|
|
D/A |
2016-06-13 21:29:59 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII")
- CIK Number
- 0001580387
- Filed Document
- 0000899140-16-001489
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 21:29:59 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 21:29:28 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and J.P. MORGAN INSTITUTIONAL INVESTMENTS INC. ("JPMII")
- CIK Number
- 0001580387
- Filed Document
- 0000899140-16-001488
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 21:29:28 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 21:27:19 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC, NEWEDGE USA, LLC, J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC.
- CIK Number
- 0000931921
- Filed Document
- 0000899140-16-001487
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 21:27:19 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 21:26:33 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM") and J.P. Morgan Institutional Investments Inc. ("JPMII")
- CIK Number
- 0001517923
- Filed Document
- 0000899140-16-001486
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 21:26:33 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 21:25:58 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS"), and J.P. Morgan Institutional Investments Inc. ("JPMII")
- CIK Number
- 0001327788
- Filed Document
- 0000899140-16-001485
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 21:25:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 20:33:10 UTC |
- Amount To Be Raised
- $3,999,997
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590196
- Filed Document
- 0001590196-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 20:33:10 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 19:52:51 UTC |
- Amount To Be Raised
- $1,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001503442
- Filed Document
- 0001503442-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 19:52:51 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 19:16:47 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001630987
- Filed Document
- 0001481175-16-000009
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 19:16:47 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 19:06:12 UTC |
- Amount To Be Raised
- $232,000
- Associated Brokers / Dealers
- Primary Capital, LLC
- CIK Number
- 0001584547
- Filed Document
- 0001085037-16-000291
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 19:06:12 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:57:45 UTC |
- Amount To Be Raised
- $300,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670238
- Filed Document
- 0001670238-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:57:45 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:55:07 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001670237
- Filed Document
- 0001670237-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:55:07 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- COLORADO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:43:18 UTC |
- Amount To Be Raised
- $7,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001631299
- Filed Document
- 0001631299-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:43:18 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- FLORIDA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:30:29 UTC |
- Amount To Be Raised
- $3,040,600
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676457
- Filed Document
- 0001676457-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:30:29 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- OHIO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:22:26 UTC |
- Amount To Be Raised
- $7,862
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001088354
- Filed Document
- 0001088354-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:22:26 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- ARIZONA
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D |
2016-06-13 18:21:40 UTC |
- Amount To Be Raised
- $6,500,273
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001633829
- Filed Document
- 0001633829-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:21:40 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 18:08:39 UTC |
- Amount To Be Raised
- $4,214,776
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675453
- Filed Document
- 0001675453-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 18:08:39 UTC
- Type of Offering
- D/A
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 17:49:58 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666293
- Filed Document
- 0001666293-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:49:58 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 17:47:05 UTC |
- Amount To Be Raised
- $7,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001623422
- Filed Document
- 0001623422-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:47:05 UTC
- Type of Offering
- D
- Industry
- Other Health Care
- Principal Place of Business
- TENNESSEE
- Revenue or Assets
- $Not Applicable
- Type of Security
- Equity
|
Lombard International Life Assurance Co Separate Account GVA 5
See All Filings
|
D/A |
2016-06-13 17:44:42 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001315742
- Filed Document
- 0001315742-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:44:42 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
Lombard International Life Assurance Co Separate Account VL 98
See All Filings
|
D/A |
2016-06-13 17:35:12 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001453714
- Filed Document
- 0001453714-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:35:12 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 17:33:39 UTC |
- Amount To Be Raised
- $1,711,069
- Associated Brokers / Dealers
- Sprott Global Resources Investments, Ltd.
- CIK Number
- 0001409680
- Filed Document
- 0001409680-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:33:39 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- BRITISH COLUMBIA, CANADA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 17:24:54 UTC |
- Amount To Be Raised
- $1,200,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676970
- Filed Document
- 0001676970-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:24:54 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- OHIO
- Revenue or Assets
- $No Revenues
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 17:24:37 UTC |
- Amount To Be Raised
- $250,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001618390
- Filed Document
- 0001618390-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:24:37 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 17:22:33 UTC |
- Amount To Be Raised
- $500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001571916
- Filed Document
- 0001571916-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:22:33 UTC
- Type of Offering
- D
- Industry
- Retailing
- Principal Place of Business
- NEW JERSEY
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 17:22:32 UTC |
- Amount To Be Raised
- $15,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001666221
- Filed Document
- 0001666221-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:22:32 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- $Not Applicable
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 17:13:31 UTC |
- Amount To Be Raised
- $4,000,004
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001590830
- Filed Document
- 0001382963-16-000180
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:13:31 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 17:12:00 UTC |
- Amount To Be Raised
- $1,500,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676822
- Filed Document
- 0001676822-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:12:00 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW MEXICO
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 17:10:02 UTC |
- Amount To Be Raised
- $2,250,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646707
- Filed Document
- 0001646707-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:10:02 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 17:09:10 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001654474
- Filed Document
- 0001654474-16-000003
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:09:10 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 17:08:40 UTC |
- Amount To Be Raised
- $199,970,060
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675831
- Filed Document
- 0001675831-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:08:40 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- MASSACHUSETTS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-13 17:04:12 UTC |
- Amount To Be Raised
- $1,461,525
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001646971
- Filed Document
- 0001646971-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 17:04:12 UTC
- Type of Offering
- D/A
- Industry
- Other Energy
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-13 16:57:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace
- CIK Number
- 0001674129
- Filed Document
- 0001674129-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:57:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-13 16:47:03 UTC |
- Amount To Be Raised
- $49,364,432
- Associated Brokers / Dealers
- Inland Securites Corporation, Silver Portal Capital, LLC, Preston P. Mokris, Robert S. Smith, Steve J. Markey, Patrick J. Lynch IV, Christina S. Nielson, Kyle H. Imhotle, Troy Thomas, Robert S. Paul, Jennifer A. Wildman, Joseph G. Michaletz, James T. Walesa, Robert L. Boggess, John Goff, Dennis I. Weiss, Carol S. Grasso, Gary E. Conley, Timothy E. Tehan, Jeanne E. Morelli, Stephen J. Sanders, Nathaniel M. Kuhn, Eric S. Scaff, Roger W. Bowlin, John W. Kenny, Michael A. Bendix, Molly M. Grubb, Patrick T. Shea, and Richard A. Rupp
- CIK Number
- 0001673678
- Filed Document
- 0001673678-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:47:03 UTC
- Type of Offering
- D/A
- Industry
- Other Real Estate
- Principal Place of Business
- ILLINOIS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Other
|
|
|
D |
2016-06-13 16:37:31 UTC |
- Amount To Be Raised
- $2,567,318
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676913
- Filed Document
- 0001676913-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:37:31 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 16:29:30 UTC |
- Amount To Be Raised
- $50,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001628109
- Filed Document
- 0001628109-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:29:30 UTC
- Type of Offering
- D/A
- Industry
- Other
- Principal Place of Business
- PENNSYLVANIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 16:23:59 UTC |
- Amount To Be Raised
- $750,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676066
- Filed Document
- 0001676066-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:23:59 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- $$1,000,001 - $5,000,000
- Type of Security
- Equity
|
|
|
D |
2016-06-13 16:23:53 UTC |
- Amount To Be Raised
- $3,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676240
- Filed Document
- 0001675368-16-000002
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:23:53 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- MISSISSIPPI
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 16:21:27 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- MicroVenture Marketplace Inc.
- CIK Number
- 0001674127
- Filed Document
- 0001674127-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:21:27 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- TEXAS
- Revenue or Assets
- $No Revenues
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 16:13:06 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Ares Investor Services LLC
- CIK Number
- 0001676305
- Filed Document
- 0001676305-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:13:06 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D/A |
2016-06-13 16:11:18 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001610492
- Filed Document
- 0001507943-16-000254
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:11:18 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CAYMAN ISLANDS
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 16:05:23 UTC |
- Amount To Be Raised
- $187,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001676797
- Filed Document
- 0001676797-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 16:05:23 UTC
- Type of Offering
- D
- Industry
- Investment Banking
- Principal Place of Business
- MARYLAND
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:58:07 UTC |
- Amount To Be Raised
- $11,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675909
- Filed Document
- 0001675909-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:58:07 UTC
- Type of Offering
- D
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-13 15:52:34 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001607207
- Filed Document
- 0000935836-16-000963
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:52:34 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CALIFORNIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D/A |
2016-06-13 15:48:15 UTC |
- Amount To Be Raised
- Indefinite
- Associated Brokers / Dealers
- Barclays Capital Inc. and Anchor Asset Management LLC
- CIK Number
- 0001453817
- Filed Document
- 0001453817-16-000004
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:48:15 UTC
- Type of Offering
- D/A
- Industry
- Pooled Investment Fund
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Pooled Investment Fund
|
|
|
D |
2016-06-13 15:47:37 UTC |
- Amount To Be Raised
- $12,498,369
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001655322
- Filed Document
- 0001405086-16-000528
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:47:37 UTC
- Type of Offering
- D
- Industry
- Other Technology
- Principal Place of Business
- CONNECTICUT
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:45:42 UTC |
- Amount To Be Raised
- $700,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675368
- Filed Document
- 0001675368-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:45:42 UTC
- Type of Offering
- D
- Industry
- Biotechnology
- Principal Place of Business
- VIRGINIA
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:45:41 UTC |
- Amount To Be Raised
- $2,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662953
- Filed Document
- 0001405086-16-000527
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:45:41 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:44:11 UTC |
- Amount To Be Raised
- $1,400,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001662952
- Filed Document
- 0001405086-16-000526
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:44:11 UTC
- Type of Offering
- D
- Industry
- Other
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:42:32 UTC |
- Amount To Be Raised
- $150,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001675460
- Filed Document
- 0001675460-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:42:32 UTC
- Type of Offering
- D
- Industry
- Residential
- Principal Place of Business
- NEW YORK
- Revenue or Assets
- Decline to Disclose
- Type of Security
- Equity
|
|
|
D |
2016-06-13 15:31:34 UTC |
- Amount To Be Raised
- $8,000,000
- Associated Brokers / Dealers
- N/A
- CIK Number
- 0001598114
- Filed Document
- 0001598114-16-000001
- Exclusions or Exemptions
- 506b
- Accepted Date
- 2016-06-13 15:31:34 UTC
- Type of Offering
- D
- Industry
- Commercial
- Principal Place of Business
- WASHINGTON
- Revenue or Assets
- $$1 - $1,000,000
- Type of Security
- Equity
|