Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Crescent Park FOF Partners, L.P. See All Filings	D/A	2018-09-05 18:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001618219 Filed Document 0000935836-18-000477 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Shift Capital Income Fund, LP See All Filings	D/A	2018-09-05 18:48:07 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001715697 Filed Document 0001715697-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:48:07 UTC Type of Offering D/A Industry Investing Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
SANDEL AVIONICS INC See All Filings	D	2018-09-05 18:45:27 UTC
Amount To Be Raised $16,162 Associated Brokers / Dealers N/A CIK Number 0001367522 Filed Document 0001446933-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:45:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
AdoEma Fund, LLC See All Filings	D	2018-09-05 18:28:06 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001745765 Filed Document 0001745765-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-05 18:28:06 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Saxena Capital, a series of Angel Deal Holdings, LP See All Filings	D/A	2018-09-05 18:21:41 UTC
Amount To Be Raised $425,000 Associated Brokers / Dealers N/A CIK Number 0001736174 Filed Document 0001686436-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:21:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Intellectual Property Coin Group, Inc. See All Filings	D	2018-09-05 18:21:05 UTC
Amount To Be Raised $999,999 Associated Brokers / Dealers N/A CIK Number 0001750243 Filed Document 0001615774-18-009256 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:21:05 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
OncoResponse Inc See All Filings	D	2018-09-05 18:20:36 UTC
Amount To Be Raised $39,999,995 Associated Brokers / Dealers N/A CIK Number 0001655774 Filed Document 0001655774-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:20:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Tree Valley Apartment Investors, LP See All Filings	D	2018-09-05 18:06:53 UTC
Amount To Be Raised $5,550,000 Associated Brokers / Dealers Thomas A. Ferguson and Peter Leonard CIK Number 0001752048 Filed Document 0001752048-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 18:06:53 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
EF VC22, LP See All Filings	D	2018-09-05 17:50:34 UTC
Amount To Be Raised $156,000 Associated Brokers / Dealers N/A CIK Number 0001751902 Filed Document 0001751902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:50:34 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
angelMD Syndicate, LLC - Aluminum Series Syndicate III See All Filings	D/A	2018-09-05 17:47:46 UTC
Amount To Be Raised $610,000 Associated Brokers / Dealers N/A CIK Number 0001686436 Filed Document 0001686436-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:47:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Push Wellness Solutions, Inc. See All Filings	D/A	2018-09-05 17:45:45 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001624669 Filed Document 0001624669-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:45:45 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
POQ ISSUER, LLC See All Filings	C	2018-09-05 17:30:39 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001742857 Filed Document 0001742857-18-000003 Accepted Date 2018-09-05 17:30:39 UTC Type of Offering C Security Offered Amount 100,000 Security Offered Type Other State CONNECTICUT
BAILARD REAL ESTATE INVESTMENT TRUST, INC See All Filings	D	2018-09-05 17:18:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000935457 Filed Document 0001371546-18-000003 Exclusions or Exemptions 506c Accepted Date 2018-09-05 17:18:59 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Valify, Inc. See All Filings	D	2018-09-05 17:17:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676200 Filed Document 0001676200-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:17:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Learn to Live, Inc. See All Filings	D	2018-09-05 17:15:54 UTC
Amount To Be Raised $6,559,534 Associated Brokers / Dealers N/A CIK Number 0001651214 Filed Document 0001209191-18-049609 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:15:54 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
VBit Technologies Corp See All Filings	D	2018-09-05 17:14:01 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers NONE CIK Number 0001749281 Filed Document 0001749281-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:14:01 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
Axel Technologies, LLC See All Filings	D/A	2018-09-05 17:09:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741515 Filed Document 0001741515-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:09:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Principia Biopharma Inc. See All Filings	D	2018-09-05 17:03:33 UTC
Amount To Be Raised $49,999,978 Associated Brokers / Dealers N/A CIK Number 0001510487 Filed Document 0001739074-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:03:33 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
TimefireVR Inc. See All Filings	D	2018-09-05 17:00:06 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0000748268 Filed Document 0001554795-18-000271 Exclusions or Exemptions 506b Accepted Date 2018-09-05 17:00:06 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Groq, Inc. See All Filings	D	2018-09-05 16:59:03 UTC
Amount To Be Raised $60,663,559 Associated Brokers / Dealers N/A CIK Number 0001686725 Filed Document 0001686725-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:59:03 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CareNexis, Inc. See All Filings	D	2018-09-05 16:57:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752006 Filed Document 0001752006-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:57:04 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Bailard Fundamental Long/Short Equity Fund, L.P. See All Filings	D	2018-09-05 16:55:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660186 Filed Document 0001371546-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-05 16:55:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nori, LLC See All Filings	C	2018-09-05 16:49:58 UTC
Financial Interest 2% of the Securities being issued in this Offering Filing Platform OpenDeal Inc. Offering Amount $1,070,000 CIK Number 0001749046 Filed Document 0001749046-18-000002 Accepted Date 2018-09-05 16:49:58 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State WASHINGTON
Trevi Therapeutics, Inc. See All Filings	D/A	2018-09-05 16:43:12 UTC
Amount To Be Raised $61,906,460 Associated Brokers / Dealers N/A CIK Number 0001563880 Filed Document 0001563880-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:43:12 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
SAI TOURING LLC See All Filings	D	2018-09-05 16:41:51 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001752009 Filed Document 0001752009-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:41:51 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
ENMOTUS INC. See All Filings	D	2018-09-05 16:35:10 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001531353 Filed Document 0001531353-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:35:10 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Group K Diagnostics, Inc. See All Filings	D	2018-09-05 16:29:43 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001752046 Filed Document 0001752046-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:29:43 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
EVUS, Inc. See All Filings	D	2018-09-05 16:27:50 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers n/a CIK Number 0001751351 Filed Document 0001751351-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:27:50 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW MEXICO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Polaris MO7, LLC See All Filings	D	2018-09-05 16:24:41 UTC
Amount To Be Raised $4,768,000 Associated Brokers / Dealers N/A CIK Number 0001745972 Filed Document 0001745972-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:24:41 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Axon Partners (Offshore), Ltd. See All Filings	D/A	2018-09-05 16:14:55 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001319131 Filed Document 0000902664-18-003343 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:14:55 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Epec Holdings, Inc. (f/k/a Epec Biofuels, Inc.) See All Filings	C	2018-09-05 16:12:27 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $535,000 CIK Number 0001470705 Filed Document 0001665160-18-000888 Accepted Date 2018-09-05 16:12:27 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State FLORIDA
Solo.io, Inc. See All Filings	D	2018-09-05 16:08:44 UTC
Amount To Be Raised $11,350,000 Associated Brokers / Dealers N/A CIK Number 0001717656 Filed Document 0001717656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:08:44 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
PTC THERAPEUTICS, INC. See All Filings	D	2018-09-05 16:07:42 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001070081 Filed Document 0001070081-18-000069 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:07:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Solariant Renewable Energy Fund I, L.P. See All Filings	D	2018-09-05 16:02:42 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers Mercury Capital Advisors, LLC CIK Number 0001751948 Filed Document 0001751948-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 16:02:42 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Equity
IA4-LP, a series of IA Fund, LP See All Filings	D/A	2018-09-05 15:57:59 UTC
Amount To Be Raised $291,000 Associated Brokers / Dealers N/A CIK Number 0001737145 Filed Document 0001748543-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:57:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MID-AMERICA ANGELS INVESTMENTS LLC See All Filings	D	2018-09-05 15:51:30 UTC
Amount To Be Raised $390,000 Associated Brokers / Dealers N/A CIK Number 0001383457 Filed Document 0001383457-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:51:30 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $Not Applicable Type of Security Equity
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-09-05 15:48:42 UTC
Amount To Be Raised $12,577,520 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001748543-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:48:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MakuSafe Corp. See All Filings	D	2018-09-05 15:42:25 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001710259 Filed Document 0001710259-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:42:25 UTC Type of Offering D Industry Other Technology Principal Place of Business IOWA Revenue or Assets Decline to Disclose Type of Security Equity
Hobbs Bonded Fibers, LLC See All Filings	D	2018-09-05 15:41:28 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers Taglich Brothers, Inc. and Taglich Private Equity, LLC CIK Number 0001648111 Filed Document 0001648111-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:41:28 UTC Type of Offering D Industry Manufacturing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
North Dallas Surgical Center, LLC See All Filings	D	2018-09-05 15:37:40 UTC
Amount To Be Raised $1,008,000 Associated Brokers / Dealers N/A CIK Number 0001499622 Filed Document 0001499622-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:37:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Polaris TX10, LLC See All Filings	D	2018-09-05 15:36:07 UTC
Amount To Be Raised $6,500,894 Associated Brokers / Dealers N/A CIK Number 0001745975 Filed Document 0001745975-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:36:07 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Newlight Technologies, Inc. See All Filings	D	2018-09-05 15:31:40 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001566740 Filed Document 0001567619-18-002133 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:31:40 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ALZHEON, INC. See All Filings	D/A	2018-09-05 15:23:42 UTC
Amount To Be Raised $19,801,820 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001582636 Filed Document 0001567619-18-002130 Exclusions or Exemptions 506b Accepted Date 2018-09-05 15:23:42 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
SapientX Inc. See All Filings	C	2018-09-05 15:11:38 UTC
Financial Interest SI Securities will receive equity compensation equal to 5% of the number of securities sold. Filing Platform SI SECURITIES, LLC Offering Amount $1,070,000 CIK Number 0001742055 Filed Document 0001742055-18-000001 Accepted Date 2018-09-05 15:11:38 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Preferred Stock State NEW YORK
ONO 3D, Inc See All Filings	C/A	2018-09-05 15:06:53 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001741505 Filed Document 0001665160-18-000886 Accepted Date 2018-09-05 15:06:53 UTC Type of Offering C/A Security Offered Amount 1,000 Security Offered Type Common Stock State CALIFORNIA
BAILARD EMERGING OPPORTUNITIES FUND I, L.P. See All Filings	D	2018-09-05 14:51:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001371546 Filed Document 0001371546-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-05 14:51:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Labor Impact Fund, L.P. See All Filings	D	2018-09-05 14:51:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers GRV Securities LLC CIK Number 0001751369 Filed Document 0001751370-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 14:51:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Polaris TX1, LLC See All Filings	D	2018-09-05 14:51:06 UTC
Amount To Be Raised $3,176,645 Associated Brokers / Dealers N/A CIK Number 0001745737 Filed Document 0001745737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 14:51:06 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ - LQA, a series of Equidate Investments LLC See All Filings	D/A	2018-09-05 14:49:08 UTC
Amount To Be Raised $2,476,877 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001674878 Filed Document 0001748543-18-000012 Exclusions or Exemptions 506b Accepted Date 2018-09-05 14:49:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SOUTHLAKE VILLAGE DEVELOPMENT, LLC See All Filings	D	2018-09-05 14:46:17 UTC
Amount To Be Raised $9,400,000 Associated Brokers / Dealers N/A CIK Number 0001751515 Filed Document 0001751515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-05 14:46:17 UTC Type of Offering D Industry Residential Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity