Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers Michael Shannon, Donald Tippett Jr., and Clell Laugharn CIK Number 0001135856 Filed Document 0001135856-16-000550 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Greenstone Partners, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Liberty Tree Advisors, LLC CIK Number 0001494311 Filed Document 0001494311-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
VPC SELECT FUND LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers WPartners Capital Group LLC CIK Number 0001672705 Filed Document 0001672705-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
USDR Energy Partners, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674008 Filed Document 0001674008-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Foodio, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $584,999 Associated Brokers / Dealers N/A CIK Number 0001673659 Filed Document 0001673659-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
COLLWICK PREMIER ACCESS FUND, LTD. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589190 Filed Document 0000919574-16-012804 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Bridgeline Digital, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. CIK Number 0001378590 Filed Document 0001671193-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
BlackRock Capital Structure Investments Onshore Fund LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549618 Filed Document 0001673462-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
KCB Real Estate Fund VI LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635331 Filed Document 0001635331-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LCPF I SLP (E), L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001674084 Filed Document 0001674084-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Waterpods, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001567720 Filed Document 0001567720-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
Eventus Systems, Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001637252 Filed Document 0001637252-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Western Asset Brazil Bond Master Fund, Ltd. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LEGG MASON INVESTOR SERVICES, LLC CIK Number 0001673864 Filed Document 0001673864-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Weatherlow Offshore Fund I Ltd See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., and Sendero Securities, LLC CIK Number 0001321876 Filed Document 0001321876-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NETHERLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourbillon Global Long Alpha Fund, Ltd. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001646004 Filed Document 0001646004-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Vx Freighter Investment Offshore Fund, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BNP Paribas Securities Corp. CIK Number 0001673036 Filed Document 0001673034-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Crown Residential Investment Fund LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers N/A CIK Number 0001674243 Filed Document 0001674243-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Carte Blanche Resources LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $220,000 Associated Brokers / Dealers N/A CIK Number 0001648237 Filed Document 0001648237-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Legal & General MSCI World Ex USA Fund, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673949 Filed Document 0001673949-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Tourbillon Global Equities, Ltd See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565550 Filed Document 0001565550-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $476,594 Associated Brokers / Dealers Kirk Penland, Matt Sheehan, and Andrew Chase CIK Number 0001135856 Filed Document 0001135856-16-000547 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Aqueduct Critical Care, Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $7,029,052 Associated Brokers / Dealers Broadmark Capital, LLC CIK Number 0001651487 Filed Document 0001651487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
FSC AS Jonesboro AR DST See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $3,920,000 Associated Brokers / Dealers Sandlapper Securities Inc., Advisory Group Equity Services Ltd, and Concorde Investment Services Inc. CIK Number 0001657213 Filed Document 0001657213-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW JERSEY Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CoastEdge Oaktree, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636367 Filed Document 0001636367-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FP Preferred SPV, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673828 Filed Document 0001673828-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
APjeT Venture LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001451586 Filed Document 0001403772-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $No Revenues Type of Security Equity
SouthOcean Real Estate Partners II, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $125,000,000 Associated Brokers / Dealers N/A CIK Number 0001671624 Filed Document 0000950172-16-000185 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Apax IX USD L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001673108 Filed Document 0001673108-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GWG MCA Capital, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Emerson Equity LLC CIK Number 0001673885 Filed Document 0001288230-16-000016 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
ROC Multifamily & Commercial Office Fund III International-A LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers Morgan Stanley CIK Number 0001674476 Filed Document 0001477932-16-010233 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rama Fund, LLC See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Erez Chanin, Mortgage Money Market, Inc., Shezhad Peermahomed, Lodestar Securities Corp, Investment Security Corporation, Matthew Rubin, and Lake Street Financial CIK Number 0001451215 Filed Document 0001451215-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Mental Health Data Services, Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001582022 Filed Document 0001582022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Muse Biotechnology, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001667561 Filed Document 0001667561-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
EMG MPLX Co-Investment, LP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $124,400,000 Associated Brokers / Dealers N/A CIK Number 0001673380 Filed Document 0001673380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHICAGO PACIFIC FOUNDERS FUND-B, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers CV BROCKERAGE, INC. CIK Number 0001674021 Filed Document 0001674021-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Proscia Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,005,000 Associated Brokers / Dealers N/A CIK Number 0001625007 Filed Document 0001625007-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Grandeur Peak Global Opportunities, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550024 Filed Document 0000935836-16-000901 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WEATHERLOW FUND I LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers AMD Capital, LLC, UMB Financial Services, Inc., and Sendero Securities, LLC CIK Number 0001203239 Filed Document 0001203239-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sunshine State Certificates VI, LLLP See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $6,850,000 Associated Brokers / Dealers N/A CIK Number 0001674142 Filed Document 0001674142-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
eTouches, Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001500454 Filed Document 0001209191-16-118699 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
World View Enterprises Inc. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised $15,134,985 Associated Brokers / Dealers N/A CIK Number 0001590472 Filed Document 0001590472-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Other Travel Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Black Hydra Fund LP See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001600477 Filed Document 0001600477-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Other
Ardmore Global Offshore Fund, Ltd. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001666945 Filed Document 0000919574-16-012794 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Collwick Premier Access Fund, L.P. See All Filings	D/A	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502892 Filed Document 0000919574-16-012802 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bridge Financial Technology Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001674197 Filed Document 0001674197-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Tap Systems Inc. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001674153 Filed Document 0001674153-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Resonant Inc See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $5,960,686 Associated Brokers / Dealers National Securities Corporation and Drexel Hamilton, LLC CIK Number 0001579910 Filed Document 0001579910-16-000023 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Telecommunications Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Lever Pilot Fund, LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001673595 Filed Document 0001673595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OW PSC Investors LLC See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674179 Filed Document 0001140361-16-064328 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OZ Energy Partners Parallel B, L.P. See All Filings	D	2016-05-10 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674238 Filed Document 0001575981-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-05-10 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund