Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
THL Credit Direct Lending Fund IV LLC See All Filings	D	2018-07-30 17:09:16 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001747760 Filed Document 0001747760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 17:09:16 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEP Estrella, DST See All Filings	D/A	2018-07-30 17:06:59 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Capulent LLC CIK Number 0001747678 Filed Document 0001747678-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-30 17:06:59 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ESCHATON OPPORTUNITIES FUND II LP See All Filings	D/A	2018-07-30 17:06:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678483 Filed Document 0001678483-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 17:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Asurvest, Inc. See All Filings	D	2018-07-30 17:06:37 UTC
Amount To Be Raised $5,828,010 Associated Brokers / Dealers N/A CIK Number 0001662033 Filed Document 0001662033-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 17:06:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
THL Credit DL IV Funding LLC See All Filings	D	2018-07-30 17:04:57 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001747765 Filed Document 0001747765-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 17:04:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHC Fund Partners I, L.P. See All Filings	D	2018-07-30 17:02:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748468 Filed Document 0001748468-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 17:02:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SWIIM System, Ltd. See All Filings	D	2018-07-30 16:41:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001470048 Filed Document 0001079973-18-000435 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:41:01 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
DPW Holdings, Inc. See All Filings	D	2018-07-30 16:41:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0000896493 Filed Document 0001214659-18-005047 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:41:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Farm Ventures Fund 1 - Q , LLC See All Filings	D	2018-07-30 16:41:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001712690 Filed Document 0001712690-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-30 16:41:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Investment POD, LLC See All Filings	D	2018-07-30 16:39:10 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001659272 Filed Document 0001659272-18-000002 Exclusions or Exemptions 504 and 506c Accepted Date 2018-07-30 16:39:10 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Ambac Assurance Corp See All Filings	D	2018-07-30 16:38:28 UTC
Amount To Be Raised $366,452,625 Associated Brokers / Dealers None and None CIK Number 0001727123 Filed Document 0001727123-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:38:28 UTC Type of Offering D Industry Insurance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Six Foods LLC See All Filings	D	2018-07-30 16:36:34 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001701591 Filed Document 0001701591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:36:34 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Newstream Hotel Equity Partners - LIT, LLC See All Filings	D	2018-07-30 16:34:22 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001748437 Filed Document 0001748437-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-30 16:34:22 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Saltoro Alpha Fund, LP See All Filings	D/A	2018-07-30 16:30:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC, Aldwych Securities LLC, Old City Securities LLC, and MMX Global Partners LLC CIK Number 0001552060 Filed Document 0001315863-18-000605 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:30:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Epi-Now, LLC See All Filings	D	2018-07-30 16:27:40 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001746919 Filed Document 0001746919-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:27:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prime Meridian Small Business Lending Fund, LP See All Filings	D/A	2018-07-30 16:27:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers March Capital Corp and Monarch Bay Securities, LLC CIK Number 0001614185 Filed Document 0001614185-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-30 16:27:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SeaOne Holdings, LLC See All Filings	D	2018-07-30 16:25:05 UTC
Amount To Be Raised $163,000,000 Associated Brokers / Dealers N/A CIK Number 0001573294 Filed Document 0001573294-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:25:05 UTC Type of Offering D Industry Other Energy Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Saltoro Alpha Offshore Fund, Ltd. See All Filings	D/A	2018-07-30 16:21:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC, Aldwych Securities, LLC, and Old City Securities LLC CIK Number 0001555000 Filed Document 0001315863-18-000604 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:21:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I, L.P. See All Filings	D/A	2018-07-30 16:19:32 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001708207 Filed Document 0001708207-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:19:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Rehabbers Financial, Inc. See All Filings	D/A	2018-07-30 16:18:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464746 Filed Document 0001464746-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:18:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
THOMA BRAVO CREDIT FUND I FEEDER, L.P. See All Filings	D/A	2018-07-30 16:18:33 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001708206 Filed Document 0001708206-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:18:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
THOMA BRAVO CREDIT FUND I (OFFSHORE), L.P. See All Filings	D/A	2018-07-30 16:17:33 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers N/A CIK Number 0001708208 Filed Document 0001708208-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:17:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aultmore Capital GRE I, Inc. See All Filings	D	2018-07-30 16:10:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001747980 Filed Document 0001747980-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:10:42 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Debt
Mitra RxDx, Inc. See All Filings	D	2018-07-30 16:08:20 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001681405 Filed Document 0001681405-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:08:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Mitra RxDx, Inc. See All Filings	D	2018-07-30 16:08:20 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001681405 Filed Document 0001681405-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:08:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
KSL Capital Partners V FF, L.P. See All Filings	D/A	2018-07-30 16:07:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001738983 Filed Document 0001738983-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:07:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ECXTECH INC. See All Filings	C	2018-07-30 16:07:06 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001745321 Filed Document 0001665160-18-000738 Accepted Date 2018-07-30 16:07:06 UTC Type of Offering C Security Offered Amount 2,500 Security Offered Type Other State NEVADA
Aultmore Capital GRE I, Inc. See All Filings	D	2018-07-30 16:06:27 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747980 Filed Document 0001747980-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:06:27 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets $No Revenues Type of Security Equity
Acuity Opportunities Fund I LLC See All Filings	D	2018-07-30 16:04:09 UTC
Amount To Be Raised $890,000 Associated Brokers / Dealers Scott Kurland and Robert Spiegel CIK Number 0001734374 Filed Document 0001445866-18-000775 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:04:09 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Pooled Investment Fund
Hornet Capital, LLC See All Filings	D	2018-07-30 16:03:16 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/a CIK Number 0001747192 Filed Document 0001747192-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:03:16 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PC San Felipe, LLC See All Filings	D	2018-07-30 16:01:29 UTC
Amount To Be Raised $2,640,900 Associated Brokers / Dealers N/A CIK Number 0001748473 Filed Document 0001748473-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:01:29 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
CLIENTELL, LLC See All Filings	D	2018-07-30 16:01:16 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001748420 Filed Document 0001748420-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 16:01:16 UTC Type of Offering D Industry Business Services Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Debt
ABRY Advanced Securities Fund IV, L.P. See All Filings	D	2018-07-30 15:57:31 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers N/A CIK Number 0001748131 Filed Document 0001748131-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:57:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Portfolio Advisors Private Equity Fund 2017, L.P. See All Filings	D/A	2018-07-30 15:55:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001721456 Filed Document 0001721456-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:55:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Selwyn Ventures I, LLC See All Filings	D	2018-07-30 15:48:51 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001694193 Filed Document 0001694193-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:48:51 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Portfolio Advisors Private Equity Fund 2017 (Offshore), L.P. See All Filings	D/A	2018-07-30 15:40:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001721455 Filed Document 0001721455-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:40:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cloud Pathfinder LLC See All Filings	D	2018-07-30 15:29:59 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748378 Filed Document 0001748378-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:29:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Malta Market Neutral Master Fund Ltd See All Filings	D	2018-07-30 15:24:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748287 Filed Document 0000919574-18-004970 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:24:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CBTBE Corp See All Filings	D/A	2018-07-30 15:20:43 UTC
Amount To Be Raised $27,500,000 Associated Brokers / Dealers N/A CIK Number 0001742875 Filed Document 0001742875-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:20:43 UTC Type of Offering D/A Industry Commercial Banking Principal Place of Business NEW HAMPSHIRE Revenue or Assets $No Revenues Type of Security Equity
OMAC Fund I, LLC See All Filings	D	2018-07-30 15:20:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers OMAC Beverage Securities, LLC CIK Number 0001747151 Filed Document 0001747151-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:20:40 UTC Type of Offering D Industry Investing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stellus Capital Energy Opportunities Fund II, LP See All Filings	D	2018-07-30 15:18:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Michael Levy, Joshua Dorfman, Jared Dittman, Craig Lewis, and FirstPoint Equity Capital Ltd CIK Number 0001748210 Filed Document 0001748210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:18:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Midwood Holdings LLC See All Filings	D	2018-07-30 15:15:30 UTC
Amount To Be Raised $800,000 Associated Brokers / Dealers N/A CIK Number 0001748385 Filed Document 0001748385-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:15:30 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
East Hamilton Medical Investors, LLC See All Filings	D	2018-07-30 15:14:56 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001748472 Filed Document 0001748472-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:14:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Farm Ventures Fund 1, LLC See All Filings	D	2018-07-30 15:13:41 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001712688 Filed Document 0001712688-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-30 15:13:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Astadia Acquisition Corp See All Filings	D	2018-07-30 15:12:34 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001748261 Filed Document 0001748261-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:12:34 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Left Hand Robotics, Inc. See All Filings	D/A	2018-07-30 15:11:38 UTC
Amount To Be Raised $3,777,971 Associated Brokers / Dealers N/A CIK Number 0001701112 Filed Document 0001701112-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:11:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Spruce Point Research Activism Partners LP See All Filings	D/A	2018-07-30 15:11:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680375 Filed Document 0001680375-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-30 15:11:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Great Elm Opportunities Fund I, LP - Series A See All Filings	D	2018-07-30 14:59:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746469 Filed Document 0000898432-18-000865 Exclusions or Exemptions 506b Accepted Date 2018-07-30 14:59:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Purple Arch Ventures Fund 1 - Q, LLC See All Filings	D	2018-07-30 14:53:57 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001712685 Filed Document 0001712685-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-30 14:53:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
HeadStrong USA, LLC See All Filings	D	2018-07-30 14:53:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748463 Filed Document 0001748463-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-07-30 14:53:31 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity