Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CHAMPLAIN MID CAP FUND LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001455594 Filed Document 0001455594-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHAMPLAIN SMALL CAP FUND LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457037 Filed Document 0001457037-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Renaissance, LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641526 Filed Document 0000919574-16-012745 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AcuFocus, Inc. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001165260 Filed Document 0001140361-16-064467 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Leafline Labs, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001621013 Filed Document 0001209191-16-118372 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
BioRestorative Therapies, Inc. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001505497 Filed Document 0001140361-16-064051 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Oska, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001673795 Filed Document 0001673795-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
KNOTIS INC. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673971 Filed Document 0001673971-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Galore Media, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001673798 Filed Document 0001673798-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
HIT Capital LLLP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001566117 Filed Document 0001566117-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Kontor, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $6,499,998 Associated Brokers / Dealers N/A CIK Number 0001673891 Filed Document 0001673891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tucson Orange Grove Self Storage Partners, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Source Capital Group, Inc. CIK Number 0001672751 Filed Document 0001672751-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
ELECTRUM GLOBAL HOLDINGS L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ali Erfan CIK Number 0001564994 Filed Document 0001564994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AC AUTOPAY LLC SERIES 2016 A-45 See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers GAP MANAGERS CIK Number 0001673663 Filed Document 0001673663-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
PIMCO Corporate Opportunities Fund II Offshore Feeder, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663505 Filed Document 0001663505-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Branford Castle Fund, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Synergy Capital I, LLC CIK Number 0001640819 Filed Document 0000902664-16-006913 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
American Restaurants, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001560639 Filed Document 0001560639-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Restaurants Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ATBancorp See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $11,385,000 Associated Brokers / Dealers N/A CIK Number 0001468664 Filed Document 0001468664-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
AG Europe Realty Co-Investment II, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607467 Filed Document 0001607467-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Core Plus Realty Fund III, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and TransPacific Group LLC CIK Number 0001506642 Filed Document 0001506642-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carlyle Property Investors, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001652699 Filed Document 0001652699-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Bench Accounting, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $14,999,997 Associated Brokers / Dealers N/A CIK Number 0001560927 Filed Document 0001560927-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Galloper, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674072 Filed Document 0001674072-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Instaread, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,811,067 Associated Brokers / Dealers N/A CIK Number 0001673957 Filed Document 0001673957-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
SELIGMAN TECH SPECTRUM FUND See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001177685 Filed Document 0001140361-16-063763 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FRESHBEV LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001569240 Filed Document 0001062993-16-009453 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Maple Woodward Capital Fund I, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673410 Filed Document 0001673410-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Alpha UX, Inc. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,750,001 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rigquipment Finance, LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001603591 Filed Document 0001603591-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
PNP THERAPEUTICS INC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001156062 Filed Document 0001156062-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Shinn Creek Fund, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636455 Filed Document 0001461373-16-000083 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Symphonic Invention Fund, LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509245 Filed Document 0001509245-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
AG Net Lease Realty Fund III, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC CIK Number 0001576043 Filed Document 0001576043-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Credence Works, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673613 Filed Document 0001673613-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Visionary Venture Fund, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001664744 Filed Document 0001664744-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Condor Fund IX, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $10,600,000 Associated Brokers / Dealers N/A CIK Number 0001669139 Filed Document 0001669139-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (US) See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548580 Filed Document 0001548580-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kemin Holdings, L.C. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001558103 Filed Document 0001558103-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
QUENTEC FUND, LTD. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554514 Filed Document 0000919574-16-012743 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
AdvisorNet Financial, Inc See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001409362 Filed Document 0001409362-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Investing Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
DP Techlink, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001673863 Filed Document 0001615594-16-000195 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Carlyle Property Investors-A, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers TCG Securities, L.L.C. CIK Number 0001652701 Filed Document 0001652701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SKY Harbor Short Duration High Yield Partners, LP See All Filings	D/A	2016-05-04 15:02:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567065 Filed Document 0000945621-16-000586 Exclusions or Exemptions 506b Accepted Date 2016-05-04 15:02:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FLX Bio, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673772 Filed Document 0001673772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Queralt, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $799,750 Associated Brokers / Dealers N/A CIK Number 0001623319 Filed Document 0001623319-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Scratch Music Group, Inc. See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $846,512 Associated Brokers / Dealers N/A CIK Number 0001504068 Filed Document 0001504068-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-BXK-15-Fund, a series of AX-FoLs-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $130,000 Associated Brokers / Dealers N/A CIK Number 0001673582 Filed Document 0001673582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-RMI-12-Fund, a series of AngelList-TM-Funds, LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $118,000 Associated Brokers / Dealers N/A CIK Number 0001673067 Filed Document 0001673067-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APIA VISTA FPCI See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised $75,900,000 Associated Brokers / Dealers N/A CIK Number 0001672757 Filed Document 0001672757-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FRANCE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Eider Capital Debt Partners LLC See All Filings	D	2016-05-04 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673844 Filed Document 0001673844-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-04 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business UTAH Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity