Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Waypoint Louisville Investors, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,725,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC CIK Number 0001673235 Filed Document 0001382963-16-000163 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Rockefeller Global Dividend Growth Fund, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496413 Filed Document 0000945621-16-000583 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Janlyn Partners, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572071 Filed Document 0001572071-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665637-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Levyx Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,385,000 Associated Brokers / Dealers N/A CIK Number 0001672239 Filed Document 0001672239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LICS Capital, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Vijay Chandran CIK Number 0001671363 Filed Document 0001671363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Versium Analytics, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,725,000 Associated Brokers / Dealers N/A CIK Number 0001585852 Filed Document 0001585852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Heroic Ventures, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001672097 Filed Document 0001672097-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
S&R REAL ESTATE FUND II, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,403,500 Associated Brokers / Dealers N/A CIK Number 0001658478 Filed Document 0001658478-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CaringCent, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673087 Filed Document 0001673087-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Big League Advance Fund I, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673394 Filed Document 0001673394-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Macrovoyant L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001661237 Filed Document 0001661237-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MAYFLOWER INVESTMENT GROUP INC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers HAMON FRANCIS FYTTON CIK Number 0001673239 Filed Document 0001673239-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SYNDEVRX INC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers Bernhard Hoffmann CIK Number 0001455364 Filed Document 0001455364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
GABELLI ASSOCIATES LTD II E See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A, N/A, and n/a CIK Number 0001489941 Filed Document 0000919574-16-012652 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
PC Via Vista, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,555,300 Associated Brokers / Dealers N/A CIK Number 0001673287 Filed Document 0001673287-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Normandy Real Estate Fund IV, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673115 Filed Document 0001673115-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Pantelan Single Family Residential Total Return Fund I, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001673280 Filed Document 0001673280-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AP VIII Prime Security Services Holdings, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669605 Filed Document 0000950142-16-003601 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EquiAlt Fund II, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001576949 Filed Document 0001576949-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
Giftagram Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,028,315 Associated Brokers / Dealers N/A CIK Number 0001669084 Filed Document 0001669084-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Blackstone Real Estate Debt Strategies III L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NH Investment & Securities Co., Ltd. CIK Number 0001660713 Filed Document 0001660713-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Technical Provisions, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001550821 Filed Document 0001550821-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Waterton Mining Parallel Fund Onshore Master, LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665637 Filed Document 0001665637-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterton Mining Parallel Fund Onshore Feeder, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665507 Filed Document 0001665507-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TECTONIC VENTURES, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669775 Filed Document 0001669775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCF V Annex Fund L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670355 Filed Document 0001670355-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Merlin Solar Technologies, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $12,580,000 Associated Brokers / Dealers N/A CIK Number 0001673045 Filed Document 0001673045-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CCRC of Cedar Rapids, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $12,880,000 Associated Brokers / Dealers N/A CIK Number 0001673176 Filed Document 0001673176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Evident.io, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,700,004 Associated Brokers / Dealers N/A CIK Number 0001584714 Filed Document 0001584714-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wyebot, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673270 Filed Document 0001673270-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CVI Dislocation Fund A LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671340 Filed Document 0000902664-16-006863 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Medea Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $18,824,024 Associated Brokers / Dealers Medea Inc. and 38 Degree Advisors CIK Number 0001608093 Filed Document 0001608093-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
LB Merchant AA-2, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001673182 Filed Document 0001673182-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
HOMETOWN INTERNATIONAL, INC. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $181,750 Associated Brokers / Dealers N/A CIK Number 0001632081 Filed Document 0001144204-16-096923 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Red Hook Fund LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640524 Filed Document 0001013594-16-001011 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Stem Disintermedia, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $4,461,504 Associated Brokers / Dealers N/A CIK Number 0001672634 Filed Document 0001672634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RMWC CREDIT ALPHA FUND, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537949 Filed Document 0001537949-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,967,975 Associated Brokers / Dealers David Fisher, Thomas Chisholm, Kevin Ballou, and Rhonda Miller CIK Number 0001135856 Filed Document 0001135856-16-000542 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
DUNDEE VENTURE CAPITAL FUND III, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001672706 Filed Document 0001672706-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
African Leadership (Mauritius) Ltd See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $23,690,891 Associated Brokers / Dealers N/A CIK Number 0001671889 Filed Document 0001671889-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Gargoyle Enhanced Alpha Fund L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MCAM Holding, Limited, Meadowvale Advisors, LLC, Partner Capital Group, LLC, and TCW Fund Distributors CIK Number 0001542545 Filed Document 0001542545-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
AQR MULTI-STYLE OFFSHORE FUND, L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635509 Filed Document 0001402855-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Medical Care NAK Radcliff, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $975,397 Associated Brokers / Dealers N/A CIK Number 0001673865 Filed Document 0001461373-16-000082 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Next In Line, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001671058 Filed Document 0001671058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
ATEL Institutional Venture Debt Fund, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ronald J. Bucci CIK Number 0001672625 Filed Document 0001140361-16-062702 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Keros Therapeutics, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,078 Associated Brokers / Dealers N/A CIK Number 0001664710 Filed Document 0001664710-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Chautauqua Global Growth Equity QP Fund, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673306 Filed Document 0001673306-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Patient Home Monitoring Corp. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $7,049,395 Associated Brokers / Dealers N/A CIK Number 0001540013 Filed Document 0001183740-16-000343 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Merion Riverside Parc Capital Partner, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $548,600 Associated Brokers / Dealers N/A CIK Number 0001672824 Filed Document 0001672824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity