|
|
D/A |
2018-06-29 12:50:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001282685
- Filed Document
- 0001282685-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:50:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:49:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001365745
- Filed Document
- 0001365745-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:49:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:47:54 UTC |
- Amount To Be Raised
- $14,450,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744248
- Filed Document
- 0001461859-18-000011
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:47:54 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- OREGON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:44:09 UTC |
- Amount To Be Raised
- $1,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744207
- Filed Document
- 0001744207-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:44:09 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D/A |
2018-06-29 12:42:14 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001277892
- Filed Document
- 0001277892-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:42:14 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 12:41:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- NYLIFE Distributors LLC, Pershing LLC, and JPMorgan Chase & Co.
- CIK Number
- 0001710885
- Filed Document
- 0001140361-18-030642
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:41:27 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-06-29 12:38:24 UTC |
- Amount To Be Raised
- $1,656,736
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745034
- Filed Document
- 0001745034-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:38:24 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:34:04 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745137
- Filed Document
- 0001745137-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:34:04 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- NEBRASKA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:32:11 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710275
- Filed Document
- 0000902664-18-002690
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:32:11 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:31:04 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741419
- Filed Document
- 0001741419-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:31:04 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:30:51 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Stifel, Nicolaus & Company, Incorporated
- CIK Number
- 0001464696
- Filed Document
- 0000919574-18-004446
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:30:51 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:24:50 UTC |
- Amount To Be Raised
- $5,895,000
- Associated Brokers / Dealers
- Colorado Financial Service Corporation
- CIK Number
- 0001518486
- Filed Document
- 0001518486-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:24:50 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:17:21 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710270
- Filed Document
- 0001710270-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:17:21 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:16:58 UTC |
- Amount To Be Raised
- $2,460,671
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001129480
- Filed Document
- 0001129480-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:16:58 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:13:07 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744446
- Filed Document
- 0001744446-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:13:07 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:08:29 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001589243
- Filed Document
- 0001589243-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:08:29 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:07:49 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461782
- Filed Document
- 0000919574-18-004444
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:07:49 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:07:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711651
- Filed Document
- 0001711650-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:07:01 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $No Aggregate Net Asset Value
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-06-29 12:04:48 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744323
- Filed Document
- 0001744323-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:04:48 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 12:02:58 UTC |
- Amount To Be Raised
- $22,700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001657791
- Filed Document
- 0001657791-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:02:58 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 12:02:09 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461778
- Filed Document
- 0000919574-18-004442
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 12:02:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:57:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612413
- Filed Document
- 0001612413-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:57:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:57:03 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., Register Financial Associates, Inc., and UBS Finanical Services Inc.
- CIK Number
- 0001461781
- Filed Document
- 0000919574-18-004440
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:57:03 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 11:53:15 UTC |
- Amount To Be Raised
- $9,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001705637
- Filed Document
- 0001705637-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:53:15 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D |
2018-06-29 11:51:54 UTC |
- Amount To Be Raised
- $1,900,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001731727
- Filed Document
- 0001731727-18-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:51:54 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2018-06-29 11:51:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., UBS Financial Services Inc., Watermill Institutional Trading LLC, Constellar Capital Partners Hong Kong Limited, and Register Financial Associates, Inc.
- CIK Number
- 0001461779
- Filed Document
- 0000919574-18-004438
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:51:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:51:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525956
- Filed Document
- 0001405086-18-000123
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:51:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:49:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001525955
- Filed Document
- 0001405086-18-000122
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:49:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
C |
2018-06-29 11:48:59 UTC |
- Financial Interest
- N/A
- Filing Platform
- StartEngine Capital, LLC
- Offering Amount
- $107,000
- CIK Number
- 0001741423
- Filed Document
- 0001665160-18-000638
- Accepted Date
- 2018-06-29 11:48:59 UTC
- Type of Offering
- C
- Security Offered Amount
- 10,000
- Security Offered Type
- Other
- State
- CALIFORNIA
|
|
|
D/A |
2018-06-29 11:48:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001538637
- Filed Document
- 0001405086-18-000121
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:48:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:48:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711650
- Filed Document
- 0001711650-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:48:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- $$50,000,001 - $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-06-29 11:47:38 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001398181
- Filed Document
- 0001398181-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:47:38 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- MICHIGAN
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:43:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001668424
- Filed Document
- 0000919574-18-004436
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:43:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:40:38 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001433920
- Filed Document
- 0001433920-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:40:38 UTC
- Type of Offering
- D/A
- Industry
- Retailing
- Principal Place of Business
- NEW HAMPSHIRE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2018-06-29 11:38:21 UTC |
- Amount To Be Raised
- $65,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745121
- Filed Document
- 0001745121-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:38:21 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Schroder Absolute Return Emerging Markets Debt Portfolio, L.P.
See All Filings
|
D |
2018-06-29 11:38:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- SCHRODER FUND ADVISORS LLC
- CIK Number
- 0001744742
- Filed Document
- 0001744742-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:38:15 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:37:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001549526
- Filed Document
- 0000919574-18-004433
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:37:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:33:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kipling Capital, Inc.
- CIK Number
- 0001693326
- Filed Document
- 0001693326-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:33:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:33:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001710415
- Filed Document
- 0001710415-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:33:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:32:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461768
- Filed Document
- 0000919574-18-004431
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:32:06 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- VIRGIN ISLANDS, BRITISH
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:28:05 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001710686
- Filed Document
- 0000919574-18-004429
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:28:05 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 11:27:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001094010
- Filed Document
- 0001104659-18-043093
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:27:54 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2018-06-29 11:27:39 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001080429
- Filed Document
- 0001104659-18-043092
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:27:39 UTC
- Type of Offering
- D
- Industry
- Insurance
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D/A |
2018-06-29 11:26:29 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001710409
- Filed Document
- 0001710409-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:26:29 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:23:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc. and Register Financial Associates, Inc.
- CIK Number
- 0001461780
- Filed Document
- 0000919574-18-004427
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:23:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-06-29 11:22:22 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- Equus Financial Consulting LLC
- CIK Number
- 0001743874
- Filed Document
- 0001192482-18-000327
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:22:22 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:21:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Kipling Capital, Inc., Capital Suisse, LLC, CV Brokerage, Inc., and Cygnus Capital LLC
- CIK Number
- 0001693383
- Filed Document
- 0001693383-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:21:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:17:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Emergent Financial Group, Inc., REGISTER FINANCIAL ASSOCIATES, INC., and Constellar Capital Partners Hong Kong Limited
- CIK Number
- 0001489001
- Filed Document
- 0000919574-18-004425
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:17:50 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-06-29 11:14:40 UTC |
- Amount To Be Raised
- $330,365,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001725975
- Filed Document
- 0001725975-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:14:40 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-06-29 11:14:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Not Applicable
- CIK Number
- 0001710402
- Filed Document
- 0001710402-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-06-29 11:14:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- DISTRICT OF COLUMBIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|