Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OCA BREDS III TE LLC See All Filings	D	2016-06-03 13:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675438 Filed Document 0001675438-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 13:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Pallidus, Inc. See All Filings	D	2016-06-03 13:00:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001661152 Filed Document 0001661152-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 13:00:08 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Park West Investors Ltd See All Filings	D/A	2016-06-03 12:57:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001410766 Filed Document 0001410766-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:57:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ziphub Inc. See All Filings	D	2016-06-03 12:52:30 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001661313 Filed Document 0001661313-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:52:30 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Aben Resources Ltd. See All Filings	D	2016-06-03 12:47:28 UTC
Amount To Be Raised $34,807 Associated Brokers / Dealers N/A CIK Number 0000873612 Filed Document 0001183740-16-000361 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:47:28 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
nuTonomy Inc. See All Filings	D	2016-06-03 12:42:15 UTC
Amount To Be Raised $23,351,732 Associated Brokers / Dealers N/A CIK Number 0001676223 Filed Document 0001676223-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:42:15 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SRS PARTNERS LTD See All Filings	D/A	2016-06-03 12:42:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392286 Filed Document 0001392286-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:42:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tank Utility, Inc. See All Filings	D	2016-06-03 12:38:02 UTC
Amount To Be Raised $2,206,903 Associated Brokers / Dealers N/A CIK Number 0001652214 Filed Document 0001652214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:38:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SRS PARTNERS US L P See All Filings	D/A	2016-06-03 12:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001392287 Filed Document 0001392287-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hidden Hills Capital LLC See All Filings	D	2016-06-03 12:31:00 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers Kurt Ursich and Jeromy Salvesen CIK Number 0001675073 Filed Document 0001675073-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:31:00 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Debt
ARTHUR-AHERN, INC. See All Filings	D	2016-06-03 12:24:59 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001661941 Filed Document 0001661941-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:24:59 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
Good One Global International LLC See All Filings	D	2016-06-03 12:24:04 UTC
Amount To Be Raised $2,509,200 Associated Brokers / Dealers James Powers CIK Number 0001569619 Filed Document 0001569619-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:24:04 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CVC Credit Partners Global Special Situations Fund, L.P. See All Filings	D/A	2016-06-03 12:17:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC, Jefferies LLC, Stifel, Nicolaus & Company, Incorporated, North Sea Securities L.P., and Far Hills Group, LLC CIK Number 0001637779 Filed Document 0001637779-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:17:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PGP Westchester Square, LLC See All Filings	D	2016-06-03 12:13:19 UTC
Amount To Be Raised $862,500 Associated Brokers / Dealers N/A CIK Number 0001675895 Filed Document 0001675895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:13:19 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
295 BR HOLDCO DST See All Filings	D/A	2016-06-03 12:11:35 UTC
Amount To Be Raised $99,458,079 Associated Brokers / Dealers Clearview Trading Advisors, Inc., Lighthouse Capital Group LLC, and Colorado Financial CIK Number 0001666281 Filed Document 0000932440-16-000409 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:11:35 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW HAMPSHIRE Revenue or Assets $Not Applicable Type of Security Other
Scott Capital Management Fund 1, LLC See All Filings	D/A	2016-06-03 12:10:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001643910 Filed Document 0001140361-16-068392 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:10:46 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
SE SAN LEANDRO INVESTORS, LLC See All Filings	D	2016-06-03 12:09:22 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001675494 Filed Document 0001675494-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:09:22 UTC Type of Offering D Industry Commercial Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Overseas Fund Ltd. See All Filings	D/A	2016-06-03 12:07:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609715 Filed Document 0000919574-16-013511 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:07:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Darsana Fund LP See All Filings	D/A	2016-06-03 12:04:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001609507 Filed Document 0000919574-16-013508 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:04:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
East Coast Wholesale Portfolio DST See All Filings	D/A	2016-06-03 12:01:39 UTC
Amount To Be Raised $32,741,394 Associated Brokers / Dealers Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, and Philip G. Oleson CIK Number 0001674809 Filed Document 0001674809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:01:39 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Aon Hewitt Offshore Fund of Hedge Funds Ltd. See All Filings	D/A	2016-06-03 12:01:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Aon Securities Inc. CIK Number 0001576886 Filed Document 0001576886-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 12:01:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CRP 4 ST MARKS PLACE D See All Filings	D	2016-06-03 11:55:51 UTC
Amount To Be Raised $296,534 Associated Brokers / Dealers N/A CIK Number 0001676301 Filed Document 0001676301-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:55:51 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Spectrix Therapeutics, LLC See All Filings	D	2016-06-03 11:52:17 UTC
Amount To Be Raised $249,000 Associated Brokers / Dealers N/A CIK Number 0001675383 Filed Document 0001675383-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:52:17 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CRP 4 ST MARKS PLACE B LLC See All Filings	D	2016-06-03 11:46:32 UTC
Amount To Be Raised $1,844,695 Associated Brokers / Dealers N/A CIK Number 0001676286 Filed Document 0001676279-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:46:32 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
CRP 4 ST MARKS PLACE C See All Filings	D	2016-06-03 11:38:53 UTC
Amount To Be Raised $1,844,695 Associated Brokers / Dealers N/A CIK Number 0001676279 Filed Document 0001676279-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:38:53 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Mangrove Insurance Solutions, PCC See All Filings	D/A	2016-06-03 11:38:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521800 Filed Document 0001140361-16-068385 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:38:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Intrinsic4D Inc. See All Filings	D/A	2016-06-03 11:37:39 UTC
Amount To Be Raised $575,779 Associated Brokers / Dealers P.S. Securities (USA) Inc. CIK Number 0001668020 Filed Document 0001183740-16-000360 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:37:39 UTC Type of Offering D/A Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
CRP Saint Marks Place LLC See All Filings	D	2016-06-03 11:31:31 UTC
Amount To Be Raised $2,616,084 Associated Brokers / Dealers WUNDERLICH SECURITIES, INC. and Saxony Securities Inc. CIK Number 0001676271 Filed Document 0001676271-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:31:31 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
InfraRed Active Real Estate IV (No.1) LP See All Filings	D	2016-06-03 11:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Atlantic-Pacific Capital, Inc. CIK Number 0001675968 Filed Document 0001675968-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:29:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
AVRA Medical Robotics, Inc. See All Filings	D	2016-06-03 11:24:52 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676163 Filed Document 0001676163-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:24:52 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Other
Metacapital Mortgage Value Fund, LP See All Filings	D/A	2016-06-03 11:22:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001549264 Filed Document 0000919574-16-013506 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:22:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Moody National Operating Partnership II, LP See All Filings	D	2016-06-03 11:12:58 UTC
Amount To Be Raised $74,100,000 Associated Brokers / Dealers N/A CIK Number 0001676156 Filed Document 0001676156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:12:58 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Medite Cancer Diagnostics, Inc. See All Filings	D	2016-06-03 11:10:28 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers TriPoint Global Equities, LLC CIK Number 0000075439 Filed Document 0001415889-16-006067 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:10:28 UTC Type of Offering D Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Heatworks Technologies, Inc. See All Filings	D	2016-06-03 11:06:10 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001676245 Filed Document 0001676245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:06:10 UTC Type of Offering D Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Compass Special Situations Multi-Currency Fund LLC See All Filings	D/A	2016-06-03 11:00:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517600 Filed Document 0001517600-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 11:00:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABRAMS BISON OFFSHORE FUND LTD See All Filings	D/A	2016-06-03 10:53:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407832 Filed Document 0000919574-16-013504 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:53:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Crofton TLS Fund, LLC See All Filings	D	2016-06-03 10:51:24 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001675486 Filed Document 0001675486-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:51:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
ABRAMS BISON PARTNERS, LP See All Filings	D/A	2016-06-03 10:50:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001317587 Filed Document 0000919574-16-013502 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:50:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AESIR CREDIT PARTNERS, LP See All Filings	D/A	2016-06-03 10:45:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001550201 Filed Document 0000919574-16-013500 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:45:17 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Compass Special Situations IRA Fund LLC See All Filings	D/A	2016-06-03 10:38:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517602 Filed Document 0001517602-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:38:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Reveal Mobile, Inc. See All Filings	D	2016-06-03 10:37:11 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001577636 Filed Document 0001577636-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:37:11 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Compass Special Situations Fund LLC See All Filings	D/A	2016-06-03 10:31:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001457542 Filed Document 0001457542-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:31:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
COMPASS HEDGING STRATEGIES FUND LLC See All Filings	D/A	2016-06-03 10:24:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001427016 Filed Document 0001427016-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:24:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Alert Holding Company, Inc. See All Filings	D/A	2016-06-03 10:17:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643449 Filed Document 0000899140-16-001476 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:17:42 UTC Type of Offering D/A Industry Other Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Undercover Colors, Inc. See All Filings	D	2016-06-03 10:05:49 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001617092 Filed Document 0001140361-16-068376 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:05:49 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Methodist Surgery Center Germantown, LP See All Filings	D	2016-06-03 10:02:33 UTC
Amount To Be Raised $412,000 Associated Brokers / Dealers N/A CIK Number 0001601186 Filed Document 0001601186-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 10:02:33 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
AYM AGGRESSIVE VALUE FUND L P See All Filings	D/A	2016-06-03 09:55:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001374048 Filed Document 0001374048-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 09:55:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LEBONHEUR EAST SURGERY CENTER II LP See All Filings	D	2016-06-03 09:41:45 UTC
Amount To Be Raised $843,000 Associated Brokers / Dealers Not Applicable CIK Number 0001436948 Filed Document 0001436948-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 09:41:45 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business TENNESSEE Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Stelliam Long Fund LP See All Filings	D/A	2016-06-03 09:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551404 Filed Document 0001315863-16-001514 Exclusions or Exemptions 506b Accepted Date 2016-06-03 09:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Unearthed Land Technologies, LLC See All Filings	D/A	2016-06-03 09:24:21 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001647731 Filed Document 0000897069-16-000922 Exclusions or Exemptions 506b Accepted Date 2016-06-03 09:24:21 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity