Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Wheeler REIT, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers n/a CIK Number 0001563251 Filed Document 0001563251-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Second Curve Opportunity Fund International, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001308614 Filed Document 0000919574-16-012528 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
VELITE ENERGY L P See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001355351 Filed Document 0001315863-16-001406 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SafeTrek, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001672616 Filed Document 0001672616-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Debt
A-RLX-18-Fund, a series of AX-UrUs-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $308,000 Associated Brokers / Dealers N/A CIK Number 0001672541 Filed Document 0001672541-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monolith Materials, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001574098 Filed Document 0001574098-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
HEO I, LP See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671914 Filed Document 0001671914-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lanetix, Inc. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $9,217,712 Associated Brokers / Dealers N/A CIK Number 0001640088 Filed Document 0001640088-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Acacia Property Corp 2015 See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001659081 Filed Document 0001659081-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
GAVEKAL ASIAN OPPORTUNITIES UCITS FUND See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548914 Filed Document 0001405086-16-000458 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
Metropolitan Emergency Animal Clinic, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $720,000 Associated Brokers / Dealers N/A CIK Number 0001671694 Filed Document 0001014100-16-000036 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Horton Capital Partners Fund, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567994 Filed Document 0001567994-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RTC Fund I, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001577688 Filed Document 0001577688-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Construction Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Rhizome Partners LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575312 Filed Document 0001575312-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Platina Systems Corp See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001672809 Filed Document 0001672809-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
HRA The U Raleigh LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $13,555,713 Associated Brokers / Dealers Timothy D. Smith, Michael O. Strand, and Gregory L. Beckel CIK Number 0001672626 Filed Document 0000927087-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Tacit Capital Fund, LP - Series 5 See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,080,000 Associated Brokers / Dealers N/A CIK Number 0001672584 Filed Document 0001672584-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Infrastructure Fund III-A, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC and KB Investment & Securities Co. Ltd. CIK Number 0001660482 Filed Document 0001660482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
5146 VANDELIA LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672703 Filed Document 0001672703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
HealthVerity, Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $7,194,706 Associated Brokers / Dealers N/A CIK Number 0001671703 Filed Document 0001671703-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
TTWiiN, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001672291 Filed Document 0001672291-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-TQK-23-Fund, a series of AX-KG-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001671907 Filed Document 0001671907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PXP-18-Fund, a series of AngelList-JG-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $285,500 Associated Brokers / Dealers N/A CIK Number 0001672542 Filed Document 0001672542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MV VC Fund VIII LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667295 Filed Document 0001667295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Weiss Alpha Balanced Risk Fund (Cayman) Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639615 Filed Document 0000919574-16-012534 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Colchis P2P Income Fund, Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, KJM Securities, Inc., Pickwick Capital Partners, LLC, Asperion Group LLC, Emerson Equity LLC, Eureka Capital Partners (HK) Limited, Mann Mann Jensen Partners LP, and Riviere Securities, Ltd. CIK Number 0001580292 Filed Document 0000935836-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
STARKEL ENTERPRISES, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001672559 Filed Document 0001672559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
SECOND CURVE PARTNERS LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001116270 Filed Document 0000919574-16-012522 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OPULENT FUND LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001226084 Filed Document 0001226084-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
StemBioSys Inc. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001568861 Filed Document 0001568861-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
AngelList-Hout-PR-Fund, a series of AngelList-PC-Funds, LLC See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised $267,999 Associated Brokers / Dealers N/A CIK Number 0001669973 Filed Document 0001669973-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PTAM Enhanced Structured Credit Fund, LP See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001488928 Filed Document 0000902664-16-006772 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
A-TDL-17-Fund, a series of AX-IA-Funds, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $153,000 Associated Brokers / Dealers N/A CIK Number 0001671908 Filed Document 0001671908-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tempo Volatility Fund Ltd. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001487736 Filed Document 0000950172-16-000176 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CBHB, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $882,000 Associated Brokers / Dealers N/A CIK Number 0001672579 Filed Document 0001672579-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
ANF Investors, L.P. See All Filings	D/A	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639960 Filed Document 0000905718-16-001357 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Generosus Gold Fund, LLC See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HISHAM SOBHY CIK Number 0001672410 Filed Document 0001672410-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Rick-Managed BuyWrite Master Account, L.P. See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670863 Filed Document 0001670863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 35 See All Filings	D	2016-04-20 00:00:00 UTC
Amount To Be Raised $129,998 Associated Brokers / Dealers Shiriam Bhashyam, Phil Haslett, and Nathaniel Disston CIK Number 0001672586 Filed Document 0001672586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-20 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vicis, Inc. See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001608939 Filed Document 0001168404-16-000033 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BrightSource Energy Inc See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001471443 Filed Document 0001471443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
GROWLIFE, INC. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $20,000 Associated Brokers / Dealers N/A CIK Number 0001161582 Filed Document 0001161697-16-000793 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
CDK Investments Ltd. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Delphine Pariente CIK Number 0001514987 Filed Document 0001514987-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Brown Advisory Hedged Emerging Markets, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee CIK Number 0001489548 Filed Document 0001489548-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
BROWN ADVISORY ALTERNATIVE STRATEGIES, L.P. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Thomas W. Keesee and Stephen Burke CIK Number 0001354401 Filed Document 0001354401-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Anbec Partners, LP See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668258 Filed Document 0001668258-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cost Fund 1, LLC See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $24,660,000 Associated Brokers / Dealers N/A CIK Number 0001553401 Filed Document 0001554975-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Savii, Inc. See All Filings	D/A	2016-04-19 00:00:00 UTC
Amount To Be Raised $745,315 Associated Brokers / Dealers N/A CIK Number 0001671467 Filed Document 0001542874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Sixth Cinven Fund (No.4) Limited Partnership See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672270 Filed Document 0001672270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series Ventura-Spotify II See All Filings	D	2016-04-19 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001672597 Filed Document 0001672597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-19 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund