Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
BLR Partners, LP See All Filings	D/A	2016-05-13 09:11:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001608827 Filed Document 0001315863-16-001437 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:11:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Viking MVI I LLC See All Filings	D/A	2016-05-13 09:11:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548458 Filed Document 0000902664-16-006996 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:11:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WWGL Inc. See All Filings	D	2016-05-13 09:10:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001674428 Filed Document 0001674428-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:10:01 UTC Type of Offering D Industry Other Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Viking MVI II LLC See All Filings	D/A	2016-05-13 09:09:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548460 Filed Document 0000902664-16-006995 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:09:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viking MVI III LP See All Filings	D/A	2016-05-13 09:07:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001548461 Filed Document 0000902664-16-006994 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:07:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MW Americas TOPS Long-Only Fund LP See All Filings	D/A	2016-05-13 09:03:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549725 Filed Document 0000902664-16-006993 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:03:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GLOBAL FUND LTD See All Filings	D/A	2016-05-13 09:02:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0001225702 Filed Document 0001225702-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 09:02:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGIN ISLANDS, BRITISH Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
36 South Funds PLC See All Filings	D/A	2016-05-13 08:57:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512272 Filed Document 0000902664-16-006992 Exclusions or Exemptions 506b Accepted Date 2016-05-13 08:57:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WINSTON GLOBAL FUND LP See All Filings	D/A	2016-05-13 08:56:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ABURDENE ASSOCIATES, INC. CIK Number 0000898719 Filed Document 0000898719-16-000009 Exclusions or Exemptions 506b Accepted Date 2016-05-13 08:56:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Perdurance Neutral Fund Ltd See All Filings	D	2016-05-13 08:23:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674407 Filed Document 0000945621-16-000597 Exclusions or Exemptions 506b Accepted Date 2016-05-13 08:23:20 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - LBC Credit Partners III USTE Series See All Filings	D/A	2016-05-13 07:11:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001603605 Filed Document 0001603605-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 07:11:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPH Energy Infrastructure Offshore Fund, LP See All Filings	D/A	2016-05-13 06:56:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576153 Filed Document 0000902664-16-006990 Exclusions or Exemptions 506b Accepted Date 2016-05-13 06:56:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RWC European Focus Fund LP See All Filings	D/A	2016-05-13 06:39:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599424 Filed Document 0000902664-16-006989 Exclusions or Exemptions 506b Accepted Date 2016-05-13 06:39:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HEALTH-ADE LLC See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $15,000,033 Associated Brokers / Dealers First Beverage Advisors, LLC CIK Number 0001669527 Filed Document 0001669527-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Orthman Manufacturing Inc See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001318528 Filed Document 0001140361-16-065626 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
CONNECTURE INC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers Raymond James & Associates, Inc. CIK Number 0001211759 Filed Document 0001211759-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business WISCONSIN Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Equity
Master Series 1 of FCO Special Opportunities (E1) LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001673515 Filed Document 0001507943-16-000234 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pride of Austin Opportunity Fund I, LLC See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001611112 Filed Document 0001611112-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GTIS HOV V Co-Invest LP See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $9,401,609 Associated Brokers / Dealers N/A CIK Number 0001673668 Filed Document 0000947871-16-001177 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001432627 Filed Document 0001393725-16-000241 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Large Cap Growth Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001429803 Filed Document 0001393725-16-000234 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
High Quality Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001381361 Filed Document 0001393725-16-000239 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tarma Group, Inc. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $625,000 Associated Brokers / Dealers N/A CIK Number 0001673675 Filed Document 0001673675-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Health Care Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
Pride of Austin High Yield Fund I LLC See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001451338 Filed Document 0001451338-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN INTERNATIONAL SMALL CAP FUND See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001253769 Filed Document 0001253769-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vicarious FPC, Inc. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001555530 Filed Document 0001555530-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
High Yield Fixed Income Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001381362 Filed Document 0001393725-16-000227 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Halsted Partners, LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001572581 Filed Document 0001572581-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prostasia Fund, Ltd. See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001607396 Filed Document 0001666701-16-000017 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pono Life Sciences, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $5,272,500 Associated Brokers / Dealers Axiom Capital Management, Inc. CIK Number 0001669977 Filed Document 0001669977-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Vukota Summer Grove OpCo, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $5,337,275 Associated Brokers / Dealers N/A CIK Number 0001673940 Filed Document 0001673940-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Credit Suisse Securitized Products Fund L.P. See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers -, -, and - CIK Number 0001549885 Filed Document 0001549885-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Star Car Fund, LLC See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001642492 Filed Document 0001642492-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Rochester Medical Management, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001674586 Filed Document 0001674586-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Sancus Capital Select Partners, LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A and N/A CIK Number 0001466404 Filed Document 0000919574-16-012898 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TELEIOS GLOBAL OPPORTUNITIES, LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BUTLER CAPITAL PARTNERS CIK Number 0001604812 Filed Document 0000919574-16-012886 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SWITZERLAND Revenue or Assets Decline to Disclose Type of Security Equity
Clarion Partners Debt Investment Fund, LP See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001641803 Filed Document 0001641803-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
AKONNI BIOSYSTEMS INC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001254334 Filed Document 0001254334-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
David Acquisition Corp See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $1,503,118 Associated Brokers / Dealers N/A CIK Number 0001620852 Filed Document 0001620852-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Upstream Research Inc. See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $1,525,000 Associated Brokers / Dealers N/A CIK Number 0001653220 Filed Document 0001653220-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Segregated Portfolio 1 of FCO Special Opportunities (E1) SPC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Park Hill Group LLC CIK Number 0001672017 Filed Document 0001507943-16-000235 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HLH, LLC See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001549071 Filed Document 0001010412-16-000236 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Agriculture Principal Place of Business HAWAII Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
CAPTIVA VERDE INDUSTRIES LTD See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $1,669,693 Associated Brokers / Dealers N/A CIK Number 0001645724 Filed Document 0001183740-16-000346 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Agriculture Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
ENHANCED CMBS FUND, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001512430 Filed Document 0001393725-16-000240 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Equity Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001381355 Filed Document 0001393725-16-000238 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CVC Global Credit Opportunities Fund II, Ltd. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group, LLC ("FHG") CIK Number 0001673986 Filed Document 0001673986-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BRAVO SOLAR VENTURE L.L.C. See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $1,340,000 Associated Brokers / Dealers N/A CIK Number 0001674515 Filed Document 0001674515-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
NBC 2 O'Reilly Bartlesville, LLC See All Filings	D	2016-05-13 00:00:00 UTC
Amount To Be Raised $115,000 Associated Brokers / Dealers N/A CIK Number 0001674369 Filed Document 0001674369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Preferred Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001593518 Filed Document 0001393725-16-000226 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Real Estate Securities Fund, a series of Principal Global Investors Trust See All Filings	D/A	2016-05-13 00:00:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Principal Securities, Inc. CIK Number 0001381354 Filed Document 0001393725-16-000233 Exclusions or Exemptions 506b Accepted Date 2016-05-13 00:00:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund