|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $3,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001641680
- Filed Document
- 0001641680-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $17,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001463741
- Filed Document
- 0001463741-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642063
- Filed Document
- 0000902664-16-007007
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630971
- Filed Document
- 0001630971-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A and N/A
- CIK Number
- 0001473242
- Filed Document
- 0000919574-16-012900
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Goldman, Sachs & Co.
- CIK Number
- 0001549718
- Filed Document
- 0001140361-16-064977
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Mariner Group Capital Markets, Inc., NYLIFE Distributors, LLC, Jeffrey Anderson, and Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001460023
- Filed Document
- 0001140361-16-066400
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $207,829
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001436914
- Filed Document
- 0000897069-16-000890
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001464500
- Filed Document
- 0001140361-16-065320
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674664
- Filed Document
- 0000905718-16-001397
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
International Growth Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001381359
- Filed Document
- 0001393725-16-000237
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001560197
- Filed Document
- 0001560197-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674414
- Filed Document
- 0001674414-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001653289
- Filed Document
- 0001653289-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Health Care
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001550727
- Filed Document
- 0000945621-16-000599
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- LPL FINANCIAL CORPORATION, WELLS FARGO ADVISORS, LLC, COMMONWEALTH FINANCIAL NETWORK, and LINCOLN FINANCIAL ADVISORS CORPORATION
- CIK Number
- 0000861441
- Filed Document
- 0000861441-16-000021
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- $Over $100,000,000
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001556010
- Filed Document
- 0000935836-16-000912
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
- CIK Number
- 0001478205
- Filed Document
- 0001666701-16-000019
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $300,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001621077
- Filed Document
- 0001621077-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001642064
- Filed Document
- 0000902664-16-007006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $4,176,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001386616
- Filed Document
- 0001386616-16-000006
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673950
- Filed Document
- 0001673950-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Manufacturing
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
Sands Capital Emerging Markets Growth Feeder Fund (Cayman), Ltd
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001627015
- Filed Document
- 0001627015-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $2,000,001
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001673873
- Filed Document
- 0001673873-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NORTH CAROLINA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- ALAN D. GLATT, DAVID W. RHUDY, and MELISSA D. GREENBERG
- CIK Number
- 0001641697
- Filed Document
- 0000919574-16-012860
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674598
- Filed Document
- 0001674598-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $4,409,096
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655750
- Filed Document
- 0001655750-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
International Property Securities Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001448550
- Filed Document
- 0001393725-16-000236
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- William W. Cathriner II, J. Cole Dawson III, Craig A. Dawson, Fred L. Williams Jr., James G. McGinness, Matthew H. Moncrief, Matthew P. Summers, T. Michael Conway, W. Scott Hill, Stephen D. Strake, Jr., and Brittany N. Stephens
- CIK Number
- 0001634837
- Filed Document
- 0001634837-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $3,365,003
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001403749
- Filed Document
- 0001403749-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ALBERTA, CANADA
- Revenue or Assets
- $$5,000,001 - $25,000,000
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $669,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001672237
- Filed Document
- 0001672237-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $100,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674248
- Filed Document
- 0001674248-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674636
- Filed Document
- 0001674636-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674418
- Filed Document
- 0001674414-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
US Select Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001381364
- Filed Document
- 0001393725-16-000229
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Small-Cap Growth Equity Fund, a series of Principal Global Investors Trust
See All Filings
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Principal Securities, Inc.
- CIK Number
- 0001381358
- Filed Document
- 0001393725-16-000231
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IOWA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Funds Distributor, LLC
- CIK Number
- 0001461762
- Filed Document
- 0001461762-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001637674
- Filed Document
- 0001637674-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670843
- Filed Document
- 0001140361-16-065206
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BAHAMAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001645732
- Filed Document
- 0001645732-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Option To Acquire
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $13,248,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674466
- Filed Document
- 0001674466-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $400,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001674300
- Filed Document
- 0001144204-16-101689
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- Y7
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $12,000,000
- Associated Brokers / Dealers
- BTIG, LLC
- CIK Number
- 0001575865
- Filed Document
- 0001575865-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001606567
- Filed Document
- 0000945621-16-000598
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $500,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001385612
- Filed Document
- 0000935836-16-000913
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Phillip M. Plant, Baldwin Anthony Securities, Inc., Craig Chambers Dawson, Matthew Paul Summers, Fred L. Williams Jr., J. Matthew Newtown, William W. Cathriner II, Stephen D. Strake, Sr., Andrew B. Linbeck, Luke Powell, Matthew H. Moncrief, EDI Financial, Inc., and Ryan P. Haselden
- CIK Number
- 0001415987
- Filed Document
- 0001415987-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $6,297,500
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670660
- Filed Document
- 0001670660-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $12,470,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611091
- Filed Document
- 0001611091-16-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D/A
- Industry
- Residential
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $45,393,828
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001534133
- Filed Document
- 0001140361-16-065042
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-05-13 00:00:00 UTC |
- Amount To Be Raised
- $1,750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001342986
- Filed Document
- 0001342986-16-000026
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-05-13 00:00:00 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Debt
|