Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CMK DG Income Fund, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $4,696,000 Associated Brokers / Dealers N/A CIK Number 0001673082 Filed Document 0001673082-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Libboo, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $500,001 Associated Brokers / Dealers N/A CIK Number 0001559416 Filed Document 0001559416-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Vista Studios Investors, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001673196 Filed Document 0001673196-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NeuMoDx Molecular, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $19,999,995 Associated Brokers / Dealers N/A CIK Number 0001546171 Filed Document 0001546171-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Neurala, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001624772 Filed Document 0001624772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
WPCM Huntsville Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001673330 Filed Document 0001673330-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Real Return Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490364 Filed Document 0001385053-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LIBREMAX VALUE PARTNERS, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576471 Filed Document 0000919574-16-012680 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers Rhonda Miller, David Stecher, and Nicholas Dellavedova CIK Number 0001135856 Filed Document 0001135856-16-000545 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Kingdom Ridge Capital Fund, Ltd. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464070 Filed Document 0000919574-16-012673 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BILT Inc See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001673305 Filed Document 0001673305-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
STEM Premier, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,618,409 Associated Brokers / Dealers N/A CIK Number 0001673268 Filed Document 0001673268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
ShareNett LMSO LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers Ouisa Capital LLC CIK Number 0001672605 Filed Document 0001672605-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series I-14 See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673419 Filed Document 0001673419-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapitalSpring Investment Partners V Parallel II, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672793 Filed Document 0000902664-16-006880 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CoolChip Technologies, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,186,108 Associated Brokers / Dealers N/A CIK Number 0001546803 Filed Document 0001546803-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Pulmotect, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,500,250 Associated Brokers / Dealers N/A CIK Number 0001673929 Filed Document 0001673929-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
South Coast Group VIII, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001673780 Filed Document 0001673780-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business SOUTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
Flux Power Holdings, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001083743 Filed Document 0001140361-16-063233 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Venatcity Systems Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673420 Filed Document 0001673420-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Viewpost Holdings, LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001521552 Filed Document 0000897069-16-000850 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Yellowhammer Media Group Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,612,456 Associated Brokers / Dealers N/A CIK Number 0001609390 Filed Document 0000905718-16-001363 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
RIVERVIEW INSTITUTIONAL CAYMAN FUND LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001180562 Filed Document 0000945621-16-000584 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waypoint Jacksonville Investors, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $14,200,000 Associated Brokers / Dealers WAYPOINT DIRECT INVESTMENTS, LLC and SCHNEIDER DOWNS CORPORATE FINANCE, LP CIK Number 0001671742 Filed Document 0001382963-16-000162 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
AVE MARIA BIOTECHNOLOGY LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001463741 Filed Document 0001463741-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Pak'd LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673222 Filed Document 0001673222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Eiger BioPharmaceuticals, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001305253 Filed Document 0001305253-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
TALMADGE APARTMENTS SAN DIEGO, LP See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $1,675,000 Associated Brokers / Dealers N/A CIK Number 0001672893 Filed Document 0001062993-16-009279 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
WALTON STREET REAL ESTATE DEBT FUND-A, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers STILLPOINT CAPITAL, LLC CIK Number 0001667328 Filed Document 0001667328-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Axonic Systematic Arbitrage Fund, LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554028 Filed Document 0000919574-16-012660 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sirnaomics, Inc. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001658879 Filed Document 0001658879-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Kidz Media Investments LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001673310 Filed Document 0001019687-16-006016 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Bellrock Controls, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001659900 Filed Document 0001659900-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $No Revenues Type of Security Equity
PI Arthur Avenue, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673230 Filed Document 0001673230-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Point 406 Ventures 2016 Opportunities Fund, L.P. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $80,000,000 Associated Brokers / Dealers N/A CIK Number 0001672933 Filed Document 0001672933-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Grenada Citizenship Development LTD See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers None CIK Number 0001673329 Filed Document 0001391609-16-000460 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GRENADA Revenue or Assets $No Revenues Type of Security Equity
HealthKick Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001672700 Filed Document 0001672700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Applied Silver, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $5,433,758 Associated Brokers / Dealers N/A CIK Number 0001564202 Filed Document 0001564202-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Adventos Corp See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,505,131 Associated Brokers / Dealers N/A CIK Number 0001672939 Filed Document 0001672939-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Concourse Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Agecroft Partners, LLC, Seaport Global Securities, LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001504158 Filed Document 0001504158-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EVANSVILLE PHYSICIANS S CORP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised $439,200 Associated Brokers / Dealers N/A CIK Number 0000748752 Filed Document 0001144204-16-097107 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business INDIANA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Averify, LLC See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001645725 Filed Document 0001645725-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Quantitative Value Strategies L.P. See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508939 Filed Document 0001508939-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Sensurion, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001646612 Filed Document 0001209191-16-116115 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gargoyle Hedged Value QP Fund L P See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Deutsche Bank Securities, Inc., UBS Financial Services, Inc., Credit Suisse Securities LLC, Gar Wood Securities LLC, Partner Capital Group, LLC, First Republic Investment Management, Inc., Fitzgibbon Toigo & Co., LLC, Fulcrum Securities, LLC, JH Darbie & Co., Inc., Theriot Walston, Inc., Meadowvale Advisors, LLC, MCAM Holding Limited, Option Overlay Associates, LLC, Stifel, Nicolaus & Co., and TCW Fund Distributors CIK Number 0001308700 Filed Document 0001308700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Axonic Credit Opportunities Fund, LP See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AGECROFT PARTNERS, LLC, UBS FINANCIAL SERVICES INC., and MORGAN STANLEY SMITH BARNEY LLC CIK Number 0001509621 Filed Document 0000919574-16-012658 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DIXON MIDLAND MANAGED FUTURES LLC See All Filings	D/A	2016-04-28 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520962 Filed Document 0001520962-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Love Will Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $2,855,366 Associated Brokers / Dealers N/A CIK Number 0001673837 Filed Document 0001673837-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
CLS Holdings USA, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001522222 Filed Document 0001185185-16-004358 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Debt
Propel IP, Inc. See All Filings	D	2016-04-28 00:00:00 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001673395 Filed Document 0001673395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-28 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity