Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Putnam Multi-Asset Absolute Return Custom Fund, LP See All Filings	D/A	2018-09-12 14:10:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NA CIK Number 0001621986 Filed Document 0001621986-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 14:10:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Putnam BlueScale Fund, LP See All Filings	D/A	2018-09-12 14:07:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001559737 Filed Document 0001559737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 14:07:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CERSEI TOPCO, LLC See All Filings	D	2018-09-12 13:56:02 UTC
Amount To Be Raised $853,513,828 Associated Brokers / Dealers N/A CIK Number 0001752797 Filed Document 0001752797-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:56:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brightwood Capital Offshore Feeder Fund IV, L.P. See All Filings	D/A	2018-09-12 13:54:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001684891 Filed Document 0001684891-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:54:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SEngine Precision Medicine, Inc. See All Filings	D	2018-09-12 13:53:40 UTC
Amount To Be Raised $13,581,859 Associated Brokers / Dealers N/A CIK Number 0001752445 Filed Document 0001752445-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:53:40 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
INFOMONEY CORP See All Filings	D	2018-09-12 13:49:28 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001752745 Filed Document 0001752745-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:49:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Debt
Brightwood Capital Offshore Fund IV, LP See All Filings	D/A	2018-09-12 13:46:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Evercore Group L.L.C. and Morgan Stanley Smith Barney LLC CIK Number 0001684890 Filed Document 0001684890-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:46:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OP Richland Creek Holdings, LLC See All Filings	D	2018-09-12 13:35:38 UTC
Amount To Be Raised $6,575,000 Associated Brokers / Dealers N/A CIK Number 0001752565 Filed Document 0001752565-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:35:38 UTC Type of Offering D Industry Commercial Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Equity
Upcomer Inc. See All Filings	D	2018-09-12 13:32:23 UTC
Amount To Be Raised $1,000 Associated Brokers / Dealers N/A CIK Number 0001752368 Filed Document 0001752368-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:32:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elegance Spirits, Inc. See All Filings	1-A/A	2018-09-12 13:29:13 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745449 Filed Document 0001477932-18-004474 Accepted Date 2018-09-12 13:29:13 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
Mosaic Distributors, LLC See All Filings	C/A	2018-09-12 13:29:10 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,060,998 CIK Number 0001587336 Filed Document 0001665160-18-000916 Accepted Date 2018-09-12 13:29:10 UTC Type of Offering C/A Security Offered Amount 10,526 Security Offered Type Other State CALIFORNIA
KWA 101, LLC See All Filings	D	2018-09-12 13:21:33 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001752630 Filed Document 0001654954-18-010083 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:21:33 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
PIMCO Commodity Risk Premia Offshore Fund Ltd. See All Filings	D	2018-09-12 13:18:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744028 Filed Document 0001744028-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:18:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-09-12 13:07:09 UTC
Amount To Be Raised $2,178,385 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001747119-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:07:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Masse, Inc. See All Filings	D	2018-09-12 13:00:31 UTC
Amount To Be Raised $4,316,979 Associated Brokers / Dealers N/A CIK Number 0001752670 Filed Document 0001752670-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 13:00:31 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Galton Agency MBS Offshore Fund, Ltd. See All Filings	D/A	2018-09-12 12:53:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, LLC CIK Number 0001732755 Filed Document 0001548872-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:53:04 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proximity Space, Inc. See All Filings	D	2018-09-12 12:50:27 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001715106 Filed Document 0001715106-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:50:27 UTC Type of Offering D Industry Business Services Principal Place of Business COLORADO Revenue or Assets $$1 - $1,000,000 Type of Security Debt
FusiForm, Inc. See All Filings	D	2018-09-12 12:49:23 UTC
Amount To Be Raised $6,022,546 Associated Brokers / Dealers N/A CIK Number 0001752666 Filed Document 0001752666-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:49:23 UTC Type of Offering D Industry Other Technology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Cedar Aviation Finance, L.P. See All Filings	D	2018-09-12 12:48:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752303 Filed Document 0001752303-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:48:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED ARAB EMIRATES Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PIMCO Commodity Risk Premia Onshore Fund L.P. See All Filings	D	2018-09-12 12:45:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers PIMCO INVESTMENTS LLC CIK Number 0001744003 Filed Document 0001744003-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:45:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Diablo Vista Fund, L.P. See All Filings	D/A	2018-09-12 12:43:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001509548 Filed Document 0001509548-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:43:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGLO Capital, LP See All Filings	D/A	2018-09-12 12:37:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652809 Filed Document 0000919574-18-006107 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:37:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Galton Offshore Mortgage Recovery Fund IV, Ltd. See All Filings	D/A	2018-09-12 12:36:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717421 Filed Document 0001548872-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:36:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-CEH, a series of Equidate Investments LLC See All Filings	D	2018-09-12 12:27:35 UTC
Amount To Be Raised $474,000 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001752400 Filed Document 0001747119-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:27:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Emerging Markets Small Cap Equity Fund, Ltd. See All Filings	D/A	2018-09-12 12:27:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001642322 Filed Document 0001652684-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:27:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Greenland Global Fund See All Filings	D/A	2018-09-12 12:25:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Kotak Mahindra Inc. and Creatis Capital LLC CIK Number 0001716699 Filed Document 0001716699-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:25:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Equity
Galton Onshore Mortgage Recovery Fund IV, L.P. See All Filings	D/A	2018-09-12 12:25:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001717323 Filed Document 0001548872-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:25:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BION ENVIRONMENTAL TECHNOLOGIES INC See All Filings	D	2018-09-12 12:25:11 UTC
Amount To Be Raised $455,000 Associated Brokers / Dealers KCD Financial CIK Number 0000875729 Filed Document 0000875729-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:25:11 UTC Type of Offering D Industry Environmental Services Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-GLS, a series of Equidate Investments LLC See All Filings	D/A	2018-09-12 12:25:07 UTC
Amount To Be Raised $1,991,650 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719153 Filed Document 0001747119-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:25:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Hart, Inc. See All Filings	D	2018-09-12 12:24:27 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001752011 Filed Document 0001567619-18-002431 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:24:27 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Swoon City Music LLC See All Filings	C/A	2018-09-12 12:22:50 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $107,000 CIK Number 0001673927 Filed Document 0001669191-18-000415 Accepted Date 2018-09-12 12:22:50 UTC Type of Offering C/A Security Offered Amount 10,000 Security Offered Type Other State NEW YORK
WB WEST L.L.C. See All Filings	D	2018-09-12 12:22:29 UTC
Amount To Be Raised $4,354,920 Associated Brokers / Dealers N/A CIK Number 0001751969 Filed Document 0001751969-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:22:29 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Galton Mortgage Strategies Onshore Fund, L.P. See All Filings	D/A	2018-09-12 12:11:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001473967 Filed Document 0001548872-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:11:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
OurCrowd (Investment in TRN) L.P. See All Filings	D	2018-09-12 12:09:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752146 Filed Document 0001465818-18-000064 Exclusions or Exemptions 506c Accepted Date 2018-09-12 12:09:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ISRAEL Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2018-09-12 12:06:40 UTC
Amount To Be Raised $2,533,271 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001747119-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:06:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Diversified Lending Fund, L.P. See All Filings	D	2018-09-12 12:04:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001750943 Filed Document 0001750943-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 12:04:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Galton Mortgage Strategies Offshore Fund, Ltd. See All Filings	D/A	2018-09-12 11:56:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Partners, Inc. CIK Number 0001548872 Filed Document 0001548872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:56:02 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Non-Life Fund See All Filings	D/A	2018-09-12 11:55:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586567 Filed Document 0000902664-18-003391 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:55:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Securis Opportunities Fund See All Filings	D/A	2018-09-12 11:54:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586568 Filed Document 0000902664-18-003390 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:54:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Viziv Technologies, LLC See All Filings	D	2018-09-12 11:52:21 UTC
Amount To Be Raised $1,999,998 Associated Brokers / Dealers N/A CIK Number 0001684586 Filed Document 0001684586-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:52:21 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Midway Smith Creek, LLC See All Filings	D	2018-09-12 11:48:22 UTC
Amount To Be Raised $2,376,000 Associated Brokers / Dealers N/A CIK Number 0001752703 Filed Document 0001752703-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:48:22 UTC Type of Offering D Industry Residential Principal Place of Business NEW YORK Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Gallatin Point Capital Partners Parallel-A LP See All Filings	D/A	2018-09-12 11:44:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001716199 Filed Document 0001716199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:44:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sierra Europe Offshore Ltd. See All Filings	D/A	2018-09-12 11:42:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001496288 Filed Document 0000919574-18-006105 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:42:10 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Sierra Europe, L.P. See All Filings	D/A	2018-09-12 11:35:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Monitor Capital, LLC, Cuttone & Co., Inc., and Capital Growth Securities CIK Number 0001496289 Filed Document 0000919574-18-006103 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:35:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
A-PWX-16-Fund, a series of AX-BrFl-Funds, LLC See All Filings	D	2018-09-12 11:35:15 UTC
Amount To Be Raised $108,000 Associated Brokers / Dealers N/A CIK Number 0001751207 Filed Document 0001747119-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:35:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
A-HHL-14-Fund, a series of AX-DE-Funds, LLC See All Filings	D	2018-09-12 11:33:47 UTC
Amount To Be Raised $112,475 Associated Brokers / Dealers N/A CIK Number 0001747119 Filed Document 0001747119-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:33:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CreatorWell, Inc. See All Filings	D	2018-09-12 11:20:17 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001751988 Filed Document 0001751988-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:20:17 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
Venuetize, LLC See All Filings	D	2018-09-12 11:15:43 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001682659 Filed Document 0001682659-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:15:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
So Cal PF Long Beach LLC See All Filings	D	2018-09-12 11:11:55 UTC
Amount To Be Raised $1,572,500 Associated Brokers / Dealers N/A CIK Number 0001752452 Filed Document 0001752452-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:11:55 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Seven Bridges Partners Fund LP See All Filings	D/A	2018-09-12 11:07:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001586065 Filed Document 0001586065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-12 11:07:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund