Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
CSQ Hampshire Net Lease Funds, LLC See All Filings	D/A	2016-11-09 17:49:27 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001619384 Filed Document 0001382963-16-000255 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:49:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intuity Medical, Inc. See All Filings	D	2016-11-09 17:46:44 UTC
Amount To Be Raised $40,000,003 Associated Brokers / Dealers N/A CIK Number 0001484074 Filed Document 0001484074-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:46:44 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BSP HOFFMAN LLC See All Filings	D	2016-11-09 17:41:10 UTC
Amount To Be Raised $3,868,691 Associated Brokers / Dealers N/A CIK Number 0001687824 Filed Document 0001687867-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:41:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Midnight Hour Brewers, LLC See All Filings	D	2016-11-09 17:36:34 UTC
Amount To Be Raised $206,250 Associated Brokers / Dealers n/a CIK Number 0001561134 Filed Document 0001561134-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:36:34 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BSP WEST 238 LLC See All Filings	D	2016-11-09 17:29:46 UTC
Amount To Be Raised $8,172,073 Associated Brokers / Dealers N/A CIK Number 0001687867 Filed Document 0001687867-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:29:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Amici Enterprises LLC See All Filings	D	2016-11-09 17:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689645 Filed Document 0001689645-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:27:34 UTC Type of Offering D Industry Energy Conservation Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
nVoq Inc See All Filings	D/A	2016-11-09 17:25:56 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001170141 Filed Document 0001170141-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:25:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Texas Oil Partners LLC Newport #1, L.P. See All Filings	D	2016-11-09 17:17:59 UTC
Amount To Be Raised $775,000 Associated Brokers / Dealers N/A CIK Number 0001689634 Filed Document 0001689634-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:17:59 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aviator Holdings, LLC See All Filings	D	2016-11-09 17:16:32 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers n/a CIK Number 0001688025 Filed Document 0001688025-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:16:32 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CWC Income Properties 5, LLC See All Filings	D/A	2016-11-09 17:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656759 Filed Document 0001656759-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:12:25 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CFIG Co-Investors, L.P. See All Filings	D/A	2016-11-09 17:01:26 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001421239 Filed Document 0000950103-16-017806 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:01:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prime Finance Partners V, Inc. See All Filings	D	2016-11-09 17:00:55 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001689533 Filed Document 0001689533-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 17:00:55 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR KIRKLAND VIII LLC See All Filings	D	2016-11-09 16:59:25 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001689659 Filed Document 0001689659-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:59:25 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
IP III CO-INVESTORS, L.P. See All Filings	D/A	2016-11-09 16:58:30 UTC
Amount To Be Raised $52,000,000 Associated Brokers / Dealers N/A CIK Number 0001421238 Filed Document 0000950103-16-017805 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:58:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BM Tigers, LP See All Filings	D	2016-11-09 16:57:05 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001687673 Filed Document 0001687673-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:57:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Prime Finance CMBS B-Piece I, LLC See All Filings	D	2016-11-09 16:56:45 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H&L Equities, LLC CIK Number 0001689441 Filed Document 0001689441-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:56:45 UTC Type of Offering D Industry REITS and Finance Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Neighborhood Market Portfolio DST See All Filings	D/A	2016-11-09 16:54:56 UTC
Amount To Be Raised $8,408,635 Associated Brokers / Dealers James K. Johnston, Douglas A. Henrickson, Christina Nielson, Robert L. Boggess, Charles B. Runnels, Adam J. Bryan, Mike Bendix, David B. Levinson, Blayne A. Andersen, Tomas J. Velken, Robert J. Binkele, Robert A. Horning, William S. Sheeham, Joshua C. Koehnen, Barry W. Lemay, David A. Kangas, Dwight K. Kay, Wenjinn J. Chang, Chad M. Tusa, Brian D. Long, Eric S. Scaff, Joral T. Schmalle, Joseph G. Michaletz, Daniel P. Raupp, Larry J. Steckler, Trawnegan Gall, Jeffrey B. Baker, John P. Harvey Jr., Stacy J. Morimoto, and Robert S. Smith CIK Number 0001679005 Filed Document 0001679005-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:54:56 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Caldwell Holding Co See All Filings	D	2016-11-09 16:53:35 UTC
Amount To Be Raised $5,600,000 Associated Brokers / Dealers N/A CIK Number 0001466295 Filed Document 0001466295-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:53:35 UTC Type of Offering D Industry Commercial Banking Principal Place of Business LOUISIANA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
NHIT: Dynamic Fixed Income Trust See All Filings	D/A	2016-11-09 16:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001656667 Filed Document 0001656667-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:53:03 UTC Type of Offering D/A Industry Investing Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Other
Comicbook.com, LLC See All Filings	D	2016-11-09 16:51:01 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001622753 Filed Document 0001622753-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:51:01 UTC Type of Offering D Industry Other Technology Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Zenith Hospitality, LLC See All Filings	D	2016-11-09 16:47:19 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001689713 Filed Document 0001689713-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:47:19 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Kinney Group, Inc. See All Filings	D	2016-11-09 16:45:38 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001689762 Filed Document 0001689762-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:45:38 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
U.S. Select Private Opportunities Fund III LP See All Filings	D	2016-11-09 16:45:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:45:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Evario, Inc. See All Filings	D	2016-11-09 16:43:12 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001665322 Filed Document 0001665322-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:43:12 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Remote Medicine Inc See All Filings	D	2016-11-09 16:39:50 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001508320 Filed Document 0001508320-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:39:50 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
MICORP CAT HOLDINGS, LLC See All Filings	D	2016-11-09 16:38:38 UTC
Amount To Be Raised $1,250,001 Associated Brokers / Dealers N/A CIK Number 0001689569 Filed Document 0001405086-16-000661 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:38:38 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
HARBOR MEDTECH, INC. See All Filings	D/A	2016-11-09 16:32:08 UTC
Amount To Be Raised $8,465,000 Associated Brokers / Dealers N/A CIK Number 0001541456 Filed Document 0001541456-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:32:08 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GFM Holdings, LLC See All Filings	D	2016-11-09 16:26:54 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001689665 Filed Document 0001689665-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:26:54 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
GYS Tech, LLC See All Filings	D	2016-11-09 16:26:09 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001645816 Filed Document 0001104659-16-155870 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:26:09 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Cayo Marsopa Holdings, LLC See All Filings	D/A	2016-11-09 16:21:32 UTC
Amount To Be Raised $14,551,110 Associated Brokers / Dealers N/A CIK Number 0001689376 Filed Document 0001689376-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:21:32 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
EverQuote, Inc. See All Filings	D	2016-11-09 16:15:37 UTC
Amount To Be Raised $31,119,288 Associated Brokers / Dealers None CIK Number 0001640428 Filed Document 0001140361-16-085594 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:15:37 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Cristobal Key Holdings, LLC See All Filings	D	2016-11-09 16:13:40 UTC
Amount To Be Raised $14,513,310 Associated Brokers / Dealers N/A CIK Number 0001689369 Filed Document 0001689369-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:13:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Shipyard Capital LP See All Filings	D/A	2016-11-09 16:09:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655491 Filed Document 0001615939-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:09:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PHFS III Equity Dispersion Offshore Fund, L.P. See All Filings	D	2016-11-09 16:08:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001689479 Filed Document 0001689479-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 16:08:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AUXO MANAGEMENT, L.P. See All Filings	D	2016-11-09 15:57:24 UTC
Amount To Be Raised $4,350,000 Associated Brokers / Dealers N/A CIK Number 0001689666 Filed Document 0001689666-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:57:24 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Southvest VII Co-Investment Fund-A, L.P. See All Filings	D	2016-11-09 15:57:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001687349 Filed Document 0001687349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:57:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Cayo Marsopa Holdings, LLC See All Filings	D	2016-11-09 15:53:52 UTC
Amount To Be Raised $14,551,110 Associated Brokers / Dealers N/A CIK Number 0001689376 Filed Document 0001689376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:53:52 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
FEMALE HEALTH CO See All Filings	D	2016-11-09 15:50:21 UTC
Amount To Be Raised $22,676,728 Associated Brokers / Dealers Financial West Group CIK Number 0000863894 Filed Document 0001042167-16-000294 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:50:21 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Slate WDS, LLC See All Filings	D	2016-11-09 15:49:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001689176 Filed Document 0001689176-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:49:35 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Birchview Fund LLC See All Filings	D/A	2016-11-09 15:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers L.P. Dorsey CIK Number 0001603544 Filed Document 0001546927-16-000535 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:44:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Metaurus LLC See All Filings	D	2016-11-09 15:42:39 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Jake Greenwald, Evan Greenwald, and Greg W. Schuett CIK Number 0001673993 Filed Document 0001673993-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:42:39 UTC Type of Offering D Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Fund VIII, L.P. See All Filings	D/A	2016-11-09 15:41:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655303 Filed Document 0001655303-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:41:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Seer Capital Partners Offshore Fund Ltd. See All Filings	D/A	2016-11-09 15:39:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Credit Suisse Securities (USA) LLC and Stonehaven, LLC CIK Number 0001463207 Filed Document 0000902664-16-008681 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:39:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Celadon Technology Fund VI, LLC See All Filings	D/A	2016-11-09 15:38:31 UTC
Amount To Be Raised $11,900,414 Associated Brokers / Dealers Sharespost Financial Corp CIK Number 0001647138 Filed Document 0001647138-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:38:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
MVP LS Fund II LLC See All Filings	D/A	2016-11-09 15:33:55 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace, Inc CIK Number 0001676428 Filed Document 0001676428-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Walton Street Real Estate Partners VIII, L.P. See All Filings	D/A	2016-11-09 15:33:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655310 Filed Document 0001655310-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:33:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
AUXO MANAGEMENT, L.P. See All Filings	D	2016-11-09 15:31:01 UTC
Amount To Be Raised $10,595,000 Associated Brokers / Dealers N/A CIK Number 0001689666 Filed Document 0001689666-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:31:01 UTC Type of Offering D Industry Business Services Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
QUANTUM MATERIALS CORP. See All Filings	D/A	2016-11-09 15:30:51 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Roth Capital Partners LLP CIK Number 0001403570 Filed Document 0001493152-16-014662 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:30:51 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Option To Acquire
QMC Telecom International Holdings, LLC See All Filings	D	2016-11-09 15:29:07 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001538497 Filed Document 0001140361-16-085576 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:29:07 UTC Type of Offering D Industry Telecommunications Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Equity
Walton Street Real Estate Investors VIII, L.P. See All Filings	D/A	2016-11-09 15:23:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655306 Filed Document 0001655306-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-09 15:23:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity