Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
GSO Capital Opportunities Feeder Fund III LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673797 Filed Document 0001673797-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tactical Income CEF Fund See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549686 Filed Document 0001549686-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rollins MRP II, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001674545 Filed Document 0001674545-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
TPG FOF VII-QP, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001659433 Filed Document 0001659433-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Miller Lochwood Square LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,950,000 Associated Brokers / Dealers N/A CIK Number 0001673994 Filed Document 0001673994-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
America's Suppliers, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001002390 Filed Document 0001409816-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Retailing Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Veracity Security Intelligence, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,525,000 Associated Brokers / Dealers N/A CIK Number 0001673774 Filed Document 0001673897-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ubiquity University See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001559778 Filed Document 0001559778-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR SEWARD PARK I LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001673917 Filed Document 0001673917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
SELIGMAN TECH SPECTRUM FUND LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001167797 Filed Document 0001140361-16-063765 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ascent Solar Technologies, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001350102 Filed Document 0001350102-16-000153 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Servicelink Technologies USA, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001673728 Filed Document 0000899797-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Lithotripsy of Northern Indiana, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $226,285 Associated Brokers / Dealers N/A CIK Number 0001466891 Filed Document 0001466891-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GRATIA CAPITAL CONCENTRATED FUND, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641494 Filed Document 0000919574-16-012753 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
WinView, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $13,639,868 Associated Brokers / Dealers N/A CIK Number 0001516844 Filed Document 0001516844-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
QVT Offshore Ltd. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001301801 Filed Document 0001301801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Corporate Opportunities Fund II Onshore Feeder, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001663502 Filed Document 0001663502-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BoxFox LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001647364 Filed Document 0001647364-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
BEAR CREEK MH, LLLP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $9,150,000 Associated Brokers / Dealers N/A CIK Number 0001628250 Filed Document 0001628250-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Valley DG Properties, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,275,000 Associated Brokers / Dealers Donald O. Taylor CIK Number 0001673862 Filed Document 0001673862-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Partners Capital Condor Fund IX (Cayman), L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $22,500,000 Associated Brokers / Dealers N/A CIK Number 0001669124 Filed Document 0001669124-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $4,002,267 Associated Brokers / Dealers N/A CIK Number 0001549335 Filed Document 0001104659-16-118270 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
CargoMetrics Compass Fund LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659202 Filed Document 0001659202-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lombard International Life Assurance Co Separate Account VL 161 See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Stern Capital, LLC CIK Number 0001673838 Filed Document 0001673838-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kemin Industries, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001558102 Filed Document 0001558102-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Debt
QUENTEC PARTNERS LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554516 Filed Document 0000919574-16-012741 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GSO Capital Opportunities Fund III LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673827 Filed Document 0001673827-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SIGHTLINE PAYMENTS LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $6,384,756 Associated Brokers / Dealers Union Gaming Securities LLC and Cascadia Capital, LLC CIK Number 0001549335 Filed Document 0001104659-16-118302 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AVX/B VPTA, LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673114 Filed Document 0001673114-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG TCDRS Diversified Income Fund, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551294 Filed Document 0001551294-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG Real Estate Debt Investment Fund, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001515643 Filed Document 0001515643-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AG KFHDL Fund, L.P. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641266 Filed Document 0001641266-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alpha UX, Inc. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,430,018 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AG Mountain Laurel Direct Lending Fund, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671875 Filed Document 0001671875-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fresenius Vascular Care Cincinnati, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $574,206 Associated Brokers / Dealers N/A CIK Number 0001673978 Filed Document 0001461373-16-000086 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Double Feature Partners, LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001674138 Filed Document 0001674138-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vessel Holdings 2, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673217 Filed Document 0001382963-16-000164 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Mindshare Medical, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,002,716 Associated Brokers / Dealers N/A CIK Number 0001673897 Filed Document 0001673897-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Wealth Minerals Ltd. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $687,000 Associated Brokers / Dealers N/A CIK Number 0001077640 Filed Document 0001144204-16-099535 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
Global Partnerships Social Investment Fund 6.0, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672167 Filed Document 0001672167-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Columbia Institutional High Yield Fixed Income Private Fund, LLC See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549003 Filed Document 0001140361-16-063759 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HOTSPOT.ONLINE See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001673968 Filed Document 0001673968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Degree, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $3,701,328 Associated Brokers / Dealers N/A CIK Number 0001673900 Filed Document 0001673900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AG Energy Partners II, L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668489 Filed Document 0001668489-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Westwell Capital Partners LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673898 Filed Document 0001673898-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Anvari Macro Partners, LP See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001657717 Filed Document 0001657717-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Roadmap Offshore Fund, Ltd. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673771 Filed Document 0001673771-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Garelick Capital Partners QP Feeder Fund (Cayman), LTD. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001581049 Filed Document 0001581049-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantedge Global Fund (Offshore) See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Quantedge Capital USA Inc. CIK Number 0001548579 Filed Document 0001548579-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PicoBrew, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $10,602,565 Associated Brokers / Dealers N/A CIK Number 0001608539 Filed Document 0001608539-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity