Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CONTENT PARTNERS FUND 3 LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001606047 Filed Document 0001606047-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brook Bay Secondaries Fund II LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers None, None, and None CIK Number 0001650067 Filed Document 0001650067-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ViZn Energy Systems, Inc See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $22,888,851 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Equity
Huntress Co-Investment, L.P. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672675 Filed Document 0001672675-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PV Growth Fund, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492400 Filed Document 0001095449-16-000228 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Diversified Credit Strategies Fund, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001456170 Filed Document 0001456170-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROVIDENT MORTGAGE TRUST INC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001217315 Filed Document 0001217315-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Diversified Income Fund, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558006 Filed Document 0001558006-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Till Mobile Corp See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,250,000 Associated Brokers / Dealers N/A CIK Number 0001649839 Filed Document 0001649839-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Other
Rapid Focus Security, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $13,071,348 Associated Brokers / Dealers N/A CIK Number 0001582689 Filed Document 0001582689-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Hao Great China Focus US Feeder Fund See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671759 Filed Document 0001671759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business HONG KONG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mellor Select Fund, LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567677 Filed Document 0001567677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Handl Defense LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001670671 Filed Document 0001670671-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Ophelix, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672240 Filed Document 0001672240-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVP High Income Private Credit PE Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001672457 Filed Document 0001672457-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSO Credit Alpha Annex Fund LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001672200 Filed Document 0001672200-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Seismic Value Partners 1, LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660965 Filed Document 0001660965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A U.S. Equity Fund II See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570176 Filed Document 0001570099-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
GSO Credit Alpha Annex Feeder Fund LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001672199 Filed Document 0001672199-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ParStreet Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672342 Filed Document 0001672342-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Graham Alternative Investment ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367596 Filed Document 0001625257-16-000150 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kerrisdale Alpha Offshore Fund, Ltd. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers KJM Securities, Inc. CIK Number 0001671142 Filed Document 0001315863-16-001395 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gresham Commodities ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001367594 Filed Document 0001625257-16-000148 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Makuria Credit Fund LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001574423 Filed Document 0000902664-16-006752 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Service Provider Capital Midwest Fund I, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001658539 Filed Document 0001658539-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GS&A International Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570108 Filed Document 0001570099-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
CORE OAKLEY STATION LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $4,200,000 Associated Brokers / Dealers Core Financial LLC CIK Number 0001671877 Filed Document 0001671877-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GS&A Focused Long/Short Trust See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001570445 Filed Document 0001570113-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Raging Capital Fund (QP), LP See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Charles B. Schaffran CIK Number 0001467569 Filed Document 0001467569-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABS Global Long Short ASP Fund, a series of Alternative Strategies Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001441400 Filed Document 0001625257-16-000143 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVP High Income Private Credit PE (Cayman) Fund, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001672455 Filed Document 0001672455-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ENABLE INJECTIONS, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001619825 Filed Document 0001619825-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
NEUROPTICS INC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001034404 Filed Document 0001034404-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Seed Sumo Fund II, LP See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001656675 Filed Document 0001656675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ForSight VISION5, Inc. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $11,802,500 Associated Brokers / Dealers N/A CIK Number 0001512390 Filed Document 0001512390-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Click Therapeutics, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001623326 Filed Document 0001623326-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
AG REDI, Ltd. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515644 Filed Document 0001515644-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WNT Futures ASP Fund, a series of Alternative Strategies Managed Futures & Commodities Platform, LLC See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wells Fargo Advisors, LLC CIK Number 0001468283 Filed Document 0001625257-16-000144 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TWINLAB CONSOLIDATED HOLDINGS, INC. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,273 Associated Brokers / Dealers N/A CIK Number 0001590695 Filed Document 0001144204-16-094856 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Option To Acquire
Durango Ventures, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001672161 Filed Document 0001010412-16-000231 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business UTAH Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Bauble Bar, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $23,166,633 Associated Brokers / Dealers N/A CIK Number 0001616653 Filed Document 0000905718-16-001329 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PROMETHEON PHARMA, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001588339 Filed Document 0001588339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
GS&A U.S. Equity Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001570099-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Civitas Trinity Fund, LP (Series F) See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001671798 Filed Document 0001315863-16-001396 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TESARO, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $49,999,960 Associated Brokers / Dealers N/A CIK Number 0001491576 Filed Document 0001134115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
GS&A U.S. Equity Fund See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001573904 Filed Document 0001570099-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Harbert European Real Estate Fund IV, L.P. See All Filings	D/A	2016-04-18 00:00:00 UTC
Amount To Be Raised $850,480,000 Associated Brokers / Dealers HMC Investments, Inc. CIK Number 0001639898 Filed Document 0001639898-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MUSA Auto Holdings, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001672484 Filed Document 0001672484-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aplicor, Inc. See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001449441 Filed Document 0001449441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
MASON CAPITAL PARTNERS, LLC See All Filings	D	2016-04-18 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001672458 Filed Document 0001144204-16-094844 Exclusions or Exemptions 506b Accepted Date 2016-04-18 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity