Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Partners Capital Harrier Fund (C), Ltd. See All Filings	D/A	2016-11-21 09:06:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493435 Filed Document 0001493435-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 09:06:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Short Government/Credit Fund See All Filings	D/A	2016-11-21 08:54:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001517144 Filed Document 0001689631-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:54:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2018 See All Filings	D/A	2016-11-21 08:50:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001626615 Filed Document 0001689631-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:50:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Falcon Fund (C), Ltd. See All Filings	D/A	2016-11-21 08:50:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493438 Filed Document 0001493438-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:50:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Term Fund 2016 See All Filings	D/A	2016-11-21 08:46:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001538961 Filed Document 0001689631-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:46:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Partners Capital Eagle Fund (C), Ltd. See All Filings	D/A	2016-11-21 08:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001535930 Filed Document 0001535930-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:45:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Illumigyn Ltd. See All Filings	D	2016-11-21 08:19:45 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers National Securities Corporation CIK Number 0001688772 Filed Document 0001688772-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-21 08:19:45 UTC Type of Offering D Industry Biotechnology Principal Place of Business ISRAEL Revenue or Assets Decline to Disclose Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-11-21 07:34:26 UTC
Amount To Be Raised $2,011,875 Associated Brokers / Dealers Dennis Morris CIK Number 0001135856 Filed Document 0001135856-16-000700 Exclusions or Exemptions 506b Accepted Date 2016-11-21 07:34:26 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D	2016-11-21 07:16:59 UTC
Amount To Be Raised $164,706 Associated Brokers / Dealers Jason Burlie, Peter Lester, Malcolm Liles, and William Liles CIK Number 0001135856 Filed Document 0001135856-16-000699 Exclusions or Exemptions 506b Accepted Date 2016-11-21 07:16:59 UTC Type of Offering D Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-18 21:20:06 UTC
Amount To Be Raised $1,541,964 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000469 Exclusions or Exemptions 506b Accepted Date 2016-11-18 21:20:06 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-18 20:53:25 UTC
Amount To Be Raised $1,045,500 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000468 Exclusions or Exemptions 506b Accepted Date 2016-11-18 20:53:25 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
AVADIM TECHNOLOGIES INC See All Filings	D	2016-11-18 20:29:37 UTC
Amount To Be Raised $625,740 Associated Brokers / Dealers N/A CIK Number 0001614824 Filed Document 0001183740-16-000467 Exclusions or Exemptions 506b Accepted Date 2016-11-18 20:29:37 UTC Type of Offering D Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
KIS Asia Long Short Cayman Fund See All Filings	D/A	2016-11-18 19:56:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001624656 Filed Document 0001624656-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 19:56:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
LEAF CUISINE, LLC See All Filings	D/A	2016-11-18 19:37:39 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Leaf Cuisine, LLC CIK Number 0001690366 Filed Document 0001690366-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 19:37:39 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hollar Inc. See All Filings	D	2016-11-18 19:06:27 UTC
Amount To Be Raised $29,999,993 Associated Brokers / Dealers N/A CIK Number 0001649563 Filed Document 0001649563-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-18 19:06:27 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Blueprint Registry Inc. See All Filings	D	2016-11-18 19:03:22 UTC
Amount To Be Raised $1,448,746 Associated Brokers / Dealers N/A CIK Number 0001667564 Filed Document 0001667564-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-18 19:03:22 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Virtual Power Systems, Inc. See All Filings	D	2016-11-18 18:46:42 UTC
Amount To Be Raised $7,250,498 Associated Brokers / Dealers N/A CIK Number 0001583375 Filed Document 0001583375-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 18:46:42 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
LEAF CUISINE, LLC See All Filings	D	2016-11-18 18:42:57 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers Leaf Cuisine, LLC CIK Number 0001690366 Filed Document 0001690366-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 18:42:57 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Pala-linq Social Purpose Corp See All Filings	D	2016-11-18 18:22:25 UTC
Amount To Be Raised $2,200,000 Associated Brokers / Dealers N/A CIK Number 0001662886 Filed Document 0001662886-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 18:22:25 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
BIZXCHANGE, INC. See All Filings	D	2016-11-18 18:00:24 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001539795 Filed Document 0001539795-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 18:00:24 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Malabar India Fund, LP See All Filings	D/A	2016-11-18 17:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Trestle Point, LLC, Centenium Advisors LLC, and Akshay Mansukhani CIK Number 0001611970 Filed Document 0001611970-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Gardner Lewis Merger Arbitrage EX Offshore Fund, Ltd. See All Filings	D	2016-11-18 17:48:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690494 Filed Document 0000919574-16-016814 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:48:31 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Equity
Emerging Traders Fund, LP See All Filings	D/A	2016-11-18 17:27:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001381760 Filed Document 0000913849-16-000683 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:27:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Industry Capital Berkeley Partners Industrial Income Fund I, L.P. See All Filings	D/A	2016-11-18 17:24:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Groton Securities, LLC CIK Number 0001658949 Filed Document 0001658949-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:24:00 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FUTUREVAULT INC. See All Filings	D	2016-11-18 17:21:53 UTC
Amount To Be Raised $200,200 Associated Brokers / Dealers N/A CIK Number 0001673307 Filed Document 0001382963-16-000259 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:21:53 UTC Type of Offering D Industry Other Technology Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
PELO FITNESS RUSSIAN HILL, LLC See All Filings	D/A	2016-11-18 17:17:53 UTC
Amount To Be Raised $850,000 Associated Brokers / Dealers N/A CIK Number 0001671631 Filed Document 0001671631-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:17:53 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
FourWorld SPV III, LLC See All Filings	D	2016-11-18 17:13:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers BLUE SAND SECURITIES LLC CIK Number 0001690483 Filed Document 0000919574-16-016810 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:13:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ARCH Venture Fund IX Overage, L.P. See All Filings	D	2016-11-18 17:10:36 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers N/A CIK Number 0001666307 Filed Document 0001666307-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:10:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
ARCH Venture Fund IX, L.P. See All Filings	D/A	2016-11-18 17:06:10 UTC
Amount To Be Raised $550,000,000 Associated Brokers / Dealers N/A CIK Number 0001666306 Filed Document 0001666306-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:06:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
GRE 50 Hurt Investor LP See All Filings	D	2016-11-18 17:03:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690502 Filed Document 0001690502-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 17:03:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Enterprise Housing Partners XXVIII Limited Partnership See All Filings	D/A	2016-11-18 16:58:10 UTC
Amount To Be Raised $185,500,000 Associated Brokers / Dealers N/A CIK Number 0001689635 Filed Document 0001689635-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:58:10 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
NDSIB Private Opportunities Fund, L.P. See All Filings	D	2016-11-18 16:56:07 UTC
Amount To Be Raised $202,000,000 Associated Brokers / Dealers N/A CIK Number 0001690260 Filed Document 0001690260-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:56:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Retail Portfolio II DST See All Filings	D/A	2016-11-18 16:53:18 UTC
Amount To Be Raised $12,063,531 Associated Brokers / Dealers Inland Securities Corporation, Mark T. Maund, Chay T. Lapin, Peter D. Fisher, Christina S. Nielson, Debra J. Schleining, Larry R. Law, Mitchal D. O'hare, Sigrid A. Daugaard, Chay T. Lapin, Elliot V. Hill, Judy H. Scheibel-Addis, Justin Lowy, Greg Bachman, James C. Ciocia, Robert N. Abee, Carmen D. Morrone Jr., William M. La Piana, Bruce A. Carroll, Gary Benson, Robert H. Ingham, Melissa A. Clary, Stephen K. Davis, William J. Bugdon, David H. Hatch, Silver Portal Capital LLC, Craig M. Gougis, John E. Bishop, and Robert H. Ingham CIK Number 0001654678 Filed Document 0001654678-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:53:18 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Enterprise Housing Partners CalGreen IV Fund, L.P. See All Filings	D	2016-11-18 16:46:28 UTC
Amount To Be Raised $83,000,000 Associated Brokers / Dealers Compass Securities Corporation CIK Number 0001690439 Filed Document 0001690439-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:46:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
WasteZero Working Capital Fund, LLC See All Filings	D/A	2016-11-18 16:38:56 UTC
Amount To Be Raised $3,300,000 Associated Brokers / Dealers N/A CIK Number 0001680802 Filed Document 0001680802-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:38:56 UTC Type of Offering D/A Industry Other Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FundersClub HTG LLC See All Filings	D/A	2016-11-18 16:38:25 UTC
Amount To Be Raised $354,350 Associated Brokers / Dealers N/A CIK Number 0001687834 Filed Document 0001687834-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:38:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ICG Credit Opportunities Fund LP See All Filings	D	2016-11-18 16:33:14 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001688526 Filed Document 0001688526-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:33:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FVP OVERSEAS LTD See All Filings	D/A	2016-11-18 16:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001404673 Filed Document 0001019056-16-001668 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RMCI, Inc. See All Filings	D	2016-11-18 16:26:36 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685901 Filed Document 0001685901-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:26:36 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
FVP Master Fund LP See All Filings	D/A	2016-11-18 16:26:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001407275 Filed Document 0001019056-16-001666 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:26:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Parabellum Partners I Offshore, Ltd See All Filings	D/A	2016-11-18 16:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and Kidron Capital Advisors LLC CIK Number 0001643185 Filed Document 0000905718-16-001772 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:18:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RMCI, Inc. See All Filings	D/A	2016-11-18 16:17:09 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001685901 Filed Document 0001685901-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:17:09 UTC Type of Offering D/A Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
Parabellum Partners I, LP See All Filings	D/A	2016-11-18 16:12:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC and KIdron Capital Advisors LLC CIK Number 0001643184 Filed Document 0000905718-16-001770 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:12:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
VTC Innovation Fund, LP See All Filings	D	2016-11-18 16:04:56 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001688413 Filed Document 0001688413-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 16:04:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
3G3 Investments, LLC See All Filings	D	2016-11-18 15:52:21 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001689812 Filed Document 0001689812-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:52:21 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Orca Gold Inc. See All Filings	D	2016-11-18 15:50:31 UTC
Amount To Be Raised $376,719 Associated Brokers / Dealers Eric Muschinski CIK Number 0001690349 Filed Document 0001690349-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:50:31 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Griffin Capital Development Partners Fund I, LLC See All Filings	D/A	2016-11-18 15:43:40 UTC
Amount To Be Raised $33,000,000 Associated Brokers / Dealers Joyce An Thomas, Brett S. Ellen, Larry Steckler, Cindy Couyoumjian, Jason Stone, Daniel Becerra, Kelly H. Clyde, Michael Carlin, Christopher Vizzi, Griffin Capital Securities, LLC, Michael Prince, Aubrey Morrow, Forrest Padilla, Brian King, Arthur Molloy, Marcella Harkness, Steven Balaban, Richard Jackman, Steven Nielsen, Syauching Hung, David Elhoff, Joseph Langlois III, David Karandos, Haynes Kendall, Jeff Fisher, Stacey J. Morimoto, Thomas E. Burns, III, Robert Meyer, Marcel Pahmer, Jung H. Lee, Yong S. Chang, Mark John Williams, William Brennan, Seyed Ahmad Hashemian, Craig Breitsprecher, Jigar Doshi, Tony Kassaei, Tony Nijmeh, Colin Mansfield, Peter Po, Craig Williams, Thomas Shanley, Jason Connolly, Darren Speight, and Eric Johnson CIK Number 0001656438 Filed Document 0001656438-16-000012 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:43:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cogito Corp See All Filings	D	2016-11-18 15:34:21 UTC
Amount To Be Raised $14,999,885 Associated Brokers / Dealers N/A CIK Number 0001629045 Filed Document 0001629045-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:34:21 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Ironsides Partnership Fund IV, L.P. See All Filings	D/A	2016-11-18 15:27:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EQUUS FINANCIAL CONSULTING LLC CIK Number 0001665625 Filed Document 0001665625-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:27:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ironsides Direct Investment Fund IV, L.P. See All Filings	D/A	2016-11-18 15:26:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers COMPASS SECURITIES CORPORATION and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001665630 Filed Document 0001665630-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-18 15:26:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund