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001542874 Filed Document 0001542874-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Mellon Optima L/S Strategy Fund, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001312483 Filed Document 0000902664-16-006753 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Whereable Technologies LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001653214 Filed Document 0001653214-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Yarro LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672146 Filed Document 0001672146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Trinity Fund, LP (Series D) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671800 Filed Document 0001315863-16-001399 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Novarus Healthcare, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672451 Filed Document 0001209191-16-114576 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Kerrisdale Alpha Fund, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. and Perkins Fund Marketing, LLC CIK Number 0001671143 Filed Document 0001315863-16-001394 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MESIROW INSTITUTIONAL MULTI-STRATEGY ASP FUND, A SERIES OF ALTERNATIVE STRATEGIES PLATFORM, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers WELLS FARGO ADVISORS, LLC CIK Number 0001355381 Filed Document 0001625257-16-000147 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Canadian Equity Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570113 Filed Document 0001570113-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Harbert European Real Estate Fund IV (Scotland), L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HMC Investments, Inc, CIK Number 0001639897 Filed Document 0001639897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumina Innovation Fund I, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001669427 Filed Document 0001669427-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Criterion Software & Security Opportunities Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639445 Filed Document 0001639445-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A Enhanced Bond Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570264 Filed Document 0001570113-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
BlueArc Absolute Return Fund (TE), Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566603 Filed Document 0001566603-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proxima Capital Offshore, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488920 Filed Document 0000919574-16-012490 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Columbia Institutional High Yield Fixed Income Private Fund See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672407 Filed Document 0001140361-16-061394 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cearna Aesthetics, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001672446 Filed Document 0001672446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
GS&A Income Long/Short Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570099 Filed Document 0001570099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Blue Trend ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001440755 Filed Document 0001625257-16-000142 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarke Industrial Engineering Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649484 Filed Document 0001649484-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business RHODE ISLAND Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ProstaGene, LLC See All Filings	D	2016-04-17 00:00:00 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001635915 Filed Document 0001635915-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-17 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Linse Capital CP, LLC See All Filings	D	2016-04-17 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001672172 Filed Document 0001672172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-17 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Designing Strategies Fund, LLC See All Filings	D/A	2016-04-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001660291 Filed Document 0001660291-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-16 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fresca Medical, Inc. See All Filings	D/A	2016-04-16 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers ARETE WEALTH MANAGEMENT, LLC CIK Number 0001557686 Filed Document 0001557686-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-16 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Integrity Applications, Inc. See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Andrew Garrett, Inc. CIK Number 0001506983 Filed Document 0001671513-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business ISRAEL Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Sonen Global Sustainable Real Assets (Delaware) Feeder Fund, a series of the Sonen Invest Mgmt Private Acc Plat LLC See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605183 Filed Document 0001144204-16-094704 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serra Capital III, LP See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001672232 Filed Document 0001672232-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEMPER VIC PARTNERS, L.P. See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000866472 Filed Document 0000919574-16-012482 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Fulcrum Multi Asset Trend Fund See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605040 Filed Document 0000902664-16-006738 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LADERA CAPITAL II, LP See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362843 Filed Document 0001161896-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya 1740 Fund Ltd See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573847 Filed Document 0000902664-16-006740 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PALO ALTO HEALTHCARE OFFSHORE II LTD See All Filings	D/A	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001430918 Filed Document 0001430918-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Civitas Maple Fund, LP (Series F) See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001671351 Filed Document 0001315863-16-001390 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
DYK Prime Investments, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670560 Filed Document 0001670560-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Sapient Fund II, LLC See All Filings	D	2016-04-15 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672325 Filed Document 0001672325-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-15 00:00:00 UTC Type of Offering D Industry Construction Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity