Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Dowley Security Systems, Inc. See All Filings	D	2018-08-01 12:20:58 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001370326 Filed Document 0001370326-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:20:58 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Qeepsake, Inc. See All Filings	D	2018-08-01 12:19:42 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001717093 Filed Document 0001717093-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:19:42 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Arq Ltd See All Filings	D	2018-08-01 12:11:09 UTC
Amount To Be Raised $55,000,000 Associated Brokers / Dealers N/A CIK Number 0001637606 Filed Document 0000906318-18-000044 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:11:09 UTC Type of Offering D Industry Other Energy Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Medical 21, Inc. See All Filings	D	2018-08-01 12:00:48 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001673688 Filed Document 0001209191-18-044661 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:00:48 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
CV Special Situations Loan Fund LLC See All Filings	D	2018-08-01 12:00:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748038 Filed Document 0001748038-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 12:00:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR VISION CLEAR PATH INC. See All Filings	D/A	2018-08-01 11:57:58 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001748578 Filed Document 0001748578-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-08-01 11:57:58 UTC Type of Offering D/A Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paine Schwartz Food Chain Fund V, L.P. See All Filings	D	2018-08-01 11:51:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001748168 Filed Document 0001748168-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:51:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Protagonist Technology, LLC See All Filings	D	2018-08-01 11:40:36 UTC
Amount To Be Raised $1 Associated Brokers / Dealers N/A CIK Number 0001748618 Filed Document 0001748618-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:40:36 UTC Type of Offering D Industry Other Technology Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Formlabs Inc. See All Filings	D	2018-08-01 11:39:12 UTC
Amount To Be Raised $14,999,948 Associated Brokers / Dealers N/A CIK Number 0001535399 Filed Document 0001535399-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:39:12 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
JDCQ Solutions, LLC See All Filings	D	2018-08-01 11:36:08 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001673761 Filed Document 0001673761-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:36:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CL-MSW Liquidity Solutions Fund See All Filings	D	2018-08-01 11:33:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748653 Filed Document 0000902664-18-002996 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:33:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Equity
CLEAR VISION CLEAR PATH INC. See All Filings	D	2018-08-01 11:32:21 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001748578 Filed Document 0001748578-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-01 11:32:21 UTC Type of Offering D Industry Other Principal Place of Business GEORGIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Paine Schwartz Food Chain Fund V B, L.P. See All Filings	D	2018-08-01 11:32:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CREDIT SUISSE SECURITIES (USA) LLC CIK Number 0001748144 Filed Document 0001748144-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:32:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
TPEG RI CO-OP Investors LLC See All Filings	D	2018-08-01 11:32:02 UTC
Amount To Be Raised $5,700,000 Associated Brokers / Dealers TPEG Securities LLC CIK Number 0001748555 Filed Document 0001748555-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:32:02 UTC Type of Offering D Industry Investing Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CAPITAL PRESERVATION FUND L.P. See All Filings	D	2018-08-01 11:31:03 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Charles Sorsby CIK Number 0001035823 Filed Document 0001035823-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:31:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED STATES Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Grand Angels Venture Fund III, LLC See All Filings	D	2018-08-01 11:30:11 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001748755 Filed Document 0000905729-18-000138 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:30:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Ayas Renewables, Inc. See All Filings	D	2018-08-01 11:25:10 UTC
Amount To Be Raised $3,900,000 Associated Brokers / Dealers N/A CIK Number 0001741195 Filed Document 0001741195-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:25:10 UTC Type of Offering D Industry Other Technology Principal Place of Business ALABAMA Revenue or Assets Decline to Disclose Type of Security Debt
CCA Crossroads Holding LLC See All Filings	D	2018-08-01 11:21:47 UTC
Amount To Be Raised $16,227,893 Associated Brokers / Dealers N/A CIK Number 0001748666 Filed Document 0001748666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:21:47 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Wander Beauty Inc. See All Filings	D	2018-08-01 11:04:32 UTC
Amount To Be Raised $3,795,059 Associated Brokers / Dealers N/A CIK Number 0001704312 Filed Document 0001704312-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 11:04:32 UTC Type of Offering D Industry Retailing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
739 E MCMILLAN ST, LLC See All Filings	D	2018-08-01 10:55:54 UTC
Amount To Be Raised $5,800,000 Associated Brokers / Dealers N/A CIK Number 0001748487 Filed Document 0001748487-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:55:54 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Yield Pool III, L.P. See All Filings	D	2018-08-01 10:53:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748684 Filed Document 0001748684-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:53:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BFC-NGP-1-AVT, LLC See All Filings	D	2018-08-01 10:50:34 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001748077 Filed Document 0001748077-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:50:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Skymark Coventry, LLC See All Filings	D	2018-08-01 10:40:13 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001748742 Filed Document 0001748742-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:40:13 UTC Type of Offering D Industry Residential Principal Place of Business FLORIDA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
ADELPHI EUROPE LONG ONLY FUND LTD. See All Filings	D/A	2018-08-01 10:39:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001599929 Filed Document 0000919574-18-005031 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:39:08 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE PARTNERS, L.P. See All Filings	D/A	2018-08-01 10:37:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001145980 Filed Document 0000919574-18-005029 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:37:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
ADELPHI EUROPE FUND See All Filings	D/A	2018-08-01 10:34:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001593271 Filed Document 0000919574-18-005027 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:34:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Pura Vida SPV I, LLC See All Filings	D/A	2018-08-01 10:24:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001615286 Filed Document 0000919574-18-005025 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:24:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Black Swift Credit Opportunity Fund, LP See All Filings	D/A	2018-08-01 10:22:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001704210 Filed Document 0001704210-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:22:14 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JPMORGAN CORE BOND TRUST See All Filings	D/A	2018-08-01 10:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001460132 Filed Document 0000943663-18-000173 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:19:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Gossamer Bio, Inc. See All Filings	D	2018-08-01 10:15:34 UTC
Amount To Be Raised $230,015,000 Associated Brokers / Dealers N/A CIK Number 0001728117 Filed Document 0001140361-18-034679 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:15:34 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Monogram Country Archer Holdings III, LLC See All Filings	D	2018-08-01 10:13:11 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748249 Filed Document 0001140361-18-034678 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:13:11 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Indus Oreamnos Fund, SPC - Segregated Portfolio 1 See All Filings	D/A	2018-08-01 10:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001680740 Filed Document 0000919574-18-005021 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
JPMorgan Intermediate Bond Trust See All Filings	D/A	2018-08-01 10:09:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468038 Filed Document 0000943663-18-000172 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:09:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Indus Markor Master Fund, L.P. See All Filings	D/A	2018-08-01 10:05:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468489 Filed Document 0000919574-18-005019 Exclusions or Exemptions 506b Accepted Date 2018-08-01 10:05:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
HIG Holdings, LLC See All Filings	D	2018-08-01 09:57:31 UTC
Amount To Be Raised $259,100 Associated Brokers / Dealers N/A CIK Number 0001479577 Filed Document 0001479577-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:57:31 UTC Type of Offering D Industry Insurance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Invesco Fixed Income Trust - Invesco High Quality Mortgage Backed Securities Fund See All Filings	D	2018-08-01 09:53:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748677 Filed Document 0001748677-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-01 09:53:52 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BioMotiv, LLC See All Filings	D/A	2018-08-01 09:36:04 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001557499 Filed Document 0001557499-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:36:04 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Alstra Fund plc - Markham Rae I Fund See All Filings	D/A	2018-08-01 09:25:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001713518 Filed Document 0001713518-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:25:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
RadiusAI, Inc. See All Filings	D	2018-08-01 09:21:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747071 Filed Document 0001747071-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-01 09:21:25 UTC Type of Offering D Industry Other Technology Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Other
DECISION DIAGNOSTICS CORP See All Filings	1-A	2018-08-01 08:04:00 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001144225 Filed Document 0001078782-18-000766 Accepted Date 2018-08-01 08:04:00 UTC Type of Offering 1-A Industry SERVICES-COMPUTER PROGRAMMING SERVICES Offering Tier Tier1 Principal Place of Business CALIFORNIA Revenue or Assets $559,004 State of Jurisdiction NEVADA Type of Security Equity (common or preferred stock)
Famterra, Inc See All Filings	C/A	2018-07-31 21:58:51 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $1,070,000 CIK Number 0001739377 Filed Document 0001670254-18-000360 Accepted Date 2018-07-31 21:58:51 UTC Type of Offering C/A Security Offered Amount 100,000 Security Offered Type Other State CALIFORNIA
Legion M Entertainment, Inc. See All Filings	1-A	2018-07-31 21:49:04 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers N/A CIK Number 0001674163 Filed Document 0001144204-18-041214 Accepted Date 2018-07-31 21:49:04 UTC Type of Offering 1-A Industry SERVICES-MOTION PICTURE & VIDEO TAPE PRODUCTION Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $415,372 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Van Cleave Dry Goods LLC See All Filings	C/A	2018-07-31 21:41:16 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $350,000 CIK Number 0001739379 Filed Document 0001670254-18-000359 Accepted Date 2018-07-31 21:41:16 UTC Type of Offering C/A Security Offered Amount 50,000 Security Offered Type Other State TEXAS
Tampon Tribe, Inc. See All Filings	C	2018-07-31 21:26:44 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001687465 Filed Document 0001670254-18-000358 Accepted Date 2018-07-31 21:26:44 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State CALIFORNIA
Tryperion RE Fund III, LP See All Filings	D	2018-07-31 21:06:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001748481 Filed Document 0001748481-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 21:06:15 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Seven Stills, Inc See All Filings	C/A	2018-07-31 20:59:01 UTC
Financial Interest No Filing Platform Wefunder Portal LLC Offering Amount $1,066,360 CIK Number 0001745881 Filed Document 0001670254-18-000357 Accepted Date 2018-07-31 20:59:01 UTC Type of Offering C/A Security Offered Amount 5,000 Security Offered Type Common Stock State CALIFORNIA
Red Oak Capital Fund II, LLC See All Filings	1-A/A	2018-07-31 20:42:11 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Crescent Securities Group, Inc. CIK Number 0001742521 Filed Document 0001654954-18-008259 Accepted Date 2018-07-31 20:42:11 UTC Type of Offering 1-A/A Industry REAL ESTATE Offering Tier Tier2 Principal Place of Business MICHIGAN Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Debt
Ross Bicycles LLC See All Filings	D/A	2018-07-31 20:22:40 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001747806 Filed Document 0001747806-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-07-31 20:22:40 UTC Type of Offering D/A Industry Other Principal Place of Business NEVADA Revenue or Assets $No Revenues Type of Security Equity
SFBC Wyomissing, LLC See All Filings	C	2018-07-31 19:49:38 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $500,000 CIK Number 0001747867 Filed Document 0001670254-18-000355 Accepted Date 2018-07-31 19:49:38 UTC Type of Offering C Security Offered Amount N/A Security Offered Type Debt State PENNSYLVANIA
Dray Alliance Inc. See All Filings	D	2018-07-31 19:48:21 UTC
Amount To Be Raised $1,360,001 Associated Brokers / Dealers N/A CIK Number 0001747266 Filed Document 0001747266-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-07-31 19:48:21 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity