Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
DRAGONWAVE INC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $4,349,985 Associated Brokers / Dealers N/A CIK Number 0001178946 Filed Document 0001104659-16-114230 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1000 North Arizola Road, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,750,000 Associated Brokers / Dealers N/A CIK Number 0001671787 Filed Document 0001671787-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CF GLOBAL CAPITAL LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671335 Filed Document 0001520138-16-000882 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
New Generation Loan Fund, L.P. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606748 Filed Document 0000945621-16-000582 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Remitly, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $38,579,997 Associated Brokers / Dealers FTP Securities LLC CIK Number 0001534076 Filed Document 0001534076-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Switch Tech Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673017 Filed Document 0001673017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vigilant Aerospace Systems, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001673085 Filed Document 0001673085-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Debt
JFL-API Co-Invest Partners, L.P. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673211 Filed Document 0001673211-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Geofortis LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $16,962,628 Associated Brokers / Dealers N/A CIK Number 0001665492 Filed Document 0001665492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
4Scale CDSI LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,227,500 Associated Brokers / Dealers N/A CIK Number 0001623117 Filed Document 0001623117-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $110,440 Associated Brokers / Dealers Curtis Wyrtzen CIK Number 0001135856 Filed Document 0001135856-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TIDAL PETROLEUM INC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $10,444,500 Associated Brokers / Dealers The Tidal Group, Inc. CIK Number 0001014687 Filed Document 0001014687-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
Seegrid Corp See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers Headwaters BD, LLC CIK Number 0001634707 Filed Document 0001634707-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
ID Global Solutions Corp See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001534154 Filed Document 0001615774-16-005087 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
LiquidAlts H2O Force 10 Fund See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Deutsche Bank AG, Deutsche Bank Securities Inc., and Deutsche Bank Trust Company Americas CIK Number 0001610016 Filed Document 0001610016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COVEMARK RIPTIDE LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001673097 Filed Document 0001673097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
MAGNOLIA ROAD GLOBAL CREDIT FUND LTD. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575862 Filed Document 0001315863-16-001412 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Plus Fund See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672922 Filed Document 0000902664-16-006832 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Innovations International, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673141 Filed Document 0001673141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Other
Teneology, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001629302 Filed Document 0001140361-16-062252 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Tone Mobile LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,210,000 Associated Brokers / Dealers N/A CIK Number 0001644374 Filed Document 0001144204-16-096412 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SSI Core Plus 2016 LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673099 Filed Document 0001673099-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
VEB, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001672669 Filed Document 0001019687-16-006001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
2016 Check List Fund, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673050 Filed Document 0001673119-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Codepops, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001650877 Filed Document 0001650877-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Cypress Natural Resources Investment Funds V, L.P. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672907 Filed Document 0001672907-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Equity
Swigel Capital Multi-Strategy Fund, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671114 Filed Document 0001671114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Parkifi, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,395 Associated Brokers / Dealers N/A CIK Number 0001626756 Filed Document 0001626756-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Virtus Real Estate Capital II, LP See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Coastal Equities, Inc. and IDB Capital Corp. CIK Number 0001652445 Filed Document 0001652445-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Bergen Medical Products, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001615712 Filed Document 0001615712-16-000001 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets $No Revenues Type of Security Debt
MIP Cleco Partners L.P. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,200,732,718 Associated Brokers / Dealers N/A CIK Number 0001673091 Filed Document 0001673091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symetra Separate Account VL See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001449482 Filed Document 0001449482-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TOTAL EXPERT, INC. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $3,002,245 Associated Brokers / Dealers N/A CIK Number 0001673146 Filed Document 0001673146-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
PAULSON INVESTMENT COMPANY LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $2,468,700 Associated Brokers / Dealers Starla Goff and Don Wojnowski CIK Number 0000356343 Filed Document 0000356343-16-000015 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Investment Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ipitimi See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001672904 Filed Document 0001441557-16-000072 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
NEC-Round Rock LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $506,000 Associated Brokers / Dealers N/A CIK Number 0001673180 Filed Document 0001673180-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
29SC Ridgeview, LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $7,510,000 Associated Brokers / Dealers N/A CIK Number 0001672819 Filed Document 0001672819-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aquion Energy, Inc. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001441529 Filed Document 0001441529-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
McConnell's Preferred Investment, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001673111 Filed Document 0001673111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
FRONTIER NATURAL RESOURCES INC. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001606264 Filed Document 0001606264-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SPITFIRE FUND L.P. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405759 Filed Document 0001405759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NM PERA PineBridge Passport Fund I LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001672316 Filed Document 0001672316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Highland Shopping Center LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers None CIK Number 0001673135 Filed Document 0001673135-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Magnolia Road Global Credit Intermediate Fund L.P. See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001575861 Filed Document 0001315863-16-001413 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FORTUNATO CAPITAL PARTNERS, LLC See All Filings	D/A	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001650103 Filed Document 0001650103-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAF Opportunity Fund, L.P. See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001673055 Filed Document 0001673055-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Sterling Sherman Heights, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $3,150,000 Associated Brokers / Dealers N/A CIK Number 0001673169 Filed Document 0001673169-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
SSI Value Add 2016 LP See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673100 Filed Document 0001673100-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Asius Ventures I, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001672906 Filed Document 0001672906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Citadel Funding Partners, LLC See All Filings	D	2016-04-26 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673119 Filed Document 0001673119-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-26 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity