Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LKCM Micro-Cap Partnership, L.P. See All Filings	D/A	2018-07-10 10:43:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001502285 Filed Document 0001367838-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:43:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE INTERNATIONAL L P See All Filings	D/A	2018-07-10 10:41:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001370307 Filed Document 0001367838-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:41:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM PRIVATE DISCIPLINE QP L P See All Filings	D/A	2018-07-10 10:39:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001367838 Filed Document 0001367838-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:39:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scale Venture Partners VI, L.P. See All Filings	D	2018-07-10 10:36:52 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001743762 Filed Document 0001743762-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:36:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
SEI Hedge Fund SPC See All Filings	D/A	2018-07-10 10:36:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001647709 Filed Document 0001647709-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:36:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Stelliam Offshore Fund II, Ltd. See All Filings	D/A	2018-07-10 10:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers UBS Financial Services Inc. CIK Number 0001597833 Filed Document 0001315863-18-000552 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Opus Point Healthcare Innovations (Offshore) Fund Ltd. See All Filings	D/A	2018-07-10 10:28:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001528149 Filed Document 0001528149-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:28:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Armory Square Ventures II, L.P. See All Filings	D	2018-07-10 10:27:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745901 Filed Document 0001745901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:27:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COATUE CT XXVI LLC See All Filings	D	2018-07-10 10:25:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745917 Filed Document 0000919574-18-004625 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:25:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CARISMA Therapeutics Inc. See All Filings	D	2018-07-10 10:21:13 UTC
Amount To Be Raised $53,174,961 Associated Brokers / Dealers N/A CIK Number 0001708649 Filed Document 0001708649-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:21:13 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Technology Partnership, L.P. See All Filings	D/A	2018-07-10 10:00:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001522603 Filed Document 0001406371-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-10 10:00:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Saddlewood Associates, LLC See All Filings	D	2018-07-10 09:57:34 UTC
Amount To Be Raised $3,550,000 Associated Brokers / Dealers N/A CIK Number 0001745942 Filed Document 0001745942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:57:34 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Global Equity, L.P. See All Filings	D/A	2018-07-10 09:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001629542 Filed Document 0001406371-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LKCM Investment Partnership II, L.P. See All Filings	D/A	2018-07-10 09:44:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496191 Filed Document 0001406371-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:44:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Unified Information Devices, Inc. See All Filings	D	2018-07-10 09:39:51 UTC
Amount To Be Raised $3,960,000 Associated Brokers / Dealers N/A CIK Number 0001745850 Filed Document 0000908662-18-000182 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:39:51 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
LKCM Investment Partnership, L.P. See All Filings	D/A	2018-07-10 09:39:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001406371 Filed Document 0001406371-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:39:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Private Advisors Small Co Private Equity Fund VIII, LP See All Filings	D/A	2018-07-10 09:27:02 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers NYLIFE DISTRIBUTORS LLC CIK Number 0001711426 Filed Document 0001711426-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:27:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crayhill Principal Strategies Fund LP See All Filings	D/A	2018-07-10 09:25:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brooklands Capital Strategies BD, L.P. CIK Number 0001700130 Filed Document 0001315863-18-000551 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:25:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
RockStep Janesville, LLC See All Filings	D	2018-07-10 09:21:59 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001745778 Filed Document 0001745778-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-10 09:21:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Bandura Systems, Inc. See All Filings	D	2018-07-10 09:12:36 UTC
Amount To Be Raised $4,995,164 Associated Brokers / Dealers N/A CIK Number 0001607286 Filed Document 0001607286-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-10 09:12:36 UTC Type of Offering D Industry Computers Principal Place of Business MISSOURI Revenue or Assets Decline to Disclose Type of Security Equity
BW Investors SPV I, LP See All Filings	D/A	2018-07-10 09:02:36 UTC
Amount To Be Raised $16,300,000 Associated Brokers / Dealers N/A CIK Number 0001739255 Filed Document 0001739255-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-10 09:02:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
HASelect-Waterford LLC See All Filings	D/A	2018-07-10 08:24:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Gallagher, Jr. CIK Number 0001711574 Filed Document 0001711578-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-10 08:24:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HASelect-Merger Arbitrage Fund LLC See All Filings	D/A	2018-07-10 08:19:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Gallagher, Jr. CIK Number 0001711578 Filed Document 0001711578-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 08:19:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
G Squared Opportunities Fund IV LLC, Series B-4 See All Filings	D	2018-07-10 08:16:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001745921 Filed Document 0001745921-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 08:16:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HASelect-LIFE Fund II LLC See All Filings	D/A	2018-07-10 08:13:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers James P. Gallagher, Jr. CIK Number 0001722903 Filed Document 0001722903-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 08:13:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PassiveBolt, Inc. See All Filings	D	2018-07-10 07:11:42 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001745682 Filed Document 0001745682-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-10 07:11:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
APS Japan Alpha Fund, sub-fund of APS Fund See All Filings	D	2018-07-10 06:13:55 UTC
Amount To Be Raised $59,000,000 Associated Brokers / Dealers N/A CIK Number 0001745819 Filed Document 0001745819-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-10 06:13:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Diamcor Mining Inc. See All Filings	D	2018-07-09 21:10:06 UTC
Amount To Be Raised $114,731 Associated Brokers / Dealers N/A CIK Number 0001484874 Filed Document 0001484874-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 21:10:06 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
JUUL Labs, Inc. See All Filings	D	2018-07-09 20:49:44 UTC
Amount To Be Raised $1,250,000,000 Associated Brokers / Dealers N/A CIK Number 0001520049 Filed Document 0001520049-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 20:49:44 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CROWDOUT CAPITAL PLATFORM LLC See All Filings	D/A	2018-07-09 20:37:08 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001676181 Filed Document 0001140361-18-031959 Exclusions or Exemptions 506b Accepted Date 2018-07-09 20:37:08 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
IGF Oncology, LLC See All Filings	D	2018-07-09 19:50:20 UTC
Amount To Be Raised $2,359,000 Associated Brokers / Dealers N/A CIK Number 0001745915 Filed Document 0001745915-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-09 19:50:20 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
AJO Emerging Markets All-Cap Fund, L.P. See All Filings	D/A	2018-07-09 19:50:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001565448 Filed Document 0001565448-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:50:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
iANTHUS CAPITAL HOLDINGS, INC. See All Filings	D	2018-07-09 19:33:23 UTC
Amount To Be Raised $342,220 Associated Brokers / Dealers N/A CIK Number 0001643154 Filed Document 0001183740-18-000127 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:33:23 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
section.io Inc See All Filings	D	2018-07-09 19:32:32 UTC
Amount To Be Raised $5,500,000 Associated Brokers / Dealers N/A CIK Number 0001669595 Filed Document 0001669595-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:32:32 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
AristaMD, Inc. See All Filings	D	2018-07-09 19:24:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001614691 Filed Document 0001745569-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:24:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
PIPER COVE FUND LP See All Filings	D/A	2018-07-09 19:24:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001252763 Filed Document 0001252763-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:24:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mesa Biotech, Inc. See All Filings	D	2018-07-09 19:09:27 UTC
Amount To Be Raised $16,999,996 Associated Brokers / Dealers N/A CIK Number 0001675100 Filed Document 0001675100-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-09 19:09:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Numeum Wealth Fund, LLC See All Filings	D	2018-07-09 18:58:18 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001745866 Filed Document 0001745866-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-09 18:58:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Pinnacle Investment Fund LLC See All Filings	D	2018-07-09 18:49:21 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001745903 Filed Document 0001745903-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:49:21 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Altruus Inc See All Filings	C	2018-07-09 18:27:29 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001745767 Filed Document 0001670254-18-000336 Accepted Date 2018-07-09 18:27:29 UTC Type of Offering C Security Offered Amount 50,001 Security Offered Type Other State TEXAS
ChargePoint, Inc. See All Filings	D	2018-07-09 18:26:30 UTC
Amount To Be Raised $440,000 Associated Brokers / Dealers N/A CIK Number 0001458075 Filed Document 0001458075-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:26:30 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Potrero Medical, Inc. See All Filings	D	2018-07-09 18:22:10 UTC
Amount To Be Raised $31,332,845 Associated Brokers / Dealers N/A CIK Number 0001609048 Filed Document 0001609048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:22:10 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RC 2015-I INVESTORS, L.P. See All Filings	D/A	2018-07-09 18:21:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001665069 Filed Document 0001665069-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:21:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sixteenth Street Asian GEMS See All Filings	D	2018-07-09 18:07:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745630 Filed Document 0001745630-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:07:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Oak Harbor Capital XIII, LLC See All Filings	D	2018-07-09 18:06:23 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745591 Filed Document 0001745591-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:06:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AVALOW, INC. See All Filings	D	2018-07-09 18:03:39 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001745326 Filed Document 0001745326-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:03:39 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MAGNETIC SUPER ANGEL FEEDER, L.P. See All Filings	D	2018-07-09 18:02:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745613 Filed Document 0001745613-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:02:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Torchlite Technologies Inc. See All Filings	D	2018-07-09 18:01:49 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001637385 Filed Document 0001637385-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-09 18:01:49 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
H3C LLC See All Filings	D	2018-07-09 17:54:16 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001712874 Filed Document 0001144204-18-037726 Exclusions or Exemptions 506b Accepted Date 2018-07-09 17:54:16 UTC Type of Offering D Industry Other Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Pacific Private Equity Opportunities Fund II L.P. See All Filings	D/A	2018-07-09 17:40:56 UTC
Amount To Be Raised $212,905,000 Associated Brokers / Dealers Equus Financial Consulting LLC CIK Number 0001743476 Filed Document 0001743476-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-09 17:40:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity