Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LSC-AM MC2, DST See All Filings	D/A	2018-09-07 14:22:40 UTC
Amount To Be Raised $9,915,000 Associated Brokers / Dealers McDermott Investment Services, LLC, Kalos Capital, Inc., IBN Financial Services, Inc., Wealthforge Securities, LLC, PRIMEX, Lewis Financial Group, L.C., Sandlapper Securities, LLC, and Lighthouse Capital Group, LLC CIK Number 0001747812 Filed Document 0001747812-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-07 14:22:40 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Daycare Dunn Investments, LLC See All Filings	D	2018-09-07 14:20:30 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001751703 Filed Document 0001751703-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 14:20:30 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Simtek, Inc. See All Filings	D	2018-09-07 14:10:53 UTC
Amount To Be Raised $531 Associated Brokers / Dealers N/A CIK Number 0001720448 Filed Document 0001720448-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 14:10:53 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ategra LS500, LP See All Filings	D	2018-09-07 14:00:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752010 Filed Document 0000919574-18-006044 Exclusions or Exemptions 506b Accepted Date 2018-09-07 14:00:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
SONATYPE, INC See All Filings	D	2018-09-07 14:00:17 UTC
Amount To Be Raised $24,999,993 Associated Brokers / Dealers N/A CIK Number 0001438805 Filed Document 0001438805-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 14:00:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Lawn Buddy, LLC See All Filings	D	2018-09-07 13:57:36 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001710300 Filed Document 0001710300-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-07 13:57:36 UTC Type of Offering D Industry Other Technology Principal Place of Business KANSAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Hunny, Inc. See All Filings	D	2018-09-07 13:56:06 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001751957 Filed Document 0001751957-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-07 13:56:06 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Offshore Fund, Ltd. See All Filings	D/A	2018-09-07 13:55:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001473406 Filed Document 0001473406-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:55:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
MG Thorncroft Farms Investments FLV L.P. See All Filings	D	2018-09-07 13:54:11 UTC
Amount To Be Raised $1,510,000 Associated Brokers / Dealers N/A CIK Number 0001752230 Filed Document 0001752228-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:54:11 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Ground Swell Cistern Fund, LP See All Filings	D/A	2018-09-07 13:50:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001648885 Filed Document 0001648885-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:50:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business SOUTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
MG Thorncroft Farms Investments MRC L.P. See All Filings	D	2018-09-07 13:49:48 UTC
Amount To Be Raised $567,234 Associated Brokers / Dealers N/A CIK Number 0001752228 Filed Document 0001752228-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:49:48 UTC Type of Offering D Industry Residential Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Cantillon Global Equity Fund See All Filings	D/A	2018-09-07 13:41:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411913 Filed Document 0001411913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:41:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Cantillon Global Equity LP See All Filings	D/A	2018-09-07 13:38:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001411914 Filed Document 0001411914-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:38:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Snowball Fund, LP See All Filings	D/A	2018-09-07 13:36:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Young America Capital, LLC CIK Number 0001473405 Filed Document 0001473405-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:36:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Blockchain Holdings Capital Ventures, Inc. See All Filings	D	2018-09-07 13:34:49 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001614826 Filed Document 0001683168-18-002652 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:34:49 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Cruxpoint Health Breakthrough, Inc. See All Filings	D	2018-09-07 13:34:36 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001751663 Filed Document 0001751663-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:34:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
venBio Select Fund Ltd. See All Filings	D/A	2018-09-07 13:28:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC and Direct Access Partners, LLC CIK Number 0001498990 Filed Document 0001498990-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:28:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WhiteSpruce Fund Ltd. See All Filings	D/A	2018-09-07 13:28:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001711730 Filed Document 0001711730-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:28:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Aphios Pharma LLC See All Filings	C	2018-09-07 13:26:08 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001750795 Filed Document 0001669191-18-000398 Accepted Date 2018-09-07 13:26:08 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Common Stock State MASSACHUSETTS
A-AMP-19-Fund, a series of AX-ViNt-Funds, LLC See All Filings	D/A	2018-09-07 13:22:49 UTC
Amount To Be Raised $178,000 Associated Brokers / Dealers N/A CIK Number 0001683552 Filed Document 0001683552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:22:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
I-V Access Technology, Inc. See All Filings	D	2018-09-07 13:22:40 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674987 Filed Document 0001674987-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:22:40 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Spyce Food Co. See All Filings	D	2018-09-07 13:20:28 UTC
Amount To Be Raised $21,040,241 Associated Brokers / Dealers N/A CIK Number 0001680647 Filed Document 0001680647-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:20:28 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Penn Square IV U.S. Real Estate Fund, LP See All Filings	D	2018-09-07 13:12:14 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Infinity Financial Services and LPL Financial LLC CIK Number 0001752121 Filed Document 0001752121-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:12:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 385, LLC See All Filings	D	2018-09-07 13:08:05 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746493 Filed Document 0001739111-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:08:05 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
venBio Select Fund LLC See All Filings	D/A	2018-09-07 13:03:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Far Hills Group LLC CIK Number 0001498991 Filed Document 0001498991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 13:03:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Blackstart Partners LP See All Filings	D/A	2018-09-07 12:59:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Frontier Solutions, LLC CIK Number 0001666315 Filed Document 0000919574-18-006041 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:59:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
ParkWhiz, Inc. See All Filings	D	2018-09-07 12:57:25 UTC
Amount To Be Raised $24,970,703 Associated Brokers / Dealers N/A CIK Number 0001614092 Filed Document 0001614092-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:57:25 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
ModoPayments, LLC See All Filings	D	2018-09-07 12:50:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752297 Filed Document 0000897069-18-000526 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:50:24 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Investor Cash Management Holdings, Inc. See All Filings	D	2018-09-07 12:50:11 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001752147 Filed Document 0001752147-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:50:11 UTC Type of Offering D Industry Other Technology Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Equity
FCAO NetCenter LLC See All Filings	D	2018-09-07 12:49:08 UTC
Amount To Be Raised $6,444,856 Associated Brokers / Dealers N/A CIK Number 0001752144 Filed Document 0001752144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:49:08 UTC Type of Offering D Industry Commercial Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ACL ALTERNATIVE FUND SAC Ltd See All Filings	D/A	2018-09-07 12:48:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Uhlmann Price Securities, LLC, Citigroup Global Markets Inc., Wells Fargo Advisors Financial Network LLC, Wells Fargo Clearing Services, LLC, CAIS Capital LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley CIK Number 0001292004 Filed Document 0001292004-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:48:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business BERMUDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snow Park Capital Partners Offshore Fund, Ltd. See All Filings	D/A	2018-09-07 12:45:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652696 Filed Document 0000919574-18-006039 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:45:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Eiger Funding (PCC) Ltd for the account of its protected cell, Cell 2 - SREO See All Filings	D	2018-09-07 12:40:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001751627 Filed Document 0001751627-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:40:37 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Snow Park Capital Partners Domestic Fund, LP See All Filings	D/A	2018-09-07 12:33:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652695 Filed Document 0000919574-18-006037 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:33:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Vetd LLC See All Filings	D	2018-09-07 12:22:17 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001751939 Filed Document 0001751939-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:22:17 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
RealtyShares 328, LLC See All Filings	D	2018-09-07 12:21:49 UTC
Amount To Be Raised $2,211,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001739111 Filed Document 0001739111-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-07 12:21:49 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
XRO ENERGY LLC See All Filings	D	2018-09-07 12:16:33 UTC
Amount To Be Raised $38,000,000 Associated Brokers / Dealers N/A CIK Number 0001752138 Filed Document 0001752138-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:16:33 UTC Type of Offering D Industry Oil and Gas Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
3:10 Capital WPF III, LLC See All Filings	D	2018-09-07 12:08:34 UTC
Amount To Be Raised $8,424,000 Associated Brokers / Dealers N/A CIK Number 0001734857 Filed Document 0001654954-18-009961 Exclusions or Exemptions 506b Accepted Date 2018-09-07 12:08:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
UC Asset LP See All Filings	1-A POS	2018-09-07 12:02:39 UTC
Amount To Be Raised $2,850,000 Associated Brokers / Dealers N/A CIK Number 0001723517 Filed Document 0001213900-18-012262 Accepted Date 2018-09-07 12:02:39 UTC Type of Offering 1-A POS Industry REAL ESTATE DEALERS (FOR THEIR OWN ACCOUNT) Offering Tier Tier2 Principal Place of Business GEORGIA Revenue or Assets $882,932 State of Jurisdiction DELAWARE Type of Security Other(describe)
SAN FELASCO NURSERIES, INC. See All Filings	D	2018-09-07 11:54:06 UTC
Amount To Be Raised $600,215 Associated Brokers / Dealers N/A CIK Number 0001679814 Filed Document 0001679814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:54:06 UTC Type of Offering D Industry Agriculture Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Premier Storage II LLC See All Filings	D	2018-09-07 11:49:46 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752310 Filed Document 0001752310-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:49:46 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NETLIST INC See All Filings	D	2018-09-07 11:34:57 UTC
Amount To Be Raised $2,270,000 Associated Brokers / Dealers N/A CIK Number 0001282631 Filed Document 0001713695-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:34:57 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
Capitol Federal Financial, Inc. See All Filings	D	2018-09-07 11:32:34 UTC
Amount To Be Raised $39,113,238 Associated Brokers / Dealers N/A CIK Number 0001490906 Filed Document 0000927089-18-000329 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:32:34 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KANSAS Revenue or Assets $Over $100,000,000 Type of Security Equity
AHCO Bond Fund, LLC See All Filings	D/A	2018-09-07 11:27:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585243 Filed Document 0001585243-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:27:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Upland Outpatient Surgical Center, L.P. See All Filings	D	2018-09-07 11:24:58 UTC
Amount To Be Raised $490,875 Associated Brokers / Dealers N/A CIK Number 0001464000 Filed Document 0001464000-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:24:58 UTC Type of Offering D Industry Other Health Care Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
Spring Care, Inc. See All Filings	D	2018-09-07 11:12:36 UTC
Amount To Be Raised $199,999 Associated Brokers / Dealers N/A CIK Number 0001716933 Filed Document 0001716933-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:12:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Partners for Payment Relief DE IV, LLC See All Filings	D	2018-09-07 11:09:32 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001615595 Filed Document 0001615595-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-07 11:09:32 UTC Type of Offering D Industry Other Real Estate Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AHCO CORE FUND LLC See All Filings	D/A	2018-09-07 11:05:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001088968 Filed Document 0001088968-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:05:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MISSOURI Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Shinnecock Niche Opportunity Fund L.P. See All Filings	D/A	2018-09-07 11:05:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586849 Filed Document 0001586849-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:05:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ZENITH ADVISORY GROUP PRIVATE EQUITY FUND LLC See All Filings	D	2018-09-07 11:01:29 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001752215 Filed Document 0001752215-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-07 11:01:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity