Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CYRUS SELECT OPPORTUNITIES FUND LTD See All Filings	D/A	2018-07-13 14:24:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437647 Filed Document 0001315863-18-000566 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:24:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CYRUS SELECT OPPORTUNITIES FUND LP See All Filings	D/A	2018-07-13 14:23:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437648 Filed Document 0001315863-18-000565 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:23:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Opportunities Master Fund II, Ltd. See All Filings	D/A	2018-07-13 14:22:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001328640 Filed Document 0001315863-18-000564 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:22:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Genomind, Inc. See All Filings	D	2018-07-13 14:22:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001604902 Filed Document 0001604902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:22:31 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Enko Chem, Inc. See All Filings	D	2018-07-13 14:22:06 UTC
Amount To Be Raised $14,999,997 Associated Brokers / Dealers N/A CIK Number 0001708830 Filed Document 0001708830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:22:06 UTC Type of Offering D Industry Agriculture Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
CYRUS OPPORTUNITIES FUND II LTD See All Filings	D/A	2018-07-13 14:21:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001436816 Filed Document 0001315863-18-000563 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:21:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Cyrus Opportunities Fund II L P See All Filings	D/A	2018-07-13 14:20:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001340971 Filed Document 0001315863-18-000562 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:20:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Westfield Select Growth Equity LP See All Filings	D/A	2018-07-13 14:15:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596870 Filed Document 0001140361-18-032343 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:15:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Dimensional Funds plc - Global Core Equity II Fund See All Filings	D/A	2018-07-13 14:09:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643251 Filed Document 0000945621-18-000263 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:09:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D/A	2018-07-13 14:08:44 UTC
Amount To Be Raised $20,000,003 Associated Brokers / Dealers VENTURE.CO BROKERAGE SERVICES LLC CIK Number 0001614824 Filed Document 0001183740-18-000128 Exclusions or Exemptions 506c Accepted Date 2018-07-13 14:08:44 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
SQN Venture Income Feeder Fund, LP See All Filings	D	2018-07-13 14:04:49 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001745784 Filed Document 0001745784-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:04:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Dimensional Funds plc See All Filings	D/A	2018-07-13 14:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001512221 Filed Document 0000945621-18-000262 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HIGHLINE CAPITAL PARTNERS LP See All Filings	D/A	2018-07-13 14:03:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000949691 Filed Document 0000949691-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 14:03:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Censinet, Inc. See All Filings	D	2018-07-13 13:59:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001717502 Filed Document 0001144204-18-038299 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:59:27 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Blue Water Quadrant LLC See All Filings	D	2018-07-13 13:44:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001692434 Filed Document 0001692434-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:44:41 UTC Type of Offering D Industry Other Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stoltz Real Estate Fund VI, L.P. See All Filings	D/A	2018-07-13 13:43:39 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers N/A CIK Number 0001708455 Filed Document 0001708455-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:43:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Antares Holdings LP See All Filings	D/A	2018-07-13 13:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652415 Filed Document 0001652415-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:40:37 UTC Type of Offering D/A Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
O'DONNELL OPPORTUNITY FUND V, LP See All Filings	D/A	2018-07-13 13:40:16 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001669590 Filed Document 0001669590-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-07-13 13:40:16 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prana Realty Co I See All Filings	D/A	2018-07-13 13:39:49 UTC
Amount To Be Raised $72,514,985 Associated Brokers / Dealers Frederick Randall Bigony, Richard Edward Hake, and Paul John Roesler CIK Number 0001417730 Filed Document 0001740877-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:39:49 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Pharmapotheca A, LLC See All Filings	D/A	2018-07-13 13:38:27 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001684726 Filed Document 0001684726-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:38:27 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
UNION LAKE TRACE PARTNERS LLC See All Filings	D	2018-07-13 13:37:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001746259 Filed Document 0001746259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:37:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AGSF LP See All Filings	D	2018-07-13 13:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Emerging Manager Advisors, LLC CIK Number 0001582333 Filed Document 0001582333-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:35:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PC 99 LLC See All Filings	D	2018-07-13 13:33:44 UTC
Amount To Be Raised $25,325,000 Associated Brokers / Dealers N/A CIK Number 0001746290 Filed Document 0001728312-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:33:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
FIRM OF JOHN DICKINSON SCHNEIDER INC See All Filings	D	2018-07-13 13:26:45 UTC
Amount To Be Raised $1,299,767 Associated Brokers / Dealers N/A CIK Number 0000798320 Filed Document 0000798320-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:26:45 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
MAVERICK SEED PARTNERS, L.P. See All Filings	D/A	2018-07-13 13:21:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525209 Filed Document 0001525209-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:21:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Wyandotte Partners, L.P. See All Filings	D/A	2018-07-13 13:20:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001505448 Filed Document 0000919574-18-004791 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:20:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
XY - the Findables Company See All Filings	1-A POS	2018-07-13 13:15:51 UTC
Amount To Be Raised $42,962,112 Associated Brokers / Dealers N/A CIK Number 0001577351 Filed Document 0001193125-18-217650 Accepted Date 2018-07-13 13:15:51 UTC Type of Offering 1-A POS Industry ELECTRONIC COMPONENTS & ACCESSORIES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $1,030,389 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Wolf Creek Partners, L.P. See All Filings	D/A	2018-07-13 13:15:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. and Morgan Stanley Smith Barney LLC CIK Number 0001143494 Filed Document 0000919574-18-004789 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:15:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Wellington Emerging Alternatives Fund, L.P. See All Filings	D/A	2018-07-13 13:09:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001624608 Filed Document 0000919574-18-004786 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:09:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Raine Partners III LP See All Filings	D	2018-07-13 13:08:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001744476 Filed Document 0001744476-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:08:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ReShape Lifesciences Inc. See All Filings	D	2018-07-13 13:06:05 UTC
Amount To Be Raised $2,793,520 Associated Brokers / Dealers H.C. Wainwright & Co., LLC CIK Number 0001371217 Filed Document 0001686266-18-000009 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:06:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
US Research Equity Extended Fund, L.P. See All Filings	D/A	2018-07-13 13:04:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001666361 Filed Document 0000919574-18-004784 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:04:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional Multi-Strategy Bond Fund, LLC See All Filings	D/A	2018-07-13 13:04:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001451732 Filed Document 0001696079-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:04:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ACCENT TECHNOLOGIES, INC. See All Filings	D	2018-07-13 13:03:34 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001746420 Filed Document 0001746420-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:03:34 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA OVERSEAS PARTNERS, LTD. See All Filings	D/A	2018-07-13 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001030696 Filed Document 0000945621-18-000261 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tise Peak Partners, L.P. See All Filings	D/A	2018-07-13 13:00:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001523154 Filed Document 0000919574-18-004782 Exclusions or Exemptions 506b Accepted Date 2018-07-13 13:00:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
OMEGA EQUITY INVESTORS, L.P. See All Filings	D/A	2018-07-13 12:58:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001136092 Filed Document 0000945621-18-000260 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:58:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMEGA CAPITAL INVESTORS, L. P. See All Filings	D/A	2018-07-13 12:55:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001067694 Filed Document 0000945621-18-000259 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:55:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
OMEGA CAPITAL PARTNERS, L.P. See All Filings	D/A	2018-07-13 12:53:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001014927 Filed Document 0000945621-18-000258 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:53:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ESSEX STREET REIT INVESTOR (DE) LLC See All Filings	D	2018-07-13 12:53:12 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001746417 Filed Document 0001746417-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:53:12 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MIMG CXXXI NoRi, LLC See All Filings	D	2018-07-13 12:53:06 UTC
Amount To Be Raised $499,000 Associated Brokers / Dealers N/A CIK Number 0001746275 Filed Document 0001746275-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:53:06 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets $No Revenues Type of Security Equity
Ulterius Aviation, LLC See All Filings	D	2018-07-13 12:51:18 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001746047 Filed Document 0001746047-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:51:18 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
Gingko West Fund See All Filings	D/A	2018-07-13 12:49:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610925 Filed Document 0001610925-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:49:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mill Green Opportunity Fund V, LLC See All Filings	D/A	2018-07-13 12:47:05 UTC
Amount To Be Raised $40,000,000 Associated Brokers / Dealers Skyway Capital Markets, LLC, Sunbelt Securities, Inc., Titan Securities, Center Street Securities, Inc., Dempsey Lord Smith, LLC, Capital Investment Group, Capital Investment Brokerage, and Pariter Securities, LLC CIK Number 0001742377 Filed Document 0000897069-18-000447 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:47:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Commonfund Institutional High Quality Bond Fund, LLC See All Filings	D/A	2018-07-13 12:46:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Commonfund Securities, Inc. CIK Number 0001301592 Filed Document 0001696079-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:46:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brevet Direct Lending - Intermediate Duration Fund, L.P. See All Filings	D/A	2018-07-13 12:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001636036 Filed Document 0001636036-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Temas Partners, L.P. See All Filings	D/A	2018-07-13 12:39:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001607819 Filed Document 0000919574-18-004780 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:39:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Spindrift Partners, L.P. See All Filings	D/A	2018-07-13 12:34:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0000941767 Filed Document 0000919574-18-004778 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:34:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gingko East Fund See All Filings	D/A	2018-07-13 12:31:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610927 Filed Document 0001610927-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:31:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quissett Partners, L.P. See All Filings	D/A	2018-07-13 12:29:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Wellington Management Advisers, Inc. CIK Number 0001031960 Filed Document 0000919574-18-004776 Exclusions or Exemptions 506b Accepted Date 2018-07-13 12:29:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity