Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Yield Pool III, L.P. See All Filings	D	2018-08-01 10:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748684 Filed Document 0001748684-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BFC-NGP-1-AVT, LLC See All Filings	D	2018-08-01 10:50:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001748077 Filed Document 0001748077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Skymark Coventry, LLC See All Filings	D	2018-08-01 10:40:13 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001748742 Filed Document 0001748742-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:40:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADELPHI EUROPE LONG ONLY FUND LTD. See All Filings	D/A	2018-08-01 10:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599929 Filed Document 0000919574-18-005031 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE PARTNERS, L.P. See All Filings	D/A	2018-08-01 10:37:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145980 Filed Document 0000919574-18-005029 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE FUND See All Filings	D/A	2018-08-01 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593271 Filed Document 0000919574-18-005027 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida SPV I, LLC See All Filings	D/A	2018-08-01 10:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615286 Filed Document 0000919574-18-005025 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swift Credit Opportunity Fund, LP See All Filings	D/A	2018-08-01 10:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704210 Filed Document 0001704210-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMORGAN CORE BOND TRUST See All Filings	D/A	2018-08-01 10:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460132 Filed Document 0000943663-18-000173 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gossamer Bio, Inc. See All Filings	D	2018-08-01 10:15:34 UTC
Amount To Be Raised $230,015,000 Associated Brokers / Dealers N/A CIK Number 0001728117 Filed Document 0001140361-18-034679 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:15:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Country Archer Holdings III, LLC See All Filings	D	2018-08-01 10:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748249 Filed Document 0001140361-18-034678 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Oreamnos Fund, SPC - Segregated Portfolio 1 See All Filings	D/A	2018-08-01 10:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680740 Filed Document 0000919574-18-005021 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Intermediate Bond Trust See All Filings	D/A	2018-08-01 10:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Markor Master Fund, L.P. See All Filings	D/A	2018-08-01 10:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468489 Filed Document 0000919574-18-005019 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2018-08-01 09:57:31 UTC
Amount To Be Raised $259,100 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:57:31 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Fixed Income Trust - Invesco High Quality Mortgage Backed Securities Fund See All Filings	D	2018-08-01 09:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748677 Filed Document 0001748677-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-01 09:53:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioMotiv, LLC See All Filings	D/A	2018-08-01 09:36:04 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001557499 Filed Document 0001557499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:36:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alstra Fund plc - Markham Rae I Fund See All Filings	D/A	2018-08-01 09:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713518 Filed Document 0001713518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RadiusAI, Inc. See All Filings	D	2018-08-01 09:21:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747071 Filed Document 0001747071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:21:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
DECISION DIAGNOSTICS CORP See All Filings	1-A	2018-08-01 08:04:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001144225 Filed Document 0001078782-18-000766 Accepted Date 2018-08-01 08:04:00 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $559,004 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Famterra, Inc See All Filings	C/A	2018-07-31 21:58:51 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001739377 Filed Document 0001670254-18-000360 Accepted Date 2018-07-31 21:58:51 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
Legion M Entertainment, Inc. See All Filings	1-A	2018-07-31 21:49:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674163 Filed Document 0001144204-18-041214 Accepted Date 2018-07-31 21:49:04 UTC Type of Offering 1-A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $415,372 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Van Cleave Dry Goods LLC See All Filings	C/A	2018-07-31 21:41:16 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $350,000 CIK Number 0001739379 Filed Document 0001670254-18-000359 Accepted Date 2018-07-31 21:41:16 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Tampon Tribe, Inc. See All Filings	C	2018-07-31 21:26:44 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001687465 Filed Document 0001670254-18-000358 Accepted Date 2018-07-31 21:26:44 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Tryperion RE Fund III, LP See All Filings	D	2018-07-31 21:06:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001748481 Filed Document 0001748481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 21:06:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Stills, Inc See All Filings	C/A	2018-07-31 20:59:01 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,066,360 CIK Number 0001745881 Filed Document 0001670254-18-000357 Accepted Date 2018-07-31 20:59:01 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
Red Oak Capital Fund II, LLC See All Filings	1-A/A	2018-07-31 20:42:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001742521 Filed Document 0001654954-18-008259 Accepted Date 2018-07-31 20:42:11 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Ross Bicycles LLC See All Filings	D/A	2018-07-31 20:22:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747806 Filed Document 0001747806-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-31 20:22:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SFBC Wyomissing, LLC See All Filings	C	2018-07-31 19:49:38 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001747867 Filed Document 0001670254-18-000355 Accepted Date 2018-07-31 19:49:38 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Dray Alliance Inc. See All Filings	D	2018-07-31 19:48:21 UTC
Amount To Be Raised $1,360,001 Associated Brokers / Dealers N/A CIK Number 0001747266 Filed Document 0001747266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:48:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Bergen Special Opportunity Fund, LP See All Filings	D	2018-07-31 19:16:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Gordian Investments, LLC, KJM Securities, Inc., Neal Berger, and Neil Cohen CIK Number 0001696224 Filed Document 0001696224-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:16:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EquityZen Growth Technology Fund LLC - Series 278 See All Filings	D	2018-07-31 19:14:55 UTC
Amount To Be Raised $414,580 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001745475 Filed Document 0001744613-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:14:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquityZen Growth Technology Fund LLC - Series 276 See All Filings	D	2018-07-31 19:12:42 UTC
Amount To Be Raised $886,500 Associated Brokers / Dealers EquityZen Securities LLC CIK Number 0001745477 Filed Document 0001744613-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:12:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TheRealReal, Inc. See All Filings	D	2018-07-31 19:01:59 UTC
Amount To Be Raised $114,579,929 Associated Brokers / Dealers Citigroup Global Markets Inc. CIK Number 0001573221 Filed Document 0001573221-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:01:59 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
smartQED, Inc. See All Filings	C/A	2018-07-31 18:46:06 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001730031 Filed Document 0001670254-18-000354 Accepted Date 2018-07-31 18:46:06 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
A-VBI-14-Fund, a series of AX-RobNer-Funds, LLC See All Filings	D	2018-07-31 18:45:02 UTC
Amount To Be Raised $564,261 Associated Brokers / Dealers N/A CIK Number 0001747634 Filed Document 0001744613-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-07-31 18:45:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Mile Investments LLC See All Filings	D/A	2018-07-31 18:39:02 UTC
Amount To Be Raised $1,872,971 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001710028 Filed Document 0001744613-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-07-31 18:39:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hanno Ventures LLC See All Filings	D/A	2018-07-31 18:16:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001700387 Filed Document 0001700387-18-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2018-07-31 18:16:37 UTC Type of Offering D/A Industry Computers Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Equity
BAYHORSE SILVER INC. See All Filings	D	2018-07-31 17:51:24 UTC
Amount To Be Raised $83,415 Associated Brokers / Dealers N/A CIK Number 0001432588 Filed Document 0001273511-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:51:24 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
JOHKIM CAPITAL PARTNERS ONSHORE LP See All Filings	D/A	2018-07-31 17:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713225 Filed Document 0001713225-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MVP LS FUND LXVIII LLC See All Filings	D	2018-07-31 17:47:22 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE INC CIK Number 0001744527 Filed Document 0001744527-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:47:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fund EQ-XRW, a series of Equidate Investments, LLC See All Filings	D	2018-07-31 17:44:31 UTC
Amount To Be Raised $100,007 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740746 Filed Document 0001744613-18-000014 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:44:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RREAF Southlake Hospitality, LLC See All Filings	D/A	2018-07-31 17:42:24 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001746705 Filed Document 0001746705-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-31 17:42:24 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
A-TDR-11-Fund, a series of AX-MiAn-Funds, LLC See All Filings	D	2018-07-31 17:37:18 UTC
Amount To Be Raised $43,000 Associated Brokers / Dealers N/A CIK Number 0001744607 Filed Document 0001744613-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:37:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FPA Select Offshore Fund II, Ltd. See All Filings	D/A	2018-07-31 17:33:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713497 Filed Document 0001315863-18-000610 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:33:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FPA Select Fund II, L.P. See All Filings	D/A	2018-07-31 17:32:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713546 Filed Document 0001315863-18-000609 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:32:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FPA Multi-Advisor Offshore Fund, Ltd. See All Filings	D/A	2018-07-31 17:32:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001638831 Filed Document 0001315863-18-000608 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:32:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Equity
FPA Hawkeye Offshore Fund, Ltd. See All Filings	D/A	2018-07-31 17:30:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Pursuit Capital Marketing, LLC CIK Number 0001638830 Filed Document 0001315863-18-000607 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:30:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Equity
Orlando Collision LLC See All Filings	D	2018-07-31 17:27:15 UTC
Amount To Be Raised $1,919,386 Associated Brokers / Dealers N/A CIK Number 0001747887 Filed Document 0001747887-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:27:15 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
FOURTEEN CAPITAL HIGH YIELD FUND LP See All Filings	D	2018-07-31 17:25:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747653 Filed Document 0001140361-18-034564 Exclusions or Exemptions 506b Accepted Date 2018-07-31 17:25:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund