Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LovePop, Inc. See All Filings	D	2016-11-29 16:50:24 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001644573 Filed Document 0001644573-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:50:24 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Celldex Therapeutics, Inc. See All Filings	D	2016-11-29 16:46:29 UTC
Amount To Be Raised $62,500,000 Associated Brokers / Dealers N/A CIK Number 0000744218 Filed Document 0000905718-16-001790 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:46:29 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Legacy Pharmacy, LLC See All Filings	D/A	2016-11-29 16:45:15 UTC
Amount To Be Raised $120,000 Associated Brokers / Dealers N/A CIK Number 0001668917 Filed Document 0001668917-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:45:15 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 16:19:59 UTC
Amount To Be Raised $2,050,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:19:59 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Main Street Exchange Corp See All Filings	D	2016-11-29 16:09:23 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001661941 Filed Document 0001661941-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:09:23 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vertical Opportunity Fund, LP See All Filings	D	2016-11-29 16:07:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691069 Filed Document 0001691069-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:07:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
U.S. Select Private Opportunities Fund III LP See All Filings	D/A	2016-11-29 16:03:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001689585 Filed Document 0001689585-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:03:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Revolutionary Security LLC See All Filings	D	2016-11-29 16:02:09 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690635 Filed Document 0001690635-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:02:09 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
CenterGate Co-Invest I, L.P. See All Filings	D	2016-11-29 16:01:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690915 Filed Document 0001690915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:01:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Highland Quantitative Investment Fund, LP See All Filings	D	2016-11-29 15:58:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690938 Filed Document 0001690938-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:58:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Taurus CD 191 South Winds MA LP See All Filings	D	2016-11-29 15:45:57 UTC
Amount To Be Raised $14,250,000 Associated Brokers / Dealers Robert Clifford, T Capital Funding, LLC, Alexander Jeffers, Cynthia Frye, Jay Newmark, and Allison Walk CIK Number 0001689647 Filed Document 0001546927-16-000548 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:45:57 UTC Type of Offering D Industry Commercial Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
M3 PARTNERS LP See All Filings	D/A	2016-11-29 15:37:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001426094 Filed Document 0001426094-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:37:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
PERIMETER CENTER FOR OUTPATIENT SURGERY LP See All Filings	D/A	2016-11-29 15:33:22 UTC
Amount To Be Raised $206,000 Associated Brokers / Dealers N/A CIK Number 0001160740 Filed Document 0001160740-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:33:22 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
AQR Global Risk Premium Tactical Offshore Fund II Ltd See All Filings	D/A	2016-11-29 15:32:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001414070 Filed Document 0001414070-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:32:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TruSTAR Technology, Inc. See All Filings	D	2016-11-29 15:30:19 UTC
Amount To Be Raised $5,049,000 Associated Brokers / Dealers N/A CIK Number 0001680608 Filed Document 0001680608-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:30:19 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fresenius Medical Care El Paso West, LLC See All Filings	D	2016-11-29 15:29:49 UTC
Amount To Be Raised $240,823 Associated Brokers / Dealers N/A CIK Number 0001690988 Filed Document 0001461373-16-000121 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:29:49 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
HJKS Partners, LLC See All Filings	D/A	2016-11-29 15:28:35 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001643751 Filed Document 0001643751-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:28:35 UTC Type of Offering D/A Industry Other Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Other
Baker Technologies, Inc. See All Filings	D	2016-11-29 15:26:23 UTC
Amount To Be Raised $3,239,453 Associated Brokers / Dealers N/A CIK Number 0001668349 Filed Document 0001668349-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:26:23 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
NAM Special Situations Fund II, LLC (Palantir Series 1) See All Filings	D	2016-11-29 15:24:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers National Securities Corporation CIK Number 0001689654 Filed Document 0000905718-16-001788 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:24:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Avatar Capital Finance LLC See All Filings	D	2016-11-29 15:19:56 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000041 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:19:56 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Solar Energy Solutions, Inc. See All Filings	D	2016-11-29 15:11:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690736 Filed Document 0001213900-16-019014 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:11:08 UTC Type of Offering D Industry Other Energy Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Sperry Equities, LLC See All Filings	D	2016-11-29 15:01:28 UTC
Amount To Be Raised $675,000 Associated Brokers / Dealers N/A CIK Number 0001690863 Filed Document 0001690863-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 15:01:28 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
F2017 EMPLOYEE PARTICIPATION FUND LLC See All Filings	D	2016-11-29 14:56:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001688514 Filed Document 0001140361-16-088048 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:56:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Equity Resource Fund 2017 Holdings LLC See All Filings	D	2016-11-29 14:55:22 UTC
Amount To Be Raised $220,000,000 Associated Brokers / Dealers N/A CIK Number 0001688506 Filed Document 0001140361-16-088046 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:55:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexosis, Inc. See All Filings	D	2016-11-29 14:55:12 UTC
Amount To Be Raised $5,064,195 Associated Brokers / Dealers N/A CIK Number 0001645371 Filed Document 0001645371-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:55:12 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Avatar Capital Finance LLC See All Filings	D	2016-11-29 14:44:08 UTC
Amount To Be Raised $1,755,000 Associated Brokers / Dealers N/A CIK Number 0001342986 Filed Document 0001342986-16-000040 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:44:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Foster Bridge Partners LLC See All Filings	D	2016-11-29 14:42:36 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001686254 Filed Document 0001686254-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:42:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Debt
Manta Media, Inc. See All Filings	D	2016-11-29 14:41:11 UTC
Amount To Be Raised $5,000,013 Associated Brokers / Dealers N/A CIK Number 0001546494 Filed Document 0001546494-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:41:11 UTC Type of Offering D Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
KSL SV 2016 II, L.P. See All Filings	D	2016-11-29 14:35:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690274 Filed Document 0001690274-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:35:54 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Groundhog Day Broadway Limited Partnership See All Filings	D/A	2016-11-29 14:10:39 UTC
Amount To Be Raised $17,500,000 Associated Brokers / Dealers N/A CIK Number 0001660754 Filed Document 0001144204-16-136909 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:10:39 UTC Type of Offering D/A Industry Other Principal Place of Business UNITED KINGDOM Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Other
R. G. NIEDERHOFFER GLOBAL FUND, L.P. I See All Filings	D/A	2016-11-29 14:01:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001077571 Filed Document 0001315863-16-001940 Exclusions or Exemptions 506b Accepted Date 2016-11-29 14:01:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SteadyServ Technologies, LLC See All Filings	D	2016-11-29 13:58:43 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers David A. Noyes & Company and SkyTrace Ventures, LLC CIK Number 0001560163 Filed Document 0001560163-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:58:43 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Full Measure Education, Inc. See All Filings	D	2016-11-29 13:43:53 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001632325 Filed Document 0001393725-16-000274 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:43:53 UTC Type of Offering D Industry Other Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Debt
Blue Spark Technologies, Inc. See All Filings	D/A	2016-11-29 13:42:58 UTC
Amount To Be Raised $7,079,992 Associated Brokers / Dealers N/A CIK Number 0001397714 Filed Document 0001397714-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:42:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Coastal Realty Capital, LLC See All Filings	D/A	2016-11-29 13:41:42 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001557905 Filed Document 0001557905-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:41:42 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Debt
Insense Ads, Inc See All Filings	D	2016-11-29 13:39:18 UTC
Amount To Be Raised $185,700 Associated Brokers / Dealers N/A CIK Number 0001689396 Filed Document 0001689396-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:39:18 UTC Type of Offering D Industry Other Technology Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Debt
T-Rex Group, Inc. See All Filings	D	2016-11-29 13:38:39 UTC
Amount To Be Raised $10,216,667 Associated Brokers / Dealers N/A CIK Number 0001596184 Filed Document 0001596184-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:38:39 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Silver Arrow Partners, L.P. See All Filings	D/A	2016-11-29 13:29:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001464356 Filed Document 0001464356-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:29:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indica, Inc. See All Filings	D	2016-11-29 13:22:06 UTC
Amount To Be Raised $750,000 Associated Brokers / Dealers N/A CIK Number 0001690961 Filed Document 0001553350-16-002743 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:22:06 UTC Type of Offering D Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Equity
Brads App, Inc. See All Filings	D	2016-11-29 13:14:12 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001648722 Filed Document 0001648722-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:14:12 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Bergey's GMC, Inc. See All Filings	D	2016-11-29 13:03:41 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001596528 Filed Document 0001596528-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 13:03:41 UTC Type of Offering D Industry Retailing Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
POLLY PORTFOLIO, INC. See All Filings	D	2016-11-29 12:51:03 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001627618 Filed Document 0001627618-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:51:03 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets $$1 - $1,000,000 Type of Security Debt
SOLARFLARE COMMUNICATIONS INC See All Filings	D	2016-11-29 12:31:22 UTC
Amount To Be Raised $25,740,273 Associated Brokers / Dealers N/A CIK Number 0001138621 Filed Document 0001138621-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:31:22 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Securitized Products Fund Ltd See All Filings	D	2016-11-29 12:17:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690721 Filed Document 0001690721-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:17:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Timeset, Inc. See All Filings	D	2016-11-29 12:08:43 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001653754 Filed Document 0001653754-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 12:08:43 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Brevan Howard Securitized Products Fund, L.P. See All Filings	D	2016-11-29 11:46:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brevan Howard US LLC CIK Number 0001690720 Filed Document 0001690720-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:46:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ellis Road Investors, LLC See All Filings	D	2016-11-29 11:42:51 UTC
Amount To Be Raised $4,300,000 Associated Brokers / Dealers N/A CIK Number 0001690823 Filed Document 0001690823-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:42:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Investeco Sustainable Food Fund II, L.P. See All Filings	D/A	2016-11-29 11:39:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Growth Capital Services, Inc. and Intellivest Securities Inc. CIK Number 0001661817 Filed Document 0001661817-16-000010 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:39:11 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Other
FSX Holdings, LLC See All Filings	D	2016-11-29 11:34:54 UTC
Amount To Be Raised $22,000,000 Associated Brokers / Dealers N/A CIK Number 0001690830 Filed Document 0001690830-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:34:54 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harman Road Investors, LLC See All Filings	D	2016-11-29 11:30:14 UTC
Amount To Be Raised $3,940,000 Associated Brokers / Dealers N/A CIK Number 0001690815 Filed Document 0001690815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 11:30:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund