Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Homerock Residential Holding Fund, LLC See All Filings	D	2016-06-06 12:52:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675542 Filed Document 0001675542-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:52:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Palo Alto Advanced Life Sciences Offshore Fund, Ltd. See All Filings	D/A	2016-06-06 12:48:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Morgan Stanley Smith Barney LLC CIK Number 0001636553 Filed Document 0001636553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:48:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hyde Park Venture Partners Fund II Affiliates, L.P. See All Filings	D	2016-06-06 12:44:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676293 Filed Document 0001676293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:44:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Valify, Inc. See All Filings	D	2016-06-06 12:37:11 UTC
Amount To Be Raised $2,080,996 Associated Brokers / Dealers N/A CIK Number 0001676200 Filed Document 0001676200-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:37:11 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
EPEP II Co-Invest, L.P. See All Filings	D	2016-06-06 12:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001673291 Filed Document 0001673291-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:25:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Alcentra Fund S.C.A. SICAV-SIF See All Filings	D/A	2016-06-06 12:21:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001520580 Filed Document 0001520580-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:21:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rewards21, Inc. See All Filings	D	2016-06-06 12:10:36 UTC
Amount To Be Raised $565,000 Associated Brokers / Dealers N/A CIK Number 0001675489 Filed Document 0001675489-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 12:10:36 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris Investment Holdings, L.P. See All Filings	D	2016-06-06 11:11:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676262 Filed Document 0001676262-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:11:09 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Mason Park Capital Partners, LP See All Filings	D/A	2016-06-06 11:08:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001604923 Filed Document 0001604923-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:08:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ELEMENTIS PLC See All Filings	D/A	2016-06-06 11:06:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001271140 Filed Document 0001271140-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 11:06:16 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business UNITED KINGDOM Revenue or Assets $Over $100,000,000 Type of Security Security To Be Acquired
ENTEGRION INC See All Filings	D/A	2016-06-06 10:58:45 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001392253 Filed Document 0001392253-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:58:45 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Uptown Square I LLC See All Filings	D	2016-06-06 10:55:19 UTC
Amount To Be Raised $2,552,000 Associated Brokers / Dealers None CIK Number 0001676127 Filed Document 0001676127-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:55:19 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Engle Capital Partners, L.P. See All Filings	D/A	2016-06-06 10:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001644205 Filed Document 0001012975-16-001299 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:54:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Third Pole, Inc. See All Filings	D/A	2016-06-06 10:37:32 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers Saturn Capital, Inc. CIK Number 0001661812 Filed Document 0001661812-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:37:32 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tontine Total Return Fund, L.P. See All Filings	D/A	2016-06-06 10:16:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460814 Filed Document 0000902664-16-007257 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:16:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
Tontine Total Return Overseas Fund, Ltd. See All Filings	D/A	2016-06-06 10:15:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460925 Filed Document 0000902664-16-007256 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:15:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
OWS Credit Opportunity Offshore Fund, Ltd. See All Filings	D/A	2016-06-06 10:01:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001510727 Filed Document 0000902664-16-007255 Exclusions or Exemptions 506b Accepted Date 2016-06-06 10:01:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Oxford Performance Materials, Inc. See All Filings	D	2016-06-06 09:50:06 UTC
Amount To Be Raised $25,894,511 Associated Brokers / Dealers NewCap Partners Inc. CIK Number 0001600399 Filed Document 0001600399-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:50:06 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
DINNERCALL, A PUBLIC BENEFIT Corp See All Filings	D/A	2016-06-06 09:43:10 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001652022 Filed Document 0001652022-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:43:10 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Debt
CSW Arbour Square I, L.P. See All Filings	D	2016-06-06 09:19:14 UTC
Amount To Be Raised $9,215,000 Associated Brokers / Dealers N/A CIK Number 0001676091 Filed Document 0001676091-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:19:14 UTC Type of Offering D Industry Residential Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
BAM Zie Fund, Ltd See All Filings	D/A	2016-06-06 09:14:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001596717 Filed Document 0001596717-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 09:14:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MARLIN SAMS FUND, L.P. See All Filings	D/A	2016-06-06 08:47:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001437813 Filed Document 0000950142-16-003878 Exclusions or Exemptions 506b Accepted Date 2016-06-06 08:47:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Direct Surety, Inc. See All Filings	D/A	2016-06-03 21:47:47 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001580329 Filed Document 0001580329-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 21:47:47 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GV Carvana, LLC See All Filings	D/A	2016-06-03 18:42:38 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:42:38 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
MeetMindful, Inc. See All Filings	D	2016-06-03 18:35:25 UTC
Amount To Be Raised $1,670,003 Associated Brokers / Dealers N/A CIK Number 0001629841 Filed Document 0001629841-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:35:25 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
GV Carvana, LLC See All Filings	D	2016-06-03 18:34:41 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:34:41 UTC Type of Offering D Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
MediaHound, Inc. See All Filings	D	2016-06-03 18:28:00 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001579411 Filed Document 0001579411-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:28:00 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
ORIGINAL HOLDINGS, LLC See All Filings	D	2016-06-03 18:14:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers YUESEYUAN CRUEL CIK Number 0001676203 Filed Document 0001676203-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:14:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SPAIN Revenue or Assets $Over $100,000,000 Type of Security Equity
RIPL, INC. See All Filings	D	2016-06-03 18:08:06 UTC
Amount To Be Raised $1,850,000 Associated Brokers / Dealers N/A CIK Number 0001560563 Filed Document 0001560563-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-03 18:08:06 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
XTRA-GOLD RESOURCES CORP See All Filings	D	2016-06-03 17:48:10 UTC
Amount To Be Raised $160,000 Associated Brokers / Dealers N/A CIK Number 0001288770 Filed Document 0001062993-16-010093 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:48:10 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale High Yield Alternative Strategies Fund LLC See All Filings	D/A	2016-06-03 17:38:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377954 Filed Document 0001566114-16-000119 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:38:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
City National Rochdale High Yield Alternative Strategies Fund TEI LLC See All Filings	D/A	2016-06-03 17:31:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RIM Securities LLC CIK Number 0001377955 Filed Document 0001566114-16-000118 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:31:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Realty Mogul 63, LLC See All Filings	D/A	2016-06-03 17:29:38 UTC
Amount To Be Raised $275,000 Associated Brokers / Dealers North Capital Private Securities Corp. CIK Number 0001676161 Filed Document 0001676161-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:29:38 UTC Type of Offering D/A Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
Bridge Capital Asset Funding, LLC See All Filings	D/A	2016-06-03 17:23:10 UTC
Amount To Be Raised $51,310,829 Associated Brokers / Dealers N/A CIK Number 0001520589 Filed Document 0001520589-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:23:10 UTC Type of Offering D/A Industry REITS and Finance Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
City National Rochdale Structured Claims Fixed Income Fund LLC See All Filings	D/A	2016-06-03 17:18:28 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001477289 Filed Document 0001566114-16-000116 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
ROI LAND INVESTMENTS LTD See All Filings	D	2016-06-03 17:18:18 UTC
Amount To Be Raised $18,000,000 Associated Brokers / Dealers N/A CIK Number 0001509879 Filed Document 0001019687-16-006563 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:18:18 UTC Type of Offering D Industry Commercial Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Lunada Capital LP See All Filings	D/A	2016-06-03 17:04:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643831 Filed Document 0001643831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:04:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CPIC Holding Company, LLC See All Filings	D	2016-06-03 17:02:39 UTC
Amount To Be Raised $32,000,000 Associated Brokers / Dealers N/A CIK Number 0001676256 Filed Document 0001676256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:02:39 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
NetraDyne, Inc. See All Filings	D	2016-06-03 17:02:11 UTC
Amount To Be Raised $18,122,619 Associated Brokers / Dealers N/A CIK Number 0001675935 Filed Document 0001675935-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 17:02:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Buzz Behind Worldwide, Inc. See All Filings	D	2016-06-03 16:59:19 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001676316 Filed Document 0001676316-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:59:19 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
AnaBios Corp See All Filings	D/A	2016-06-03 16:53:36 UTC
Amount To Be Raised $8,385,556 Associated Brokers / Dealers CIM Securities, LLC and Brookline Group, LLC CIK Number 0001517420 Filed Document 0001517420-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:53:36 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
ACM dcBLOX LLC See All Filings	D	2016-06-03 16:52:03 UTC
Amount To Be Raised $16,092,537 Associated Brokers / Dealers N/A CIK Number 0001676324 Filed Document 0001676324-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:52:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Orion ND Investment Associates, LLC See All Filings	D	2016-06-03 16:48:18 UTC
Amount To Be Raised $3,390,000 Associated Brokers / Dealers N/A CIK Number 0001675289 Filed Document 0001675289-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:48:18 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
EMR Capital Resources Fund II, LP See All Filings	D	2016-06-03 16:37:39 UTC
Amount To Be Raised $750,000,000 Associated Brokers / Dealers FirstPoint Equity Placement Ltd CIK Number 0001673229 Filed Document 0001604825-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:37:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Medley Credit Opportunity Fund LP See All Filings	D	2016-06-03 16:28:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001676104 Filed Document 0001676104-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:28:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Scio Diamond Technology Corp See All Filings	D/A	2016-06-03 16:27:13 UTC
Amount To Be Raised $1,540,000 Associated Brokers / Dealers Maxwell Simon Inc. CIK Number 0001488934 Filed Document 0001488934-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:27:13 UTC Type of Offering D/A Industry Other Technology Principal Place of Business SOUTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Main Line Partners, LLC See All Filings	D	2016-06-03 16:20:06 UTC
Amount To Be Raised $2,997,500 Associated Brokers / Dealers N/A CIK Number 0001675487 Filed Document 0001675487-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:20:06 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
HOMETOWN FINANCIAL GROUP INC See All Filings	D	2016-06-03 16:13:49 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001037653 Filed Document 0001037653-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:13:49 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
Mic Network Inc. See All Filings	D	2016-06-03 16:11:07 UTC
Amount To Be Raised $332,342 Associated Brokers / Dealers N/A CIK Number 0001542617 Filed Document 0001542617-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 16:11:07 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
MENTA GLOBAL OFFSHORE LTD See All Filings	D	2016-06-03 15:57:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001401374 Filed Document 0001401374-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-03 15:57:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity