|
|
D/A |
2018-07-11 13:15:02 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001611692
- Filed Document
- 0001140361-18-032111
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:15:02 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-11 13:14:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001519939
- Filed Document
- 0000919574-18-004685
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:14:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 13:14:34 UTC |
- Amount To Be Raised
- $30,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001709830
- Filed Document
- 0001709830-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:14:34 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 13:07:50 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746118
- Filed Document
- 0000945621-18-000251
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:07:50 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 13:05:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001529883
- Filed Document
- 0001529883-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:05:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 13:03:37 UTC |
- Amount To Be Raised
- $1,650,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746146
- Filed Document
- 0001745447-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:03:37 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 13:01:44 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001721303
- Filed Document
- 0001721303-18-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:01:44 UTC
- Type of Offering
- D
- Industry
- Agriculture
- Principal Place of Business
- VERMONT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 13:01:07 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711307
- Filed Document
- 0001711307-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 13:01:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:51:13 UTC |
- Amount To Be Raised
- $3,850,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745447
- Filed Document
- 0001745447-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:51:13 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:49:33 UTC |
- Amount To Be Raised
- $4,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746148
- Filed Document
- 0001746148-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:49:33 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
SEGALL BRYANT & HAMILL EMERGING MARKETS OFFSHORE FUND, LTD.
See All Filings
|
D |
2018-07-11 12:46:08 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718895
- Filed Document
- 0000913849-18-000323
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:46:08 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:44:36 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001718885
- Filed Document
- 0000913849-18-000322
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:44:36 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 12:37:21 UTC |
- Amount To Be Raised
- $800,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001741589
- Filed Document
- 0001741589-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:37:21 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $No Revenues
- Type of Security
- Option To Acquire
|
|
|
D |
2018-07-11 12:36:50 UTC |
- Amount To Be Raised
- $3,572,400
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746137
- Filed Document
- 0001746137-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:36:50 UTC
- Type of Offering
- D
- Industry
- Other Real Estate
- Principal Place of Business
- GEORGIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 12:32:54 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001580783
- Filed Document
- 0001740033-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:32:54 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-11 12:31:56 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001529882
- Filed Document
- 0001529882-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:31:56 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 12:31:07 UTC |
- Amount To Be Raised
- $20,993,017
- Associated Brokers / Dealers
- Hudson Housing Securities LLC
- CIK Number
- 0001745624
- Filed Document
- 0001140361-18-032106
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:31:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-11 12:30:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Daniel Fainman
- CIK Number
- 0001744214
- Filed Document
- 0001744214-18-000002
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-07-11 12:30:28 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- $No Revenues
- Type of Security
- Debt
|
|
|
D |
2018-07-11 12:29:59 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001665492
- Filed Document
- 0001665492-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:29:59 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:29:01 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746069
- Filed Document
- 0000902664-18-002778
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:29:01 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 12:21:40 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001594091
- Filed Document
- 0001594091-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:21:40 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 12:18:26 UTC |
- Amount To Be Raised
- $350,000,000
- Associated Brokers / Dealers
- PTP Securities, LLC and Roam Capital, Inc.
- CIK Number
- 0001739297
- Filed Document
- 0001739297-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:18:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:13:30 UTC |
- Amount To Be Raised
- $35,595
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745339
- Filed Document
- 0001745339-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:13:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Debt
|
|
|
D |
2018-07-11 12:08:23 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001664828
- Filed Document
- 0001664828-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:08:23 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:07:06 UTC |
- Amount To Be Raised
- $231,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001711064
- Filed Document
- 0001711064-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:07:06 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 12:05:26 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Merrill Lynch, Pierce, Fenner & Smith Incorporated
- CIK Number
- 0001575901
- Filed Document
- 0001575901-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:05:26 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 12:03:21 UTC |
- Amount To Be Raised
- $27,400,000
- Associated Brokers / Dealers
- n/a
- CIK Number
- 0001746035
- Filed Document
- 0001746035-18-000001
- Exclusions or Exemptions
- 506c
- Accepted Date
- 2018-07-11 12:03:21 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSOURI
- Revenue or Assets
- $$25,000,001 - $100,000,000
- Type of Security
- Equity
|
|
|
D |
2018-07-11 12:01:07 UTC |
- Amount To Be Raised
- $1,307,994
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745875
- Filed Document
- 0001745875-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:01:07 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 12:00:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- XT Capital Partners, LLC and Morgan Stanley Smith Barney LLC ("MSSB")
- CIK Number
- 0001663513
- Filed Document
- 0001663513-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 12:00:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:57:39 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745540
- Filed Document
- 0001745540-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:57:39 UTC
- Type of Offering
- D
- Industry
- Other Banking and Financial Services
- Principal Place of Business
- MAINE
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:56:48 UTC |
- Amount To Be Raised
- $2,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701060
- Filed Document
- 0001701060-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:56:48 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:53:26 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001609301
- Filed Document
- 0001609301-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:53:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:48:30 UTC |
- Amount To Be Raised
- $200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001701622
- Filed Document
- 0001701622-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:48:30 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:43:27 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740032
- Filed Document
- 0001740033-18-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:43:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2018-07-11 11:41:32 UTC |
- Amount To Be Raised
- $100,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746116
- Filed Document
- 0001746116-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:41:32 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Security To Be Acquired
|
|
|
D/A |
2018-07-11 11:37:32 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001494514
- Filed Document
- 0000919574-18-004683
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:37:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- IRELAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:36:39 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001744908
- Filed Document
- 0001213900-18-009037
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:36:39 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:25:24 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655503
- Filed Document
- 0000919574-18-004680
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:25:24 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- BERMUDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:23:37 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001491161
- Filed Document
- 0001315863-18-000558
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:23:37 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:22:46 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Butler Capital Investments, LLC
- CIK Number
- 0001554145
- Filed Document
- 0001315863-18-000557
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:22:46 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:21:43 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- James River Securities Corp.
- CIK Number
- 0001491162
- Filed Document
- 0001315863-18-000556
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:21:43 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:20:45 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001554146
- Filed Document
- 0001315863-18-000555
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:20:45 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:20:38 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001729975
- Filed Document
- 0001140361-18-032098
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:20:38 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2018-07-11 11:19:27 UTC |
- Amount To Be Raised
- $200,000,000
- Associated Brokers / Dealers
- International Assets Advisory, LLC, PHX Financial, Inc., Center Street Securities, Inc., Emerson Equity, LLC, KCD Financial, Inc., Coastal Equities, Inc., Dempsey Lord Smith, LLC, Ausdal Financial Partners, Inc., Cabot Lodge Securities LLC, Cape Securities Inc., Great Point Capital LLC, J.K. Financial Services, Inc., Newbridge Securities Corporation, NI Advisors, RelyOn Financial Advisors, LLC, Taylor Capital Management, Inc., Whitehall Parker Securities, Inc., Dakota Securities International, Inc., Network 1 Financial Advisors, Inc., Capital City Securities, LLC, Heritage Financial Systems, Inc., Bain Wealth Management Group, LLC, Intercarolina Financial Services, Inc., Investment Security Corporation, The Strategic Financial Alliance, Capital Financial Services, Inc., Claraphi Advisory Network, LLC, Kingsbury Capital, Inc., Western International Securities, Inc., Accelerated Capital Group, Inc., Aegis Capital Corp., Alexander Capital Wealth Management, LLC, Coppell Advisory Solutions, LLC, New Frontier Financial Advisory, LLC, Strategic Advisors, Inc., Purshe Kaplan Sterling Investments, Inc., Grand Parkway Capital, LLC, Great Nation Investment Corporation, Capital Markets IQ, LLC, Joseph Stone Capital, L.L.C., Momentum Advisors, LLC, BSG&L Financial Services, LLC, GVC Capital, LLC, Arkadios Capital LLC, Accretive Wealth Management, LLC, American Global Wealth Management, Inc., Wealth Management of Kentucky, Inc., Womack Investment Advisors, Inc., Veripax Wealth Management, LLC, Revere Securities, LLC, Fox Wealth Advisors, LLC, WE Alliance Wealth Advisors, Van Der Noord Financial Advisors, Inc., Westpark Wealth Advisors, Dedora Capital, Inc., SCF Securities, Inc., Frontier Financial Partners, LLC, Stephen A. Kohn & Associates, Ltd, Vestech Securities, Inc., Jim Poe & Associates, Inc., Advanced Strategies Agency Inc., Primex, Aeon Capital, Inc., Independence Capital Co, Sanders Morris Harris, LLC, Naylor & Company Investments, LLC, JRL Capital Corporation, DH Hill Securities, LLLP, Fourstar Wealth Advisors, LLC, and Saxony Securitites, Inc.
- CIK Number
- 0001713236
- Filed Document
- 0001713236-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:19:27 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- TEXAS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:19:20 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001612831
- Filed Document
- 0001315863-18-000554
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:19:20 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:17:40 UTC |
- Amount To Be Raised
- $315,755,644
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001745616
- Filed Document
- 0001144204-18-037944
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:17:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:15:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740952
- Filed Document
- 0001140361-18-032096
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:15:58 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2018-07-11 11:10:09 UTC |
- Amount To Be Raised
- $4,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001746053
- Filed Document
- 0001746053-18-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:10:09 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:06:09 UTC |
- Amount To Be Raised
- $35,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001740502
- Filed Document
- 0001742419-18-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:06:09 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- UNITED KINGDOM
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2018-07-11 11:06:03 UTC |
- Amount To Be Raised
- $15,719,028
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001527096
- Filed Document
- 0001288230-18-000005
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2018-07-11 11:06:03 UTC
- Type of Offering
- D/A
- Industry
- Biotechnology
- Principal Place of Business
- MINNESOTA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|