Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EquityZen Growth Technology Fund LLC - Series 248 See All Filings	D	2018-06-20 16:22:02 UTC
Amount To Be Raised $339,600 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001739217 Filed Document 0001744221-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:22:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 236 See All Filings	D	2018-06-20 16:21:07 UTC
Amount To Be Raised $100,016 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001736184 Filed Document 0001744221-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:21:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
LEEWARD INVESTMENT TRUST See All Filings	D/A	2018-06-20 16:20:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508033 Filed Document 0001566114-18-000031 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:20:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 262 See All Filings	D	2018-06-20 16:19:02 UTC
Amount To Be Raised $514,233 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001744221 Filed Document 0001744221-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:19:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MHP Growth & Income Fund II, LLC See All Filings	D	2018-06-20 16:14:54 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001740331 Filed Document 0001683168-18-001759 Exclusions or Exemptions 506c Accepted Date 2018-06-20 16:14:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MATRIX PARTNERS CHINA V, L.P. See All Filings	D	2018-06-20 16:13:56 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001740838 Filed Document 0001740838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:13:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2018-06-20 16:13:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-18-004320 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:13:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LMR FUND Ltd See All Filings	D/A	2018-06-20 16:10:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551236 Filed Document 0000919574-18-004318 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:10:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ReSet Therapeutics, Inc. See All Filings	D	2018-06-20 16:07:04 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001593318 Filed Document 0001593318-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:07:04 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Civitas Tradition Fund III, LP See All Filings	D/A	2018-06-20 16:05:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Crito Capital LLC CIK Number 0001734074 Filed Document 0001315863-18-000493 Exclusions or Exemptions 506b Accepted Date 2018-06-20 16:05:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Ten Thousand, Inc. See All Filings	C/A	2018-06-20 14:24:11 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,000,000 CIK Number 0001731158 Filed Document 0001731158-18-000005 Accepted Date 2018-06-20 14:24:11 UTC Type of Offering C/A Security Offered Amount 287,026 Security Offered Type Preferred Stock State NEW YORK
STEELWOOD CAPITAL, LLC See All Filings	D/A	2018-06-20 14:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743364 Filed Document 0001743364-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-06-20 14:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Polaris Aggressive Technology Trader Fund #1 LLC See All Filings	D/A	2018-06-20 14:21:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552484 Filed Document 0001552484-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 14:21:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INLAND CAPITAL FUND LLC See All Filings	D/A	2018-06-20 14:17:20 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001712364 Filed Document 0001591408-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-06-20 14:17:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Other
East Gate SPE, LLC See All Filings	D	2018-06-20 13:59:45 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers N/A CIK Number 0001744108 Filed Document 0001744108-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:59:45 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Royce Detroit, LLC See All Filings	D	2018-06-20 13:54:52 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001743988 Filed Document 0001743988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:54:52 UTC Type of Offering D Industry Restaurants Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
RealtyMogul 115, LLC See All Filings	D	2018-06-20 13:51:28 UTC
Amount To Be Raised $1,265,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001743005 Filed Document 0001743005-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:51:28 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Alphamin Resources Corp. See All Filings	D	2018-06-20 13:50:15 UTC
Amount To Be Raised $137,636 Associated Brokers / Dealers N/A CIK Number 0001713525 Filed Document 0001062993-18-002673 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:50:15 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Prodigo Solutions, Inc. See All Filings	D	2018-06-20 13:42:39 UTC
Amount To Be Raised $3,499,999 Associated Brokers / Dealers N/A CIK Number 0001613945 Filed Document 0001613945-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:42:39 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EcoEnterprises Partners III, LP See All Filings	D	2018-06-20 13:39:18 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001744014 Filed Document 0001744014-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:39:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
DECA Littlefield, LLC See All Filings	D	2018-06-20 13:35:21 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001744023 Filed Document 0001683168-18-001756 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:35:21 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AbleTo, Inc. See All Filings	D	2018-06-20 13:34:45 UTC
Amount To Be Raised $8,499,999 Associated Brokers / Dealers N/A CIK Number 0001577124 Filed Document 0001577124-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:34:45 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Prevailion, Inc. See All Filings	D	2018-06-20 13:25:04 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001743493 Filed Document 0001743493-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:25:04 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Caption Technology, LP See All Filings	D/A	2018-06-20 13:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645589 Filed Document 0000919574-18-004316 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Marin Pizza, Inc. See All Filings	D	2018-06-20 13:20:08 UTC
Amount To Be Raised $750,002 Associated Brokers / Dealers N/A CIK Number 0001711589 Filed Document 0001711589-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:20:08 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterStar Fund, LLC See All Filings	D/A	2018-06-20 13:09:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001632849 Filed Document 0001632849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 13:09:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Mugatunes Inc. See All Filings	C/A	2018-06-20 13:08:13 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $500,000 CIK Number 0001725941 Filed Document 0001725941-18-000003 Accepted Date 2018-06-20 13:08:13 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State MASSACHUSETTS
BBH Wealth Strategies, LLC - Silver Point Distressed Opportunity Series See All Filings	D	2018-06-20 12:58:53 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001743976 Filed Document 0001743976-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:58:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iDocsWeb, LLC See All Filings	D	2018-06-20 12:58:20 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001603672 Filed Document 0001603672-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:58:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies Unit Trust - Silver Point Distressed Opportunity Sub-Trust See All Filings	D	2018-06-20 12:50:55 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001743978 Filed Document 0001743978-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:50:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTW OFFSHORE FUND ONE, LTD. See All Filings	D/A	2018-06-20 12:44:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Zanbato Securities LLC and Artist Capital, LLC CIK Number 0001493217 Filed Document 0001493217-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:44:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Northern Reliability, Inc. See All Filings	D	2018-06-20 12:41:36 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001574137 Filed Document 0001574137-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:41:36 UTC Type of Offering D Industry Business Services Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Global Equity Absolute Return Partners, L.P. See All Filings	D/A	2018-06-20 12:41:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001566023 Filed Document 0000919574-18-004313 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:41:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hawkes Bay Partners, L.P. See All Filings	D/A	2018-06-20 12:35:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Deutsche Bank Securities Inc. CIK Number 0001390223 Filed Document 0000919574-18-004311 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:35:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Cedar Rock Capital Partners Series See All Filings	D	2018-06-20 12:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743975 Filed Document 0001743975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:34:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
South Park Commons Fund I, L.P. See All Filings	D/A	2018-06-20 12:33:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001729353 Filed Document 0001729353-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-06-20 12:33:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTW Innovation Offshore Fund Ltd See All Filings	D	2018-06-20 12:31:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649579 Filed Document 0001649579-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:31:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Romulus CCG Special Opportunity L.P. See All Filings	D	2018-06-20 12:29:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001742860 Filed Document 0001742860-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:29:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Archipelago Holdings, Ltd. See All Filings	D/A	2018-06-20 12:26:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001456163 Filed Document 0000919574-18-004309 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:26:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Armored Citizen, LLC. See All Filings	C/A	2018-06-20 12:20:29 UTC
Financial Interest No. Filing Platform Mr. Crowd Offering Amount $1,000,000 CIK Number 0001741462 Filed Document 0001741462-18-000002 Accepted Date 2018-06-20 12:20:29 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State UTAH
Archipelago Partners, L.P. See All Filings	D/A	2018-06-20 12:19:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001143503 Filed Document 0000919574-18-004307 Exclusions or Exemptions 506b Accepted Date 2018-06-20 12:19:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
EZ Exchange Ltd See All Filings	D	2018-06-20 12:04:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001743506 Filed Document 0001743506-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-06-20 12:04:27 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Other
Marshall Wace Funds LP - MW TOPS China Absolute Return (US) Fund See All Filings	D/A	2018-06-20 11:58:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001696771 Filed Document 0000902664-18-002630 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:58:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lokaksema, Inc. See All Filings	D	2018-06-20 11:54:24 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001725318 Filed Document 0001725318-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:54:24 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
DeMarcay Development Preferred Partners, LLC See All Filings	D	2018-06-20 11:53:34 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Arete Wealth Management, LLC CIK Number 0001743304 Filed Document 0001743304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:53:34 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
SP Sutter Partners, LP See All Filings	D/A	2018-06-20 11:45:00 UTC
Amount To Be Raised $935,000 Associated Brokers / Dealers N/A CIK Number 0001717387 Filed Document 0001717387-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:45:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SAYARI LABS INC. See All Filings	D	2018-06-20 11:40:12 UTC
Amount To Be Raised $3,432,000 Associated Brokers / Dealers N/A CIK Number 0001744012 Filed Document 0001140361-18-029245 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:40:12 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
American South Real Estate Fund, LP See All Filings	D/A	2018-06-20 11:32:32 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001710219 Filed Document 0001739414-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:32:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SECTOR CAPITAL LTD PARTNERSHIP/MA See All Filings	D/A	2018-06-20 11:29:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001079834 Filed Document 0001709496-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-06-20 11:29:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fraud Protection Network, Inc. See All Filings	D	2018-06-20 11:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001580276 Filed Document 0001721868-18-000489 Exclusions or Exemptions 506c Accepted Date 2018-06-20 11:15:50 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity