Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
OPTISCAN BIOMEDICAL CORP See All Filings	D	2016-06-07 14:49:42 UTC
Amount To Be Raised $40,138,534 Associated Brokers / Dealers N/A CIK Number 0000946340 Filed Document 0000946340-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:49:42 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
NEWPORT SANDPIPER, LLC See All Filings	D	2016-06-07 14:46:58 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001675245 Filed Document 0001675245-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:46:58 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Stemina Biomarker Discovery, Inc. See All Filings	D	2016-06-07 14:46:27 UTC
Amount To Be Raised $1,100,000 Associated Brokers / Dealers N/A CIK Number 0001408083 Filed Document 0001408083-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:46:27 UTC Type of Offering D Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Debt
ApolloMD Physician Partners, Inc. See All Filings	D	2016-06-07 14:43:21 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001657953 Filed Document 0001657953-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:43:21 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
ALTIUS REAL ASSETS FUND, LP See All Filings	D	2016-06-07 14:25:51 UTC
Amount To Be Raised $102,500 Associated Brokers / Dealers N/A CIK Number 0001488167 Filed Document 0000898432-16-002371 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:25:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Back to the Roots, Inc. See All Filings	D	2016-06-07 14:22:03 UTC
Amount To Be Raised $7,071,010 Associated Brokers / Dealers N/A CIK Number 0001637553 Filed Document 0001637553-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:22:03 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Prosight Fund, LP See All Filings	D/A	2016-06-07 13:56:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001453938 Filed Document 0001453938-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:56:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Histowiz, Inc. See All Filings	D	2016-06-07 13:54:43 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001635476 Filed Document 0001635476-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:54:43 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Freenome Holdings, Inc. See All Filings	D	2016-06-07 13:51:21 UTC
Amount To Be Raised $5,550,998 Associated Brokers / Dealers N/A CIK Number 0001676446 Filed Document 0001676446-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:51:21 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Capital Partners LP See All Filings	D/A	2016-06-07 13:44:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593437 Filed Document 0000902664-16-007272 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:44:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SI HOLDINGS, INC. See All Filings	D/A	2016-06-07 13:42:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610829 Filed Document 0001610829-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:42:47 UTC Type of Offering D/A Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Junto Offshore Fund Ltd. See All Filings	D/A	2016-06-07 13:42:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593436 Filed Document 0000902664-16-007271 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:42:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Growth Fund Trust 3B See All Filings	D	2016-06-07 13:40:43 UTC
Amount To Be Raised $109,819,097 Associated Brokers / Dealers N/A CIK Number 0001676436 Filed Document 0001676435-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:40:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Growth Fund Trust 3A See All Filings	D	2016-06-07 13:38:38 UTC
Amount To Be Raised $129,520,862 Associated Brokers / Dealers N/A CIK Number 0001676435 Filed Document 0001676435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:38:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Equity
Concordance Health Solutions See All Filings	D	2016-06-07 13:24:46 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001505039 Filed Document 0001505039-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:24:46 UTC Type of Offering D Industry Other Health Care Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
FFI Holdings I Corp See All Filings	D	2016-06-07 13:24:46 UTC
Amount To Be Raised $142,778 Associated Brokers / Dealers N/A CIK Number 0001634583 Filed Document 0000895345-16-000489 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:24:46 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Ryver, Inc. See All Filings	D/A	2016-06-07 13:17:33 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001560133 Filed Document 0001560133-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:17:33 UTC Type of Offering D/A Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
ALPHANATICS FUND LP See All Filings	D/A	2016-06-07 13:14:00 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers na CIK Number 0001609846 Filed Document 0001609846-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:14:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
Aunt Bertha, a public benefit Corp See All Filings	D	2016-06-07 13:04:19 UTC
Amount To Be Raised $6,056,186 Associated Brokers / Dealers N/A CIK Number 0001566091 Filed Document 0001566091-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 13:04:19 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
ZIMPERIUM, INC. See All Filings	D	2016-06-07 12:57:06 UTC
Amount To Be Raised $25,176,373 Associated Brokers / Dealers N/A CIK Number 0001594745 Filed Document 0001594745-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:57:06 UTC Type of Offering D Industry Business Services Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ViZn Energy Systems, Inc See All Filings	D	2016-06-07 12:40:52 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001493704 Filed Document 0001493704-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:40:52 UTC Type of Offering D Industry Other Technology Principal Place of Business MONTANA Revenue or Assets Decline to Disclose Type of Security Debt
AMCRETE-Hall, LLC See All Filings	D	2016-06-07 12:21:14 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001675189 Filed Document 0001675189-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:21:14 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Tellurian Investments Inc. See All Filings	D/A	2016-06-07 12:18:53 UTC
Amount To Be Raised $24,112,000 Associated Brokers / Dealers Petrie Partners Securities, LLC CIK Number 0001668706 Filed Document 0001668706-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:18:53 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Storygize LLC See All Filings	D/A	2016-06-07 12:11:42 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001671922 Filed Document 0001671922-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:11:42 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Debt
RealtyShares 231, LLC See All Filings	D	2016-06-07 12:11:11 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001676422 Filed Document 0001676422-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 12:11:11 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
FOG PHARMACEUTICALS, INC. See All Filings	D	2016-06-07 11:36:42 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001657677 Filed Document 0001657677-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-07 11:36:42 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Quad Multi-Strategy Fund LP See All Filings	D	2016-06-07 11:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672640 Filed Document 0000902664-16-007268 Exclusions or Exemptions 506b Accepted Date 2016-06-07 11:20:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Investors Offshore LP See All Filings	D	2016-06-07 11:04:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001675256 Filed Document 0001675258-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 11:04:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SMS Investors LP See All Filings	D	2016-06-07 10:56:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Goldman, Sachs & Co. CIK Number 0001675258 Filed Document 0001675258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:56:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Merion Bay Point Capital Partner, L.P. See All Filings	D	2016-06-07 10:32:34 UTC
Amount To Be Raised $435,000 Associated Brokers / Dealers N/A CIK Number 0001676440 Filed Document 0001676440-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:32:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Bell Senior Management Fund VI, LLC See All Filings	D	2016-06-07 10:23:37 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001676367 Filed Document 0001676367-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:23:37 UTC Type of Offering D Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
EBH HOLDING COMPANY, INC. See All Filings	D/A	2016-06-07 10:12:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001556494 Filed Document 0001556494-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:12:54 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
RetraceHealth, Inc. See All Filings	D	2016-06-07 10:05:56 UTC
Amount To Be Raised $7,011,157 Associated Brokers / Dealers N/A CIK Number 0001641682 Filed Document 0001209191-16-126122 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:05:56 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Azimuth Diversified Fund, LLC See All Filings	D/A	2016-06-07 10:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001399778 Filed Document 0001251109-16-000044 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
RetraceHealth, Inc. See All Filings	D	2016-06-07 10:01:59 UTC
Amount To Be Raised $0 Associated Brokers / Dealers N/A CIK Number 0001641682 Filed Document 0001209191-16-126121 Exclusions or Exemptions 506b Accepted Date 2016-06-07 10:01:59 UTC Type of Offering D Industry Other Health Care Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Battery Uncorrelated Fund, LLC See All Filings	D/A	2016-06-07 09:55:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553801 Filed Document 0001553801-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 09:55:43 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
218-220 Park Place, LLC See All Filings	D	2016-06-07 09:28:33 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers n/a CIK Number 0001676143 Filed Document 0001676143-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 09:28:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets $No Revenues Type of Security Equity
Dakota Island Partners IV, LLC See All Filings	D	2016-06-07 09:28:05 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001676396 Filed Document 0001676396-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 09:28:05 UTC Type of Offering D Industry Other Principal Place of Business NORTH DAKOTA Revenue or Assets $No Revenues Type of Security Equity
TN GRACELAND LLC See All Filings	D	2016-06-07 09:16:15 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001673697 Filed Document 0001673697-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 09:16:15 UTC Type of Offering D Industry Other Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-06-07 07:55:16 UTC
Amount To Be Raised $7,560,006 Associated Brokers / Dealers William MacDonald, Steve Russell, David Stetcher, and Bryant Kirk CIK Number 0001135856 Filed Document 0001135856-16-000571 Exclusions or Exemptions 506b Accepted Date 2016-06-07 07:55:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Coastal Investment Partners, L.P. See All Filings	D/A	2016-06-07 07:33:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468078 Filed Document 0001594870-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 07:33:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Arbiter Special Opportunities Fund I, LP See All Filings	D/A	2016-06-07 06:08:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551682 Filed Document 0000947871-16-001249 Exclusions or Exemptions 506b Accepted Date 2016-06-07 06:08:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Initialized III L.P. See All Filings	D	2016-06-06 21:09:44 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001676195 Filed Document 0001676195-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 21:09:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Tank Vault, LLC See All Filings	D	2016-06-06 20:52:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001675930 Filed Document 0001675930-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:52:42 UTC Type of Offering D Industry Other Technology Principal Place of Business OKLAHOMA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Fauna, Inc See All Filings	D	2016-06-06 20:47:54 UTC
Amount To Be Raised $3,109,994 Associated Brokers / Dealers N/A CIK Number 0001676363 Filed Document 0001676363-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:47:54 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
UnBOOKed Appointments, Inc. See All Filings	D	2016-06-06 20:42:42 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001622402 Filed Document 0001140361-16-068848 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:42:42 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Phenix Wine Distributors, LLC See All Filings	D	2016-06-06 20:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001675384 Filed Document 0001675384-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:24:00 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
Skeyeon, Inc. See All Filings	D	2016-06-06 20:00:04 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001675598 Filed Document 0001675598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-06 20:00:04 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRUBWITHUS Inc. See All Filings	D	2016-06-06 19:39:47 UTC
Amount To Be Raised $4,999,995 Associated Brokers / Dealers N/A CIK Number 0001552345 Filed Document 0001552345-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-06 19:39:47 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Stratos Genomics Inc. See All Filings	D/A	2016-06-06 19:16:28 UTC
Amount To Be Raised $4,520,502 Associated Brokers / Dealers Dr. Heiner Dreismann CIK Number 0001501187 Filed Document 0001501187-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-06 19:16:28 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity