Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Toronado Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001580038 Filed Document 0001580038-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SCHF CAYMAN, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001519799 Filed Document 0001519799-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRAMEBRIDGE, INC. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $16,793,499 Associated Brokers / Dealers N/A CIK Number 0001616019 Filed Document 0001616019-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
RION FUND, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001529068 Filed Document 0000919574-16-012671 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ethika Diversified Opportunity Real Estate Fund II, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672944 Filed Document 0001672944-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boyu Capital Opportunities Master Fund See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672803 Filed Document 0001672803-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares High Income Credit Opportunities Fund, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers UBS Financial Services, Inc. and Ares Investor Services LLC CIK Number 0001673174 Filed Document 0001673174-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Naya Fund See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606508 Filed Document 0000902664-16-006871 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LGP Associates VI-B LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $6,123,000 Associated Brokers / Dealers N/A CIK Number 0001568923 Filed Document 0001568921-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mashburn, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001574679 Filed Document 0001574679-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Debt
Rapid Applications Group, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637284 Filed Document 0001637284-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Kahua, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $9,999,999 Associated Brokers / Dealers N/A CIK Number 0001595071 Filed Document 0001595071-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Fort Nelson Partners, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673359 Filed Document 0001673359-16-000002 Exclusions or Exemptions 505 and 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers Sean P Devlin and Richard E. Kimbrough CIK Number 0001135856 Filed Document 0001135856-16-000543 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ELECTRATHERM INC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001348402 Filed Document 0001348402-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
Commodity Asset Management Partners LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669142 Filed Document 0001669142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Infrastructure Partners III-A/B, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664927 Filed Document 0001664927-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Island Drive Offshore Fund Ltd. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001473802 Filed Document 0001473802-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rothenberg Ventures 2016 Fund, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001660700 Filed Document 0001660700-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Youku Global Media Fund I, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001673289 Filed Document 0001673289-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Charles River Realty Fund III, L.P. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $290,000,000 Associated Brokers / Dealers N/A CIK Number 0001673008 Filed Document 0001673008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EPF REIT Corp. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, H & L Equities, LLC, and H & L Equities, LLC CIK Number 0001673485 Filed Document 0001673485-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Manticore Fund L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538441 Filed Document 0001012975-16-001183 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Riverside Equity Strategies Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001511254 Filed Document 0001511254-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Riverside Frontier Opportunities Fund, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603777 Filed Document 0001603777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Global Infrastructure Partners III-B Feeder Fund, L.P. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001664874 Filed Document 0001664874-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Merganser Biotech, Inc. See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised $17,097,195 Associated Brokers / Dealers N/A CIK Number 0001635172 Filed Document 0001635172-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Red Eagle Mining Corp See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $8,913,494 Associated Brokers / Dealers N/A CIK Number 0001524935 Filed Document 0001524935-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
HEALTHIEST EMPLOYER LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001580444 Filed Document 0001140361-16-062578 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FJ Labs 3VC LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,238,300 Associated Brokers / Dealers N/A CIK Number 0001673093 Filed Document 0001673093-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
eSalon.com Holdings, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,100,000 Associated Brokers / Dealers N/A CIK Number 0001668135 Filed Document 0001668135-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTIMETER PARTNERS FUND LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001452343 Filed Document 0001452343-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I3 Triple Crown Investments LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers n/a CIK Number 0001673369 Filed Document 0001673369-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business KENTUCKY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
MHEG Community Fund 47, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001673290 Filed Document 0001673290-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Venture Global LNG, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $55,001,254 Associated Brokers / Dealers Height Securities, LLC and Morgan Stanley & Co. LLC CIK Number 0001616665 Filed Document 0000950103-16-012954 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Emrgy Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $854,516 Associated Brokers / Dealers N/A CIK Number 0001672740 Filed Document 0001672740-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Energy Principal Place of Business GEORGIA Revenue or Assets $No Revenues Type of Security Equity
Scout Energy Partners III-B, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672028 Filed Document 0001672028-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Great Bay Horizon, LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001654832 Filed Document 0001654832-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CapitalSpring Investment Partners V Parallel, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672869 Filed Document 0000902664-16-006882 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Boyu Capital US Fund See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672798 Filed Document 0001672803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ashmore EM Blended Debt Fund LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION CIK Number 0001647965 Filed Document 0001647965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEGACY REI GROUP PP LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001673408 Filed Document 0001673408-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Scout Energy Partners III-A, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672027 Filed Document 0001672027-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Greenwich Friess Long/Short Fund, LP See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673441 Filed Document 0001673441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Mitochon Pharmaceuticals, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers None CIK Number 0001627113 Filed Document 0001627113-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Drifty Co. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $9,671,977 Associated Brokers / Dealers N/A CIK Number 0001602001 Filed Document 0001602001-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Flipps Media, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001592253 Filed Document 0001592253-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LGP Associates VI-A LLC See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $682,500 Associated Brokers / Dealers N/A CIK Number 0001568921 Filed Document 0001568921-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Arena Online, Inc. See All Filings	D	2016-04-29 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001628983 Filed Document 0001628983-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
22NW Fund, LP See All Filings	D/A	2016-04-29 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001640809 Filed Document 0001640809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-04-29 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund