Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
JDM Capital Opportunity Fund, LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642245 Filed Document 0001642245-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OpenSesame Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001529058 Filed Document 0001529058-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Business Services Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
BQE PARTNERS, INC. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001673641 Filed Document 0001673641-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AMARILLO BIOSCIENCES INC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $937,500 Associated Brokers / Dealers N/A CIK Number 0001014763 Filed Document 0001014763-16-000031 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pensam Willow Invest See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $6,750,000 Associated Brokers / Dealers N/A CIK Number 0001673512 Filed Document 0001673512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SignifAI, Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001674007 Filed Document 0001674007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Focus Graphite Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $372,962 Associated Brokers / Dealers N/A CIK Number 0001503338 Filed Document 0001503338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets $No Revenues Type of Security Equity
Texas Beer Co LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $773,500 Associated Brokers / Dealers N/A CIK Number 0001673998 Filed Document 0001673998-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Vision Management Company, Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001674001 Filed Document 0001674001-16-000001 Exclusions or Exemptions 504, 505, and 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
PAPERG, INC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001449758 Filed Document 0001449758-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Integrated Ag Partners LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001547841 Filed Document 0000902664-16-006920 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH CARE CASUALTY INSURANCE LTD See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001197156 Filed Document 0001140361-16-063755 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investments II, LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668981 Filed Document 0001668981-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pivotal Software, Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $652,999,987 Associated Brokers / Dealers N/A CIK Number 0001574135 Filed Document 0000950172-16-000184 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Defensive Equity Fund, L.P. See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512432 Filed Document 0001480707-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SENSE TECHNOLOGIES INC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001077638 Filed Document 0001185185-16-004426 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
PARAMETRICA ASIA INVESTMENTS, LTD See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673383 Filed Document 0001673383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CLE RE INVESTMENT, LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $4,600,000 Associated Brokers / Dealers N/A CIK Number 0001671925 Filed Document 0001671925-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets $No Revenues Type of Security Equity
GP Mortgage Opportunity Master Fund, LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576721 Filed Document 0001576721-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DSAM Long/Short Equity Fund LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001605978 Filed Document 0000902664-16-006918 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunset Digital Communications, Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673730 Filed Document 0001673730-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Debt
NORTH MAXQ MACRO ENHANCED FUND Ltd See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641809 Filed Document 0000919574-16-012756 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Wellgreen Platinum Ltd. See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $23,939,408 Associated Brokers / Dealers N/A CIK Number 0001535652 Filed Document 0001535652-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
VISIONGATE INC See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001339362 Filed Document 0001339362-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Transplant Genomics Inc. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001604710 Filed Document 0001604710-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
MIMG XCVII 300 At The Circle, LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $4,770,000 Associated Brokers / Dealers N/A CIK Number 0001673973 Filed Document 0001673973-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
GP Mortgage Opportunity Fund I, LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576717 Filed Document 0001576717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CellAegis Devices Inc. See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $81,108 Associated Brokers / Dealers N/A CIK Number 0001573661 Filed Document 0001140361-16-064088 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
BUSKER MEDIA INC. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001656507 Filed Document 0001656507-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 6TT LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $73,300 Associated Brokers / Dealers N/A CIK Number 0001673128 Filed Document 0001673128-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARAMETRICA ASIA FUND, LTD. See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673910 Filed Document 0001673910-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Citizens Financial CORP See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Donnelly Penmen & Partners, Inc. CIK Number 0001368853 Filed Document 0001368853-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Commercial Banking Principal Place of Business GEORGIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AQR Churchill Master Account, L.P. See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607847 Filed Document 0001480707-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atlas Mara Ltd See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $17,400,000 Associated Brokers / Dealers RENAISSANCE CAPITAL LIMITED CIK Number 0001656180 Filed Document 0000950172-16-000183 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Investing Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Debt
Acer Therapeutics Inc. See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $8,149,999 Associated Brokers / Dealers N/A CIK Number 0001638234 Filed Document 0001638234-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
MLV Equity Fund LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001673824 Filed Document 0001673824-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Beneffect, LLC See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers WestPark Capital, Inc. CIK Number 0001624962 Filed Document 0001624962-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
JDCQ Solutions, LLC See All Filings	D	2016-05-06 00:00:00 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673761 Filed Document 0001673761-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Structural Capital Investors II, LP See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668982 Filed Document 0001668982-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
295 BR HOLDCO DST See All Filings	D/A	2016-05-06 00:00:00 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Clearview Trading Advisors, Inc., Lighthouse Capital Group LLC, and Colorado Financial CIK Number 0001666281 Filed Document 0000932440-16-000371 Exclusions or Exemptions 506b Accepted Date 2016-05-06 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Tipp Hill Capital LP See All Filings	D/A	2016-05-05 16:30:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001475270 Filed Document 0000919574-16-012751 Exclusions or Exemptions 506b Accepted Date 2016-05-05 16:30:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCGIF II Iron Horse, LLC See All Filings	D	2016-05-05 12:54:57 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Shopoff Securities Inc. CIK Number 0001667822 Filed Document 0001667822-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 12:54:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Common
MBS Agency Offshore Fund, Ltd. See All Filings	D/A	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001432787 Filed Document 0001507943-16-000227 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AITV Big Data LP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674247 Filed Document 0001674247-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RecruitIQ Staffing, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $2,010,000 Associated Brokers / Dealers N/A CIK Number 0001673882 Filed Document 0001673882-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
TPG Partners VII (C), L.P. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001659395 Filed Document 0001659395-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TOUCAN INTERACTIVE CORP See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $243,605 Associated Brokers / Dealers N/A CIK Number 0001602143 Filed Document 0001602143-16-000035 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alpha UX, Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $1,750,001 Associated Brokers / Dealers N/A CIK Number 0001652870 Filed Document 0001652870-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Essex Modern City, LLC See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673959 Filed Document 0001673959-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Acer Therapeutics Inc. See All Filings	D	2016-05-05 00:00:00 UTC
Amount To Be Raised $8,149,999 Associated Brokers / Dealers N/A CIK Number 0001638234 Filed Document 0001638234-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-05 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity