Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AcuraStem Inc See All Filings	D	2018-07-12 14:21:33 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001745880 Filed Document 0001745880-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:21:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
EP Hedged Equity Strategies L.P. See All Filings	D/A	2018-07-12 14:21:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448359 Filed Document 0000899140-18-000453 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:21:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
TEXAKOMA EXPLORATION & PRODUCTION LLC See All Filings	D	2018-07-12 14:20:05 UTC
Amount To Be Raised $9,920,000 Associated Brokers / Dealers TEXAKOMA FINANCIAL INC. CIK Number 0001312331 Filed Document 0001312331-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:20:05 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Mineral Property
EP Concentrated Equity Strategies Ltd See All Filings	D/A	2018-07-12 14:19:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405397 Filed Document 0000899140-18-000452 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:19:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SCRIPTRX INC DBA BRAVADO HEALTH See All Filings	D	2018-07-12 14:18:12 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001133830 Filed Document 0001133830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:18:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
EP Absolute Return Strategies Two Ltd. See All Filings	D/A	2018-07-12 14:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481759 Filed Document 0000899140-18-000451 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Absolute Return Strategies Ltd. See All Filings	D/A	2018-07-12 14:16:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481761 Filed Document 0000899140-18-000450 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:16:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
EP Asia Equity Strategies L.P. See All Filings	D/A	2018-07-12 14:15:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001395549 Filed Document 0000899140-18-000449 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:15:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Magnetar Xing He Fund LLC See All Filings	D/A	2018-07-12 14:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679121 Filed Document 0001679121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EP Absolute Return Strategies L.P. See All Filings	D/A	2018-07-12 14:13:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481796 Filed Document 0000899140-18-000448 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:13:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Haven Senior Loan Fund Offshore Feeder L.P. See All Filings	D	2018-07-12 14:12:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Morgan Stanley Smith Barney LLC CIK Number 0001746308 Filed Document 0001746308-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:12:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
InfraScale, Inc. See All Filings	D	2018-07-12 14:09:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001590196 Filed Document 0001461859-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:09:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
MetaArcade Inc. See All Filings	D	2018-07-12 14:08:59 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001683146 Filed Document 0001683146-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 14:08:59 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Workspot, Inc. See All Filings	D	2018-07-12 13:58:35 UTC
Amount To Be Raised $9,000,000 Associated Brokers / Dealers N/A CIK Number 0001556066 Filed Document 0001556066-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:58:35 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
nanoGriptech, Inc. See All Filings	D	2018-07-12 13:56:38 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001746250 Filed Document 0001746250-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:56:38 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
EP CONCENTRATED EQUITY STRATEGIES L.P. See All Filings	D/A	2018-07-12 13:56:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001405385 Filed Document 0000899140-18-000447 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:56:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Serone Key Opportunities Fund Ltd See All Filings	D/A	2018-07-12 13:53:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001633743 Filed Document 0001633740-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:53:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AllianzGI Best Styles Global Managed Volatility Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2018-07-12 13:51:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001674062 Filed Document 0001674062-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-12 13:51:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Granite Point Capital, L.P. See All Filings	D/A	2018-07-12 13:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460125 Filed Document 0000902664-18-002805 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
RFFC FINANCIAL LLC See All Filings	D	2018-07-12 13:49:41 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001357923 Filed Document 0001357923-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:49:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
UPLIFT VENTURES LLC See All Filings	D	2018-07-12 13:49:34 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001745636 Filed Document 0001745636-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:49:34 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Advanced Core Bond Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2018-07-12 13:43:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001658416 Filed Document 0001658416-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-12 13:43:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Integris Software Inc. See All Filings	D	2018-07-12 13:39:40 UTC
Amount To Be Raised $10,041,053 Associated Brokers / Dealers N/A CIK Number 0001674000 Filed Document 0001674000-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:39:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
AllianzGI Global Small-Cap Opportunities Portfolio, a separate series of AllianzGI Institutional Multi-Series Trust See All Filings	D/A	2018-07-12 13:38:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC CIK Number 0001613305 Filed Document 0001613305-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-12 13:38:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KKR Global Infrastructure Offshore III LP See All Filings	D	2018-07-12 13:38:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001745867 Filed Document 0001745867-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:38:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cigent Technology, Inc. See All Filings	D	2018-07-12 13:37:43 UTC
Amount To Be Raised $2,502,593 Associated Brokers / Dealers N/A CIK Number 0001738559 Filed Document 0001738559-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:37:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
West Fork Whiskey Co. See All Filings	D	2018-07-12 13:34:19 UTC
Amount To Be Raised $400,824 Associated Brokers / Dealers N/A CIK Number 0001699584 Filed Document 0001699584-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:34:19 UTC Type of Offering D Industry Manufacturing Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Cigent Technology, Inc. See All Filings	D/A	2018-07-12 13:33:06 UTC
Amount To Be Raised $825,029 Associated Brokers / Dealers N/A CIK Number 0001738559 Filed Document 0001738559-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:33:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Serone Key Opportunities Fund LP See All Filings	D/A	2018-07-12 13:32:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Eaton Partners, LLC CIK Number 0001633740 Filed Document 0001633740-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:32:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cabana Apt Venture, LLC See All Filings	D	2018-07-12 13:25:00 UTC
Amount To Be Raised $5,180,000 Associated Brokers / Dealers N/A CIK Number 0001745894 Filed Document 0001745894-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:25:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
CSP Investments, Inc. See All Filings	D	2018-07-12 13:23:57 UTC
Amount To Be Raised $3,978,099 Associated Brokers / Dealers N/A CIK Number 0001470315 Filed Document 0001470315-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:23:57 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
RCP Fund XIII, LP See All Filings	D	2018-07-12 13:21:22 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001746079 Filed Document 0001746126-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:21:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
KKR Global Infrastructure Onshore III LP See All Filings	D	2018-07-12 13:14:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746276 Filed Document 0001746276-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:14:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Audax Direct Lending Solutions Fund B-1, L.P. See All Filings	D	2018-07-12 13:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746292 Filed Document 0001746292-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:09:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Clarion Private Investors, LLC See All Filings	D/A	2018-07-12 13:02:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001697183 Filed Document 0001697183-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 13:02:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACE Protocol Foundation See All Filings	D	2018-07-12 12:58:18 UTC
Amount To Be Raised $138,600 Associated Brokers / Dealers N/A CIK Number 0001745300 Filed Document 0001745300-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:58:18 UTC Type of Offering D Industry Other Technology Principal Place of Business PANAMA Revenue or Assets Decline to Disclose Type of Security Other
RCP Fund XIII Cayman Feeder, LP See All Filings	D	2018-07-12 12:52:42 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers N/A CIK Number 0001746126 Filed Document 0001746126-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:52:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ACADIAN GLOBAL MANAGED VOLATILITY EQUITY FUND, LLC See All Filings	D/A	2018-07-12 12:48:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Funds Distributor, LLC CIK Number 0001442329 Filed Document 0001442329-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:48:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCP 1901 East 15th Street, LLC See All Filings	D	2018-07-12 12:48:35 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001746206 Filed Document 0001746206-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:48:35 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
LIFESCI VENTURE SPV VI, LLC See All Filings	D	2018-07-12 12:43:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001745963 Filed Document 0000919574-18-004717 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:43:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Talbert Capital Preferred Income Fund, LP See All Filings	D/A	2018-07-12 12:37:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679243 Filed Document 0001679243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:37:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Energy Trust Partners V LP See All Filings	D/A	2018-07-12 12:36:51 UTC
Amount To Be Raised $408,163,265 Associated Brokers / Dealers N/A CIK Number 0001689998 Filed Document 0001689998-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:36:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PropertyClub, Inc. See All Filings	C/A	2018-07-12 12:29:30 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001743467 Filed Document 0001669191-18-000350 Accepted Date 2018-07-12 12:29:30 UTC Type of Offering C/A Security Offered Amount 160 Security Offered Type Common Stock State NEW YORK
Clarendon Capital Fund I, LP See All Filings	D	2018-07-12 12:24:31 UTC
Amount To Be Raised $145,000,000 Associated Brokers / Dealers James E. Griffin, Jr. CIK Number 0001743025 Filed Document 0001192482-18-000333 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:24:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
West Mountain, Ltd. See All Filings	D/A	2018-07-12 12:22:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001543431 Filed Document 0001144204-18-038089 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:22:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blue Sky Strategic Australian Agriculture Fund LP See All Filings	D/A	2018-07-12 12:20:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711243 Filed Document 0000945621-18-000252 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:20:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
West Mountain Partners, LP See All Filings	D/A	2018-07-12 12:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Alternative Asset Investment Management, LLC CIK Number 0001405069 Filed Document 0001144204-18-038087 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TerraClear, Inc. See All Filings	D	2018-07-12 12:12:40 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001746170 Filed Document 0001746170-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:12:40 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Maranon Mezzanine Fund III-B, L.P. See All Filings	D	2018-07-12 12:11:51 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001745216 Filed Document 0001745216-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:11:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JAB REAL ESTATE OPPORTUNITY FUND VI, LP See All Filings	D/A	2018-07-12 12:09:24 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001728709 Filed Document 0001728709-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-12 12:09:24 UTC Type of Offering D/A Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity