Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Lord Abbett Bank Loan Trust See All Filings	D/A	2016-06-08 09:46:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001609143 Filed Document 0001609143-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-08 09:46:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BENNETT OFFSHORE RESTRUCTURING FUND INC See All Filings	D/A	2016-06-08 09:39:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001314686 Filed Document 0000919574-16-013543 Exclusions or Exemptions 506b Accepted Date 2016-06-08 09:39:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Far View Partners, L.P. See All Filings	D/A	2016-06-08 09:35:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001530195 Filed Document 0001530195-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-08 09:35:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRSONAS, Inc. See All Filings	D	2016-06-08 09:08:05 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001676222 Filed Document 0001676222-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-08 09:08:05 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
CV Sciences, Inc. See All Filings	D	2016-06-08 08:23:12 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers Meyers Associates, L.P. CIK Number 0001510964 Filed Document 0001019687-16-006603 Exclusions or Exemptions 506b Accepted Date 2016-06-08 08:23:12 UTC Type of Offering D Industry Other Principal Place of Business NEVADA Revenue or Assets Decline to Disclose Type of Security Debt
ACT II PARTNERS, L.P. See All Filings	D/A	2016-06-08 06:40:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silvercrest Asset Management Group LLC, EBG, Inc., and Probitas Funds Group, LLC CIK Number 0001175435 Filed Document 0000902664-16-007279 Exclusions or Exemptions 506b Accepted Date 2016-06-08 06:40:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Act II Offshore, Ltd. See All Filings	D/A	2016-06-08 06:34:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Silvercrest Asset Management Group LLC and Probitas Funds Group, LLC CIK Number 0001306465 Filed Document 0000902664-16-007278 Exclusions or Exemptions 506b Accepted Date 2016-06-08 06:34:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
DFJ Growth Unity Investors, L.P. See All Filings	D	2016-06-07 21:36:39 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers N/A CIK Number 0001671293 Filed Document 0001671293-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 21:36:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Socko Beverages, Inc. See All Filings	D	2016-06-07 19:30:52 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers n/a CIK Number 0001675119 Filed Document 0001077048-16-000095 Exclusions or Exemptions 506b Accepted Date 2016-06-07 19:30:52 UTC Type of Offering D Industry Other Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
DJM CAPITAL PARTNERS NET LEASE FUND, LP See All Filings	D/A	2016-06-07 19:08:58 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001645493 Filed Document 0001645493-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 19:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BDR BELLEVUE XI LLC See All Filings	D	2016-06-07 19:05:02 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001676273 Filed Document 0001676273-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 19:05:02 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
Herb Scout, Inc. See All Filings	D	2016-06-07 18:29:24 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001675509 Filed Document 0001675509-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:29:24 UTC Type of Offering D Industry Computers Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
Byte Foods, Inc. See All Filings	D	2016-06-07 18:27:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001660235 Filed Document 0001660235-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:27:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Security To Be Acquired
LAC Payment System, LLC See All Filings	D	2016-06-07 18:23:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001649869 Filed Document 0001649869-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:23:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Algaeon, Inc. See All Filings	D	2016-06-07 18:15:58 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001560376 Filed Document 0001560376-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:15:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Autonomic Technologies Inc See All Filings	D/A	2016-06-07 18:12:49 UTC
Amount To Be Raised $48,242,690 Associated Brokers / Dealers N/A CIK Number 0001422869 Filed Document 0001422869-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:12:49 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
4Front Ventures, Inc. See All Filings	D	2016-06-07 18:04:04 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001627883 Filed Document 0001627883-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-07 18:04:04 UTC Type of Offering D Industry Business Services Principal Place of Business ARIZONA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Buzz Points, Inc. See All Filings	D	2016-06-07 17:59:59 UTC
Amount To Be Raised $1,861,861 Associated Brokers / Dealers N/A CIK Number 0001493512 Filed Document 0001493512-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:59:59 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Z Loan & Investment, LLC See All Filings	D	2016-06-07 17:58:21 UTC
Amount To Be Raised $405,000 Associated Brokers / Dealers N/A CIK Number 0001467826 Filed Document 0001467826-16-000021 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:58:21 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEVADA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
iAccounts Co See All Filings	D	2016-06-07 17:40:13 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001676472 Filed Document 0001676472-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:40:13 UTC Type of Offering D Industry Computers Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Merion Bay Point, L.P. See All Filings	D	2016-06-07 17:32:22 UTC
Amount To Be Raised $3,050,000 Associated Brokers / Dealers MainLine Securities LLC CIK Number 0001676491 Filed Document 0001676491-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:32:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
VisCardia, Inc. See All Filings	D	2016-06-07 17:22:14 UTC
Amount To Be Raised $2,282,600 Associated Brokers / Dealers N/A CIK Number 0001676458 Filed Document 0001676458-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:22:14 UTC Type of Offering D Industry Other Technology Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Adler Kawa Real Estate Fund III, LLC See All Filings	D/A	2016-06-07 17:10:45 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers Jacques Kugler CIK Number 0001649117 Filed Document 0001649117-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:10:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Hudson Park Capital II LP See All Filings	D	2016-06-07 17:09:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676443 Filed Document 0001676443-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:09:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Zyston, LLC See All Filings	D	2016-06-07 17:09:26 UTC
Amount To Be Raised $3,725,000 Associated Brokers / Dealers N/A CIK Number 0001676502 Filed Document 0001676502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:09:26 UTC Type of Offering D Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
SonicSensory, Inc. See All Filings	D/A	2016-06-07 17:09:06 UTC
Amount To Be Raised $6,000,001 Associated Brokers / Dealers N/A CIK Number 0001622573 Filed Document 0001622573-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-07 17:09:06 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Betaworks Giphy One, LLC See All Filings	D	2016-06-07 16:57:55 UTC
Amount To Be Raised $3,655,000 Associated Brokers / Dealers N/A CIK Number 0001674961 Filed Document 0001140361-16-068969 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:57:55 UTC Type of Offering D Industry Agriculture Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Kinderhook Capital Fund V-B, L.P. See All Filings	D	2016-06-07 16:56:25 UTC
Amount To Be Raised $748,500,000 Associated Brokers / Dealers N/A CIK Number 0001675918 Filed Document 0001675918-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:56:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Forest Devices, Inc. See All Filings	D	2016-06-07 16:54:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001647635 Filed Document 0001647635-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:54:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Other
BEEC Inc See All Filings	D	2016-06-07 16:53:18 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001676179 Filed Document 0001676179-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:53:18 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets $No Revenues Type of Security Equity
Kinderhook Capital Fund V, L.P. See All Filings	D	2016-06-07 16:52:07 UTC
Amount To Be Raised $748,500,000 Associated Brokers / Dealers N/A CIK Number 0001675917 Filed Document 0001675917-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:52:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Union Bankshares Corp See All Filings	D	2016-06-07 16:46:51 UTC
Amount To Be Raised $905,869 Associated Brokers / Dealers N/A CIK Number 0000883948 Filed Document 0001144204-16-107309 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:46:51 UTC Type of Offering D Industry Commercial Banking Principal Place of Business VIRGINIA Revenue or Assets $Over $100,000,000 Type of Security Equity
GoShare, Inc. See All Filings	D	2016-06-07 16:36:02 UTC
Amount To Be Raised $1,250,000 Associated Brokers / Dealers N/A CIK Number 0001676364 Filed Document 0001676364-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:36:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Video Medicine, Inc. See All Filings	D/A	2016-06-07 16:31:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers WFB Holdings, LLC CIK Number 0001632359 Filed Document 0001612522-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:31:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Debt
TM TECHNOLOGIES INC See All Filings	D/A	2016-06-07 16:27:06 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers TerraNova Capital Equities, Inc CIK Number 0000774973 Filed Document 0000774973-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:27:06 UTC Type of Offering D/A Industry Telecommunications Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Debt
APEX RESOURCES INC See All Filings	D	2016-06-07 16:15:08 UTC
Amount To Be Raised $690,000 Associated Brokers / Dealers JAMES BALDAUF and JERRY FRANTZ CIK Number 0000868868 Filed Document 0000868868-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:15:08 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Other
PaymentWorks Inc. See All Filings	D	2016-06-07 16:10:13 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001611256 Filed Document 0001611256-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:10:13 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Ashvattha Therapeutics, LLC See All Filings	D	2016-06-07 16:01:15 UTC
Amount To Be Raised $37,400 Associated Brokers / Dealers N/A CIK Number 0001668528 Filed Document 0000914760-16-000428 Exclusions or Exemptions 506b Accepted Date 2016-06-07 16:01:15 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Alterna Tax Certificate Fund II LP See All Filings	D/A	2016-06-07 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001490101 Filed Document 0001490101-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Loyal Subjects Wave 2, LLC See All Filings	D	2016-06-07 15:52:15 UTC
Amount To Be Raised $1,700,000 Associated Brokers / Dealers N/A CIK Number 0001676473 Filed Document 0001676473-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:52:15 UTC Type of Offering D Industry Retailing Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Degas Theatricals Ltd Liability Co See All Filings	D	2016-06-07 15:45:59 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001676370 Filed Document 0001676370-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:45:59 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ASIA-PACIFIC PROPERTY FUND PARTNERSHIP SCSP See All Filings	D	2016-06-07 15:36:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674911 Filed Document 0001674911-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:36:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Slipstream Capital SPV Phoenix 2063, LLC See All Filings	D	2016-06-07 15:25:09 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001676151 Filed Document 0001676151-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:25:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Showblizz LLC See All Filings	D	2016-06-07 15:25:03 UTC
Amount To Be Raised $210,000 Associated Brokers / Dealers N/A CIK Number 0001675980 Filed Document 0001675980-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:25:03 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Other
Slipstream Capital SPV 2064, LLC See All Filings	D	2016-06-07 15:21:38 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001676149 Filed Document 0001676149-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:21:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Chalkstream Korea Master Fund, L.P. See All Filings	D	2016-06-07 15:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676468 Filed Document 0001676468-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:13:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HarborWalk Opportunistic Appreciation Fund, LP See All Filings	D/A	2016-06-07 15:10:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MBSC SECURITIES CORPORATION CIK Number 0001644265 Filed Document 0001644265-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-07 15:10:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stemina Biomarker Discovery, Inc. See All Filings	D/A	2016-06-07 14:59:06 UTC
Amount To Be Raised $7,102,187 Associated Brokers / Dealers N/A CIK Number 0001408083 Filed Document 0001408083-16-000007 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:59:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
NCINO, INC. See All Filings	D	2016-06-07 14:57:45 UTC
Amount To Be Raised $15,670,796 Associated Brokers / Dealers N/A CIK Number 0001566895 Filed Document 0001566895-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:57:45 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
St. Charles Senior Community, LLC See All Filings	D	2016-06-07 14:56:42 UTC
Amount To Be Raised $8,400,000 Associated Brokers / Dealers N/A CIK Number 0001675885 Filed Document 0001675885-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-07 14:56:42 UTC Type of Offering D Industry Residential Principal Place of Business MISSOURI Revenue or Assets $No Revenues Type of Security Equity