Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
IMMUCELL CORP /DE/ See All Filings	D	2016-10-24 11:11:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CRAIG-HALLUM CAPITAL GROUP LLC CIK Number 0000811641 Filed Document 0001213900-16-017672 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:11:31 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MAINE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Canary SC Master Fund, L.P. See All Filings	D/A	2016-10-24 11:07:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663518 Filed Document 0001315863-16-001855 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:07:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Mamava, Inc. See All Filings	D	2016-10-24 11:07:05 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001647712 Filed Document 0001647712-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:07:05 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Other
Canary SC Fund, Ltd. See All Filings	D/A	2016-10-24 11:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663628 Filed Document 0001315863-16-001854 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:06:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Canary SC Fund, L.P. See All Filings	D/A	2016-10-24 11:05:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001663517 Filed Document 0001315863-16-001853 Exclusions or Exemptions 506b Accepted Date 2016-10-24 11:05:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Capstone ASFA Ltd. See All Filings	D	2016-10-24 10:57:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001688112 Filed Document 0000902664-16-008503 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:57:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
United Jack County #1, LP See All Filings	D	2016-10-24 10:55:32 UTC
Amount To Be Raised $352,500 Associated Brokers / Dealers N/A CIK Number 0001687905 Filed Document 0001687905-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:55:32 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bandstand NYC Ltd Liability Co See All Filings	D/A	2016-10-24 10:41:33 UTC
Amount To Be Raised $13,500,000 Associated Brokers / Dealers N/A CIK Number 0001628777 Filed Document 0001628777-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:41:33 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
FRED-Wruck Joint Venture, LLC See All Filings	D	2016-10-24 10:38:17 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001687659 Filed Document 0001687659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:38:17 UTC Type of Offering D Industry Residential Principal Place of Business WISCONSIN Revenue or Assets $No Revenues Type of Security Equity
Gradient Pharmaceuticals, Inc. See All Filings	D	2016-10-24 10:35:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001688087 Filed Document 0001688087-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:35:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 4 A LP See All Filings	D	2016-10-24 10:34:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683017 Filed Document 0001683017-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:34:08 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Whitefield Asian Opportunities Fund See All Filings	D/A	2016-10-24 10:32:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589076 Filed Document 0001589076-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:32:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Talson Global Opportunities Fund, LP See All Filings	D/A	2016-10-24 10:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001534061 Filed Document 0000919574-16-015943 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Talson Partners, LP See All Filings	D/A	2016-10-24 10:24:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAIRVIEW SECURITIES, INC. CIK Number 0001466354 Filed Document 0000919574-16-015941 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:24:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Actis Energy 4 LP See All Filings	D	2016-10-24 10:19:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683018 Filed Document 0001683018-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 10:19:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hamilton Lane Private Markets Opportunity Fund LP, Fund-of-Funds Series See All Filings	D	2016-10-24 09:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley & Co. LLC CIK Number 0001688166 Filed Document 0001688166-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:58:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Edesia Dynamic Agriculture Fund LP See All Filings	D/A	2016-10-24 09:57:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551429 Filed Document 0000902664-16-008502 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:57:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha 2X Fund Ltd. See All Filings	D/A	2016-10-24 09:56:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001501267 Filed Document 0000902664-16-008501 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:56:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund Ltd. See All Filings	D/A	2016-10-24 09:54:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459091 Filed Document 0000902664-16-008500 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:54:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Edesia Alpha Fund LP See All Filings	D/A	2016-10-24 09:52:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001459089 Filed Document 0000902664-16-008499 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:52:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prosiris Global Opportunities Institutional Fund Ltd See All Filings	D/A	2016-10-24 09:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001591373 Filed Document 0000902664-16-008498 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PROSIRIS GLOBAL OPPORTUNITIES FUND Ltd See All Filings	D/A	2016-10-24 09:49:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001558640 Filed Document 0000902664-16-008497 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:49:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Axial Healthcare, Inc. See All Filings	D	2016-10-24 09:48:07 UTC
Amount To Be Raised $17,749,330 Associated Brokers / Dealers N/A CIK Number 0001610047 Filed Document 0001610047-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:48:07 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
FreeAgent Software, Inc. See All Filings	D	2016-10-24 09:47:51 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001688059 Filed Document 0001688059-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:47:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Pantera Venture Fund II LP See All Filings	D/A	2016-10-24 09:46:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001623081 Filed Document 0000902664-16-008496 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:46:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPP-2014-1-Fund Ltd. See All Filings	D/A	2016-10-24 09:04:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621213 Filed Document 0000902664-16-008495 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:04:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Serengeti Multi-Series LLC - Series USF See All Filings	D/A	2016-10-24 09:00:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001588266 Filed Document 0000902664-16-008494 Exclusions or Exemptions 506b Accepted Date 2016-10-24 09:00:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nutley Group, LLC See All Filings	D	2016-10-21 20:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681839 Filed Document 0001681839-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 20:51:29 UTC Type of Offering D Industry Residential Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abom, Inc. See All Filings	D	2016-10-21 18:57:40 UTC
Amount To Be Raised $12,008,642 Associated Brokers / Dealers N/A CIK Number 0001608848 Filed Document 0001608848-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 18:57:40 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Ripley Investors, LLC See All Filings	D	2016-10-21 18:00:01 UTC
Amount To Be Raised $4,025,000 Associated Brokers / Dealers WealthForge Securities, LLC and Lynn Fedor CIK Number 0001687570 Filed Document 0001687570-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 18:00:01 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Heart of Africa, LLC See All Filings	D	2016-10-21 17:47:09 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001688185 Filed Document 0001688185-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:47:09 UTC Type of Offering D Industry Other Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
ZERO MASS WATER, INC. See All Filings	D/A	2016-10-21 17:45:37 UTC
Amount To Be Raised $15,000,001 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:45:37 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ZERO MASS WATER, INC. See All Filings	D/A	2016-10-21 17:41:47 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001644099 Filed Document 0001644099-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:41:47 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Huntington Place Apartments, LLC See All Filings	D	2016-10-21 17:40:00 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001687627 Filed Document 0001687627-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:40:00 UTC Type of Offering D Industry Residential Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
SPINEOLOGY INC See All Filings	D	2016-10-21 17:37:56 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers Thomas P. Niemiec and Randy L. Hines CIK Number 0001165842 Filed Document 0001165842-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:37:56 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
Yop, Ltd. See All Filings	D	2016-10-21 17:28:47 UTC
Amount To Be Raised $7,600,000 Associated Brokers / Dealers N/A CIK Number 0001687372 Filed Document 0001687372-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:28:47 UTC Type of Offering D Industry Other Technology Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
TriLinc Global Impact Fund Cayman, Ltd. See All Filings	D	2016-10-21 17:25:20 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001688039 Filed Document 0001688039-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:25:20 UTC Type of Offering D Industry Investing Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Debt
XIRRUS INC See All Filings	D	2016-10-21 17:23:07 UTC
Amount To Be Raised $4,375,000 Associated Brokers / Dealers N/A CIK Number 0001348409 Filed Document 0001348409-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:23:07 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Smartlink Mobile Systems, LLC See All Filings	D/A	2016-10-21 17:19:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001641065 Filed Document 0001641065-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:19:38 UTC Type of Offering D/A Industry Computers Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MAI Managed Volatility Fund, L.P. See All Filings	D/A	2016-10-21 17:19:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Calfee Financial Advisors, Inc. CIK Number 0001461596 Filed Document 0001315863-16-001852 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:19:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Pathfinder Talavera Holdings, LLC See All Filings	D	2016-10-21 17:15:11 UTC
Amount To Be Raised $7,775,000 Associated Brokers / Dealers N/A CIK Number 0001687900 Filed Document 0001687900-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:15:11 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RockPaperRobot Inc. See All Filings	D	2016-10-21 17:13:45 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001688206 Filed Document 0001688206-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:13:45 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
SportsLife X, Inc. See All Filings	D/A	2016-10-21 17:08:14 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001655658 Filed Document 0001655658-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-10-21 17:08:14 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets $No Revenues Type of Security Equity
Corriente China Opportunity Partners III, LP See All Filings	D/A	2016-10-21 16:58:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655556 Filed Document 0001655556-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:58:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ethos Lending LLC See All Filings	D	2016-10-21 16:55:47 UTC
Amount To Be Raised $15,500,000 Associated Brokers / Dealers N/A CIK Number 0001605845 Filed Document 0001605845-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:55:47 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub 2C8 LLC See All Filings	D	2016-10-21 16:54:50 UTC
Amount To Be Raised $223,496 Associated Brokers / Dealers N/A CIK Number 0001687835 Filed Document 0001687835-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:54:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Opportunities Partners, LP See All Filings	D	2016-10-21 16:50:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001514727 Filed Document 0001514727-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:50:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
AMERICAN STRATEGIC VALUE REALTY FUND, LP See All Filings	D/A	2016-10-21 16:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453332 Filed Document 0001453332-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Carevive Systems, Inc. See All Filings	D	2016-10-21 16:45:49 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001688076 Filed Document 0001688076-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:45:49 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Florida Food Holdings L.P. See All Filings	D	2016-10-21 16:33:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687463 Filed Document 0001687463-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-10-21 16:33:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity