Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
AG Asia Realty Fund II, L.P. See All Filings	D/A	2016-06-01 13:22:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492964 Filed Document 0001492964-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:22:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Golden Eagle Optimus Fund, LLC See All Filings	D/A	2016-06-01 13:18:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001641209 Filed Document 0001641209-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:18:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Aggregate Net Asset Value Type of Security Pooled Investment Fund
Redwood-Kairos Real Estate Value Fund III, LLC See All Filings	D/A	2016-06-01 13:17:50 UTC
Amount To Be Raised $71,135,276 Associated Brokers / Dealers N/A CIK Number 0001537833 Filed Document 0001537833-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:17:50 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Antera Therapeutics, Inc. See All Filings	D	2016-06-01 13:16:02 UTC
Amount To Be Raised $2,668,228 Associated Brokers / Dealers N/A CIK Number 0001645127 Filed Document 0001645127-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:16:02 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
STRONGBOW RESOURCES INC. See All Filings	D	2016-06-01 13:14:29 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001382231 Filed Document 0001511164-16-000886 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:14:29 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
AnaBios Corp See All Filings	D	2016-06-01 13:11:08 UTC
Amount To Be Raised $8,385,556 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001517420 Filed Document 0001517420-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:11:08 UTC Type of Offering D Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
AG Asia Realty Holdings II, L.P. See All Filings	D/A	2016-06-01 13:07:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001492965 Filed Document 0001492965-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:07:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RCM Shipping I, LLC See All Filings	D	2016-06-01 13:06:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675962 Filed Document 0000919574-16-013471 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:06:50 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Estee Capital LLC See All Filings	D	2016-06-01 13:04:41 UTC
Amount To Be Raised $1,972,707 Associated Brokers / Dealers N/A CIK Number 0001654493 Filed Document 0001654493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 13:04:41 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
MV Liquidity Fund XXVIII LLC See All Filings	D/A	2016-06-01 12:59:03 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001644301 Filed Document 0001644301-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:59:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
AG Centre Street Partnership, L.P. See All Filings	D/A	2016-06-01 12:58:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551443 Filed Document 0001551443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:58:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manoa Botanicals LLC See All Filings	D	2016-06-01 12:52:24 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001655539 Filed Document 0001655539-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:52:24 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
MV Startup Fund XXXI LLC See All Filings	D/A	2016-06-01 12:51:13 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MicroVenture Marketplace Inc. CIK Number 0001667325 Filed Document 0001667325-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:51:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Estee Capital LLC See All Filings	D	2016-06-01 12:42:33 UTC
Amount To Be Raised $3,660,284 Associated Brokers / Dealers N/A CIK Number 0001654493 Filed Document 0001654493-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:42:33 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Maven Fund I LP See All Filings	D/A	2016-06-01 12:42:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001467267 Filed Document 0001095449-16-000256 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:42:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Manoa Botanicals LLC See All Filings	D/A	2016-06-01 12:41:29 UTC
Amount To Be Raised $2,055,000 Associated Brokers / Dealers N/A CIK Number 0001655539 Filed Document 0001655539-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:41:29 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Debt
HEITMAN AMERICA REAL ESTATE TRUST (PF #1), L.P. See All Filings	D/A	2016-06-01 12:41:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers HEITMAN SECURITIES LLC, AJAY SHARMA, and Magdalene Yee CIK Number 0001582314 Filed Document 0001582314-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:41:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Funding Gates Corp See All Filings	D/A	2016-06-01 12:20:54 UTC
Amount To Be Raised $2,875,182 Associated Brokers / Dealers N/A CIK Number 0001525001 Filed Document 0001525001-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:20:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LSREF3 Bravo REIT (Harris), LLC See All Filings	D	2016-06-01 12:19:07 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers H & L Equities, LLC, Charles B. Harrison, Scott Harrison, Phyllis Johnson, Patrick J. Whelchel, and Lori Mayfield CIK Number 0001675565 Filed Document 0001675565-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:19:07 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Grand Parkway Capital Fund I L.P. See All Filings	D/A	2016-06-01 12:09:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers IMS SECURITIES, INC. CIK Number 0001451513 Filed Document 0001451513-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:09:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund 6 - 2016, L.P. See All Filings	D	2016-06-01 12:07:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675655 Filed Document 0001144204-16-106181 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:07:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CCAP Fund 8 - 2016, L.P. See All Filings	D	2016-06-01 12:07:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675669 Filed Document 0001144204-16-106180 Exclusions or Exemptions 506b Accepted Date 2016-06-01 12:07:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ranch Ventures Fund I, LLC See All Filings	D	2016-06-01 11:55:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675597 Filed Document 0001675597-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:55:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sycamore Fund A, LP See All Filings	D	2016-06-01 11:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674549 Filed Document 0001448291-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:42:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
English Capital Partners LP See All Filings	D/A	2016-06-01 11:42:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642912 Filed Document 0001642912-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:42:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Empyrean LHMN SPV, LP See All Filings	D	2016-06-01 11:33:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001670958 Filed Document 0000902664-16-007233 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:33:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CHD Bioscience, Inc. See All Filings	D/A	2016-06-01 11:32:54 UTC
Amount To Be Raised $5,799,999 Associated Brokers / Dealers BRISTOL INVESTMENT GROUP, INC. CIK Number 0001604801 Filed Document 0000905718-16-001475 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:32:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Empyrean LHMN Offshore SPV, LP See All Filings	D	2016-06-01 11:31:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671103 Filed Document 0000902664-16-007232 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:31:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FINJAN HOLDINGS, INC. See All Filings	D	2016-06-01 11:30:31 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers more than 5 CIK Number 0001366340 Filed Document 0001366340-16-000057 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:30:31 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Encentiv Energy, LLC See All Filings	D	2016-06-01 11:28:40 UTC
Amount To Be Raised $1,344,450 Associated Brokers / Dealers N/A CIK Number 0001637658 Filed Document 0000898432-16-002360 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:28:40 UTC Type of Offering D Industry Other Energy Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BIOCRUDE TECHOLOGIES INC See All Filings	D	2016-06-01 11:21:11 UTC
Amount To Be Raised $35,000,000 Associated Brokers / Dealers N/A CIK Number 0001390131 Filed Document 0001615774-16-005726 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:21:11 UTC Type of Offering D Industry Environmental Services Principal Place of Business QUEBEC, CANADA Revenue or Assets $No Revenues Type of Security Equity
Granier 3-D Joint Venture See All Filings	D/A	2016-06-01 11:03:39 UTC
Amount To Be Raised $2,752,000 Associated Brokers / Dealers N/A CIK Number 0001670295 Filed Document 0001354488-16-007712 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:03:39 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Other
Nippon Value Investors Japanese Equity Trust See All Filings	D/A	2016-06-01 11:01:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001354372 Filed Document 0001354372-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 11:01:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SUNSTRAND, LLC See All Filings	D	2016-06-01 10:57:01 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001676060 Filed Document 0000892303-16-000018 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:57:01 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pleiad Asia Master Fund See All Filings	D/A	2016-06-01 10:51:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617934 Filed Document 0000945621-16-000614 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:51:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pacific Rock Partners, L.P. See All Filings	D/A	2016-06-01 10:49:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001448291 Filed Document 0001448291-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:49:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Offshore Feeder Fund See All Filings	D/A	2016-06-01 10:48:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617936 Filed Document 0000945621-16-000613 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:48:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerald Industrial Innovation Fund L.P. See All Filings	D	2016-06-01 10:48:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675742 Filed Document 0001675742-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:48:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pleiad Asia Onshore Feeder Fund See All Filings	D/A	2016-06-01 10:45:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001617935 Filed Document 0000945621-16-000612 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:45:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lyxor/PSAM WorldArb Fund Ltd. See All Filings	D/A	2016-06-01 10:39:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001469980 Filed Document 0001140361-16-067997 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:39:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Marshall Wace TOPS European Fund Ltd See All Filings	D/A	2016-06-01 10:36:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001598202 Filed Document 0001140361-16-067994 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:36:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Twin Offshore Fund Ltd See All Filings	D/A	2016-06-01 10:32:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001590477 Filed Document 0001140361-16-067992 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:32:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Lyxor/Tiedemann Arbitrage Fund Ltd. See All Filings	D/A	2016-06-01 10:28:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers SG Americas Securities, LLC CIK Number 0001468338 Filed Document 0001140361-16-067990 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:28:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Spredfast, Inc. See All Filings	D	2016-06-01 10:27:36 UTC
Amount To Be Raised $50,137,248 Associated Brokers / Dealers RBC Capital Markets, LLC CIK Number 0001519482 Filed Document 0001519482-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:27:36 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Edale Europe Absolute Fund LP See All Filings	D/A	2016-06-01 10:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552006 Filed Document 0000919574-16-013463 Exclusions or Exemptions 506b Accepted Date 2016-06-01 10:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
Astellon Fund SICAV-SIF-Astellon Special Opportunities Fund See All Filings	D/A	2016-06-01 09:51:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611316 Filed Document 0001611316-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 09:51:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monument Labs, Inc. See All Filings	D	2016-06-01 09:46:08 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001675701 Filed Document 0001675701-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-01 09:46:08 UTC Type of Offering D Industry Computers Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Debt
Jubilee Venture Inc See All Filings	D/A	2016-06-01 08:19:23 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Heritage Financial Systems, Inc. CIK Number 0001571027 Filed Document 0001128732-16-000019 Exclusions or Exemptions 506b Accepted Date 2016-06-01 08:19:23 UTC Type of Offering D/A Industry Other Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SETUSERV, INC. See All Filings	D	2016-06-01 06:40:46 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001603352 Filed Document 0001603352-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-01 06:40:46 UTC Type of Offering D Industry Other Technology Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
SFP Japan Special Opportunities Fund Ltd. See All Filings	D/A	2016-06-01 06:23:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643499 Filed Document 0000902664-16-007231 Exclusions or Exemptions 506b Accepted Date 2016-06-01 06:23:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund