Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SHERPA FOODS, S.P.C. See All Filings	D	2016-11-30 11:05:52 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001672198 Filed Document 0001672198-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-30 11:05:52 UTC Type of Offering D Industry Other Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Grove Hill Partners Fund I, LLC See All Filings	D	2016-11-30 11:03:23 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers NONE CIK Number 0001691116 Filed Document 0001691116-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 11:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
ReliefBand Technologies LLC See All Filings	D	2016-11-30 10:57:18 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001653228 Filed Document 0001653228-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:57:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Independent Bank Group, Inc. See All Filings	D	2016-11-30 10:51:58 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers Stephens Inc. CIK Number 0001564618 Filed Document 0001564618-16-000237 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:51:58 UTC Type of Offering D Industry Commercial Banking Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Group International Real Estate Securities Fund II, L.P. See All Filings	D/A	2016-11-30 10:47:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653842 Filed Document 0001012975-16-001606 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:47:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Harbor Group International Real Estate Securities Offshore Fund Ltd. See All Filings	D/A	2016-11-30 10:43:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584155 Filed Document 0001012975-16-001605 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:43:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRYPHON PARTNERS IV-A, L.P. See All Filings	D/A	2016-11-30 10:42:44 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001650852 Filed Document 0001650852-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:42:44 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GRYPHON PARTNERS IV, L.P. See All Filings	D/A	2016-11-30 10:42:03 UTC
Amount To Be Raised $1,050,000,000 Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC, AXONIA PARTNERS, S.A.S., KONOMI, INC., GREENSTONE GROUP FZC, and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001650850 Filed Document 0001650850-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:42:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Harbor Group International Real Estate Securities Fund, L.P. See All Filings	D/A	2016-11-30 10:36:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584136 Filed Document 0001012975-16-001604 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:36:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GEM REALTY EVERGREEN FUND, L.P. See All Filings	D/A	2016-11-30 10:33:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001659111 Filed Document 0001659111-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:33:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
TraceLink, Inc. See All Filings	D	2016-11-30 10:30:48 UTC
Amount To Be Raised $51,500,000 Associated Brokers / Dealers N/A CIK Number 0001558937 Filed Document 0001625257-16-000227 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:30:48 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Engineered Propulsion Systems, Inc. See All Filings	D	2016-11-30 10:30:41 UTC
Amount To Be Raised $900,000 Associated Brokers / Dealers N/A CIK Number 0001507128 Filed Document 0001507128-16-000011 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:30:41 UTC Type of Offering D Industry Manufacturing Principal Place of Business WISCONSIN Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TCF9 Milford, MA Multifamily, LLC See All Filings	D	2016-11-30 10:26:07 UTC
Amount To Be Raised $7,690,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001690853 Filed Document 0001690853-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:26:07 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Voya Mortgage Investment Fund See All Filings	D/A	2016-11-30 10:25:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001554677 Filed Document 0001554677-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:25:34 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Complexa Inc. See All Filings	D	2016-11-30 10:12:49 UTC
Amount To Be Raised $1,400,000 Associated Brokers / Dealers N/A CIK Number 0001551369 Filed Document 0001551369-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:12:49 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Sealy Strategic Equity Partners, LP See All Filings	D/A	2016-11-30 10:05:55 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers SUSAN GITT, JASON N. SLEZAK, DORY WILEY, ROBERT MOSKWA, JOHN WILLIAMSON, RANDALL HELLER, BRIAN HERKING, BRIAN PARKER, TIMOTHY SHERER, TRAWNEGAN GALL, CHRISTOPHER DUKES, MARK TREWITT, JAMES LAMONT, PATRICK TERRY SHEA, JOEL WOODS, TERRY HARVEY, RICHARD HAMMOND, ADAM COONS, BRENTON COLLINS, BRIAN SCHWARTZ, BRUCE SUMMERER, CHRISTOPHER FESS, CHRISTOPHER HARTMAN, CHRISTOPHER HAYDEL, CRAIG BODDEN, DAVID ZUPEK, ERIK SIMMONS, GREGORY DANIEL VAN WYK, JACK R. THACKER, JR., JAY MEYER, JOEY MILLER, JOHN FERNEAU, JOHN HEROUX, JONATHAN BRACKMANN, JOSEPH MICHALETZ, LANDON KEITH KELT, JR., JAMES KEVIN JOHNSTON, KEVIN KOSLOFSKI, KEVIN MANZO, KEVIN NEVIN, JERRY LEE GREENE JR, MARK HUBER, MICHAEL JANIS, MICHAEL SEID, PHILIP ANTIA, RICHARD ROBERT MAROTZKE JR., RICKY E BIEL, ROBERT BINKOWSKI, JULIE MAINS, TERRY ALLEN HERRON, THOMAS S. ATKINS, TODD R RHINE, SEYYED VALIALLAH NASR, VINCENT ANNABLE, and WILLIAM DANNER CIK Number 0001562720 Filed Document 0001562720-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-30 10:05:55 UTC Type of Offering D/A Industry Commercial Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
PROCLARA BIOSCIENCES, INC. See All Filings	D	2016-11-30 09:51:34 UTC
Amount To Be Raised $47,000,003 Associated Brokers / Dealers N/A CIK Number 0001423173 Filed Document 0001140361-16-088139 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:51:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Greenview Group LLC See All Filings	D	2016-11-30 09:50:41 UTC
Amount To Be Raised $4,184,888 Associated Brokers / Dealers N/A CIK Number 0001689435 Filed Document 0001689435-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:50:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Equity
NuLegacy Gold Corp See All Filings	D	2016-11-30 09:49:11 UTC
Amount To Be Raised $54,689 Associated Brokers / Dealers N/A CIK Number 0001502758 Filed Document 0001502758-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:49:11 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
ClariCare, Inc. See All Filings	D/A	2016-11-30 09:44:34 UTC
Amount To Be Raised $230,000 Associated Brokers / Dealers N/A CIK Number 0001618426 Filed Document 0001618426-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:44:34 UTC Type of Offering D/A Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Athyrium Opportunities Fund III (Non-US) B LP See All Filings	D	2016-11-30 09:44:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690480 Filed Document 0001690480-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:44:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athyrium Opportunities Fund III (Non-US) A LP See All Filings	D	2016-11-30 09:43:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690481 Filed Document 0001690481-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:43:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Athyrium Opportunities Fund III LP See All Filings	D	2016-11-30 09:42:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690482 Filed Document 0001690482-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:42:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TCM Investor Series, LLC See All Filings	D	2016-11-30 09:09:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690599 Filed Document 0001690599-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 09:09:04 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
TREDICI BRYN MAWR LLC See All Filings	D	2016-11-30 08:47:47 UTC
Amount To Be Raised $1,100,001 Associated Brokers / Dealers N/A CIK Number 0001690890 Filed Document 0001690890-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:47:47 UTC Type of Offering D Industry Restaurants Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
AZTLAN Emerging & Frontier Smidcap Fund, LP See All Filings	D	2016-11-30 08:00:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690999 Filed Document 0001690999-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-30 08:00:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ares ICOF III Fund (Cayman) LP See All Filings	D	2016-11-29 21:45:35 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001684350 Filed Document 0001684350-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 21:45:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Four Rivers Partners IV, L.P. See All Filings	D	2016-11-29 20:44:56 UTC
Amount To Be Raised $87,000,000 Associated Brokers / Dealers N/A CIK Number 0001691072 Filed Document 0001691072-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:44:56 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RH Fund XIII, LLC See All Filings	D	2016-11-29 20:13:33 UTC
Amount To Be Raised $3,405,000 Associated Brokers / Dealers N/A CIK Number 0001691074 Filed Document 0001691074-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 20:13:33 UTC Type of Offering D Industry Other Real Estate Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Debt
CARBON ENGINEERING LIMITED PARTNERSHIP See All Filings	D	2016-11-29 19:56:00 UTC
Amount To Be Raised $8,936,212 Associated Brokers / Dealers N/A CIK Number 0001689156 Filed Document 0001689156-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:56:00 UTC Type of Offering D Industry Other Energy Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Silverback Therapeutics, Inc. See All Filings	D	2016-11-29 19:52:19 UTC
Amount To Be Raised $25,000 Associated Brokers / Dealers N/A CIK Number 0001671858 Filed Document 0001671858-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:52:19 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
In House LLC See All Filings	D	2016-11-29 19:03:03 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001690946 Filed Document 0001690946-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 19:03:03 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
Goldsky Global Alpha Fund, LP See All Filings	D	2016-11-29 18:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001679726 Filed Document 0001679726-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:52:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
NoveTechnologies, LLC See All Filings	D	2016-11-29 18:41:54 UTC
Amount To Be Raised $1,800,000 Associated Brokers / Dealers N/A CIK Number 0001690944 Filed Document 0001690944-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:41:54 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets $No Revenues Type of Security Debt
Xeras Medical Technologies, Inc. See All Filings	D	2016-11-29 18:29:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001639813 Filed Document 0001639813-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:29:06 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Ares ICOF III Fund (Delaware) LP See All Filings	D/A	2016-11-29 18:23:09 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Ares Investor Services LLC CIK Number 0001664549 Filed Document 0001664549-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:23:09 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP EL Dynamic Fund, L.P. See All Filings	D/A	2016-11-29 18:14:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001577558 Filed Document 0001590339-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 18:14:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR GRP 10 Fund, L.P. See All Filings	D/A	2016-11-29 17:59:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001521307 Filed Document 0001590339-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:59:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mudrick Distressed Energy Co-Investment Feeder, Ltd. See All Filings	D/A	2016-11-29 17:58:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637925 Filed Document 0000950103-16-018241 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:58:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Energy Co-Investment Feeder, L.P. See All Filings	D/A	2016-11-29 17:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637879 Filed Document 0000950103-16-018240 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:56:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund Offshore, Ltd. See All Filings	D/A	2016-11-29 17:54:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001606026 Filed Document 0000950103-16-018239 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ORTHOSENSOR, INC See All Filings	D/A	2016-11-29 17:52:11 UTC
Amount To Be Raised $1,807,041 Associated Brokers / Dealers N/A CIK Number 0001436914 Filed Document 0000897069-16-001124 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:11 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Mudrick Distressed Opportunity Fund, L.P. See All Filings	D/A	2016-11-29 17:52:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001470474 Filed Document 0000950103-16-018238 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:52:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Crosstimbers Opportunity Fund, LP See All Filings	D	2016-11-29 17:43:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683174 Filed Document 0001683174-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:43:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AQR DELTA AlphaPort 500 Fund, L.P. See All Filings	D/A	2016-11-29 17:34:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001590339 Filed Document 0001590339-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:34:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Digital Sandbox, Inc. See All Filings	D	2016-11-29 17:28:51 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001248902 Filed Document 0000913849-16-000692 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:28:51 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Phil, Inc. See All Filings	D	2016-11-29 17:23:28 UTC
Amount To Be Raised $5,495,000 Associated Brokers / Dealers N/A CIK Number 0001650812 Filed Document 0001650812-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:23:28 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
INdependent Data Management, LLC See All Filings	D	2016-11-29 17:17:46 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001562511 Filed Document 0001666752-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:17:46 UTC Type of Offering D Industry Agriculture Principal Place of Business ILLINOIS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
WRR - Madison #3 LP See All Filings	D	2016-11-29 17:12:48 UTC
Amount To Be Raised $3,005,940 Associated Brokers / Dealers N/A CIK Number 0001691079 Filed Document 0001654954-16-004385 Exclusions or Exemptions 506b Accepted Date 2016-11-29 17:12:48 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Hydropothecary Corp See All Filings	D/A	2016-11-29 16:54:32 UTC
Amount To Be Raised $10,231,000 Associated Brokers / Dealers AXIOM CAPITAL MANAGEMENT, INC. CIK Number 0001690947 Filed Document 0001209191-16-152311 Exclusions or Exemptions 506b Accepted Date 2016-11-29 16:54:32 UTC Type of Offering D/A Industry Pharmaceuticals Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt