Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Sirocco II Fund, LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572223 Filed Document 0001572223-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $58,800 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Self-Storage Portfolio I DST See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $49,364,432 Associated Brokers / Dealers Inland Securites Corporation, Silver Portal Capital, LLC, Preston P. Mokris, and Robert S. Smith CIK Number 0001673678 Filed Document 0001673678-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Industry Ventures Special Opportunities Fund III-B, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001670533 Filed Document 0001670533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pine Hill Capital, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $5,200,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001668310 Filed Document 0001668310-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
LUMICELL, INC. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001521898 Filed Document 0001521898-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ELMSTONE GROUP OP1, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001672687 Filed Document 0001672687-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Freemo Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $690,126 Associated Brokers / Dealers N/A CIK Number 0001673775 Filed Document 0001673775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Equinox, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001638797 Filed Document 0001638797-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Accelerated Pharma, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001630970 Filed Document 0001630970-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Financial Ascent L P See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001293452 Filed Document 0001052174-16-000055 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
Alpha Edison, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001662431 Filed Document 0001662431-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alpha Edison A, L.P. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001662432 Filed Document 0001662432-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series T-3 See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities, LLC CIK Number 0001673722 Filed Document 0001673722-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEW INVESTORS, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $4,169,609 Associated Brokers / Dealers N/A CIK Number 0001673932 Filed Document 0001405086-16-000468 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
WiseWear Corp See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Carleton McKenna Advisors, LLC CIK Number 0001672504 Filed Document 0001672504-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
A-WUS-16-Fund, a series of AngelList-JC-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $134,475 Associated Brokers / Dealers N/A CIK Number 0001649986 Filed Document 0001649986-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rethink Education II, L.P. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities, Inc. CIK Number 0001638015 Filed Document 0000905718-16-001385 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-ARP-24-Fund, a series of AX-WoEs-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $145,315 Associated Brokers / Dealers N/A CIK Number 0001673581 Filed Document 0001673581-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-PWL-39-Fund, a series of AX-DiEs-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $128,500 Associated Brokers / Dealers N/A CIK Number 0001673650 Filed Document 0001673650-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-BSA-39-Fund, a series of AngelList-BP-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $203,000 Associated Brokers / Dealers N/A CIK Number 0001673068 Filed Document 0001673068-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NHIT: Agency MBS Trust See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607374 Filed Document 0001607374-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Roadmap Fund, LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604524 Filed Document 0001604524-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-TZN-42-Fund, a series of AngelList-NR-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $507,999 Associated Brokers / Dealers N/A CIK Number 0001673570 Filed Document 0001673570-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,985,564 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Vosges Capital Offshore Fund, Ltd. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673573 Filed Document 0001673573-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Silverview CLO LP See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001673686 Filed Document 0000919574-16-012726 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Crowdpac, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $7,048,977 Associated Brokers / Dealers N/A CIK Number 0001598832 Filed Document 0001598832-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
INTERVAL FUND, L.P. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551378 Filed Document 0001551378-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Laurel Abele Cedar Ridge Holdings, L.P. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001639929 Filed Document 0001639929-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Outstanding Businesses Limited Partnership See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001295148 Filed Document 0001052174-16-000054 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Cypress Point Funding, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Herbert J. Sims & Co. Inc. CIK Number 0001673801 Filed Document 0001673801-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
ff Sapphire (IV) Venture Capital Fund, LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $53,784,721 Associated Brokers / Dealers Empire State Financial, Inc. CIK Number 0001620659 Filed Document 0001620659-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GSV Ventures I LLC, Series T-1 See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Harbor Light Securities LLC CIK Number 0001673716 Filed Document 0001673716-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INDEPENDENCE REALTY TRUST, INC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,779,067 Associated Brokers / Dealers N/A CIK Number 0001466085 Filed Document 0001466085-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business PENNSYLVANIA Revenue or Assets $Over $100,000,000 Type of Security Equity
Futurestay, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,299,994 Associated Brokers / Dealers N/A CIK Number 0001625942 Filed Document 0001625942-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Napier Park ABS Income Fund LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641193 Filed Document 0000902664-16-006899 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Ostrich Co See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001635887 Filed Document 0001635887-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
BASSWOOD FINANCIAL FUND, INC. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576092 Filed Document 0001405086-16-000463 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Astro AB Holdings, LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641904 Filed Document 0001641904-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
REAL Capital Fund I, LP See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673807 Filed Document 0001562555-16-000026 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
China Alpha Fund LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JPMorgan Securities LLC CIK Number 0001650237 Filed Document 0001650237-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CEW INVESTORS QP, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $1,160,391 Associated Brokers / Dealers N/A CIK Number 0001673934 Filed Document 0001405086-16-000469 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
God On Broadway LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673958 Filed Document 0001673958-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Twenty Bar, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001673826 Filed Document 0001673826-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unearthed Land Technologies, LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001647731 Filed Document 0000897069-16-000865 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Wellgreen Platinum Ltd. See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised $20,405,086 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Cornerstone Diversified Portfolio, LP See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522503 Filed Document 0001522503-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
DOC Corporate Group LLC See All Filings	D/A	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673205 Filed Document 0001673205-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Konfio Ltd See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $6,150,002 Associated Brokers / Dealers N/A CIK Number 0001673209 Filed Document 0001673209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity