Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Ixthys Liquid Alpha, LP See All Filings	D/A	2018-08-02 16:18:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584972 Filed Document 0001315863-18-000614 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:18:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Physician Software Systems, LLC See All Filings	D	2018-08-02 16:15:40 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001542422 Filed Document 0001542422-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:15:40 UTC Type of Offering D Industry Other Health Care Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Ixthys Adverse Alpha, LP See All Filings	D/A	2018-08-02 16:15:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001584957 Filed Document 0001315863-18-000613 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:15:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Encore Kentucky 2018-A See All Filings	D	2018-08-02 16:09:40 UTC
Amount To Be Raised $4,272,000 Associated Brokers / Dealers N/A CIK Number 0001748958 Filed Document 0001144204-18-041670 Exclusions or Exemptions 506c Accepted Date 2018-08-02 16:09:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
Bayou City Energy Affiliate Fund III, L.P. See All Filings	D	2018-08-02 16:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748646 Filed Document 0001140361-18-035125 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:08:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
TaxToken, Inc. See All Filings	D/A	2018-08-02 16:06:21 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001743803 Filed Document 0001743803-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:06:21 UTC Type of Offering D/A Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Bayou City Energy Blocker III, LLC See All Filings	D	2018-08-02 16:05:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748651 Filed Document 0001140361-18-035122 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:05:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
2590672 Ontario Ltd. See All Filings	D	2018-08-02 16:03:30 UTC
Amount To Be Raised $35,000 Associated Brokers / Dealers N/A CIK Number 0001748018 Filed Document 0001748018-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:03:30 UTC Type of Offering D Industry Other Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Moss Point Uni-Life SMI Series, LLC See All Filings	D	2018-08-02 16:01:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers None CIK Number 0001747316 Filed Document 0001747316-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-02 16:01:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LOUISIANA Revenue or Assets Decline to Disclose Type of Security Equity
Feast & Fettle Inc. See All Filings	C	2018-08-02 16:01:49 UTC
Financial Interest The intermediary will receive a number of Crowd Notes of the issuer that is equal to two percent (2.0%) of the total number of Securities sold by the issuer in the Offering. Filing Platform First Democracy VC Offering Amount $300,000 CIK Number 0001748372 Filed Document 0001748372-18-000001 Accepted Date 2018-08-02 16:01:49 UTC Type of Offering C Security Offered Amount 50,000 Security Offered Type Other State RHODE ISLAND
Bayou City Energy III, L.P. See All Filings	D	2018-08-02 16:01:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748700 Filed Document 0001140361-18-035117 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:01:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Mi Vida Wharf, LLC See All Filings	D	2018-08-02 16:00:17 UTC
Amount To Be Raised $2,598,040 Associated Brokers / Dealers N/A CIK Number 0001743659 Filed Document 0001743659-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 16:00:17 UTC Type of Offering D Industry Restaurants Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets $No Revenues Type of Security Equity
CCP Total Return Fund I, LP See All Filings	D/A	2018-08-02 15:59:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001481768 Filed Document 0001481768-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:59:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AEI Net Lease Portfolio IX DST See All Filings	D/A	2018-08-02 15:54:52 UTC
Amount To Be Raised $22,993,000 Associated Brokers / Dealers American Portfolios Financial Service, Inc., McDermott Investment Services, LLC, Wealthforge Securities, LLC, Concorde Investment Services, LLC, DFPG Investments, Inc, HD Vest Investment Services, Lincoln Financial Advisors Corp, Lincoln Financial Securities Corp, Lighthouse Capital Group, LLC, Sigma Financial Corporation, M. H. Leblang, Inc., and Sandlapper Securities, LLC CIK Number 0001736671 Filed Document 0001736671-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:54:52 UTC Type of Offering D/A Industry Commercial Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
TaxToken, Inc. See All Filings	D	2018-08-02 15:46:01 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001743803 Filed Document 0001743803-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:46:01 UTC Type of Offering D Industry Other Technology Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Blocktree Private Opportunities LLC - Series A See All Filings	D	2018-08-02 15:45:59 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747162 Filed Document 0001747162-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:45:59 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
JANSY HOLDINGS, INC. See All Filings	D	2018-08-02 15:44:33 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001626181 Filed Document 0001626181-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:44:33 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Ares European Credit Strategies Fund IX (C), L.P. See All Filings	D	2018-08-02 15:34:06 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001748791 Filed Document 0001748791-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:34:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BCB BANCORP INC See All Filings	D	2018-08-02 15:32:23 UTC
Amount To Be Raised $33,500,000 Associated Brokers / Dealers Sandler O'Neill + Partners, L.P. CIK Number 0001228454 Filed Document 0001228454-18-000010 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:32:23 UTC Type of Offering D Industry Commercial Banking Principal Place of Business NEW JERSEY Revenue or Assets $$25,000,001 - $100,000,000 Type of Security Debt
515 Greenbriar LLC See All Filings	D	2018-08-02 15:30:19 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001748989 Filed Document 0001748989-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:30:19 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
MYWAY, INC See All Filings	C	2018-08-02 15:28:42 UTC
Financial Interest There are no further agreements intended or implied regarding this fund raise Filing Platform title3funds.com Offering Amount $900,000 CIK Number 0001732219 Filed Document 0001732219-18-000011 Accepted Date 2018-08-02 15:28:42 UTC Type of Offering C Security Offered Amount 8,000,000 Security Offered Type Common Stock State FLORIDA
1234 Prospect, LLC See All Filings	D	2018-08-02 15:27:31 UTC
Amount To Be Raised $5,300,000 Associated Brokers / Dealers N/A CIK Number 0001748064 Filed Document 0001748064-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:27:31 UTC Type of Offering D Industry Other Real Estate Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
WINPRO Diversified Income Fund, LLC See All Filings	D	2018-08-02 15:21:47 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001748904 Filed Document 0001748902-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-08-02 15:21:47 UTC Type of Offering D Industry Commercial Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Vesta Income Fund, LLC See All Filings	D	2018-08-02 15:13:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748984 Filed Document 0001748984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:13:53 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
C4 OPPORTUNITY FUND I, LLC See All Filings	D	2018-08-02 15:13:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001746281 Filed Document 0001746281-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:13:17 UTC Type of Offering D Industry Commercial Principal Place of Business NORTH CAROLINA Revenue or Assets $No Revenues Type of Security Equity
23andMe, Inc. See All Filings	D	2018-08-02 15:04:51 UTC
Amount To Be Raised $299,999,996 Associated Brokers / Dealers N/A CIK Number 0001414053 Filed Document 0001414053-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:04:51 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Aegis Special Situations Fund II LLC - Series Rideshare I See All Filings	D	2018-08-02 15:04:38 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers Aegis Capital Corp. CIK Number 0001747784 Filed Document 0001747784-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:04:38 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shaolin Capital Partners Onshore Fund, L.P. See All Filings	D/A	2018-08-02 15:03:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682216 Filed Document 0000902664-18-003015 Exclusions or Exemptions 506b Accepted Date 2018-08-02 15:03:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Fund U (Luxembourg), SCSp See All Filings	D	2018-08-02 14:58:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748499 Filed Document 0001748497-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:58:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Phoreus Biotechnology, Inc. See All Filings	D	2018-08-02 14:57:35 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001748964 Filed Document 0001748964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:57:35 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
Thoughtfull Toys, Inc. See All Filings	D	2018-08-02 14:51:58 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:51:58 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MENDON CAPITAL LLC See All Filings	D/A	2018-08-02 14:47:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001031376 Filed Document 0001031376-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:47:49 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Prospect Hotel Management, LLC See All Filings	D	2018-08-02 14:46:48 UTC
Amount To Be Raised $6,594,363 Associated Brokers / Dealers The Alberleen Group CIK Number 0001748901 Filed Document 0001748901-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:46:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
JC Capital Rutrough LLC See All Filings	D	2018-08-02 14:42:52 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001748902 Filed Document 0001748902-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:42:52 UTC Type of Offering D Industry Commercial Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
TalentSky, Inc. See All Filings	D	2018-08-02 14:36:34 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001597581 Filed Document 0001597581-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:36:34 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OOTIFY, INC. See All Filings	D	2018-08-02 14:35:02 UTC
Amount To Be Raised $165,000 Associated Brokers / Dealers N/A CIK Number 0001722629 Filed Document 0001722629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:35:02 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Vineland Investors, LLC See All Filings	D	2018-08-02 14:34:27 UTC
Amount To Be Raised $700,000 Associated Brokers / Dealers N/A CIK Number 0001746322 Filed Document 0001746322-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:34:27 UTC Type of Offering D Industry Commercial Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
UNITED BANCORP INC See All Filings	D	2018-08-02 14:31:56 UTC
Amount To Be Raised $1,258,101 Associated Brokers / Dealers United Bancorp, Inc. CIK Number 0001196969 Filed Document 0001196969-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:31:56 UTC Type of Offering D Industry Commercial Banking Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Meridian Energy Group, Inc. See All Filings	D/A	2018-08-02 14:31:37 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers CIM Securities, LLC CIK Number 0001651538 Filed Document 0001651538-18-000004 Exclusions or Exemptions 506c Accepted Date 2018-08-02 14:31:37 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Thoughtfull Toys, Inc. See All Filings	D	2018-08-02 14:30:30 UTC
Amount To Be Raised $650,000 Associated Brokers / Dealers N/A CIK Number 0001585681 Filed Document 0001585681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:30:30 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics US Middle Market Credit Fund (Luxembourg), SCSp See All Filings	D	2018-08-02 14:26:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748498 Filed Document 0001748497-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:26:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Graphite One Resources Inc. See All Filings	D/A	2018-08-02 14:16:25 UTC
Amount To Be Raised $7,221,540 Associated Brokers / Dealers N/A CIK Number 0001620742 Filed Document 0001140361-18-035076 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:16:25 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
1745 Office Holdings, LLC See All Filings	D	2018-08-02 14:10:18 UTC
Amount To Be Raised $62,500 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001748705 Filed Document 0001748705-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:10:18 UTC Type of Offering D Industry REITS and Finance Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Capital Dynamics US Middle Market Credit Investors U, SCSp See All Filings	D	2018-08-02 14:07:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748497 Filed Document 0001748497-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 14:07:00 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
August Capital VIII, L.P. See All Filings	D	2018-08-02 13:58:13 UTC
Amount To Be Raised $250,000,000 Associated Brokers / Dealers N/A CIK Number 0001747734 Filed Document 0001747734-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:58:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Simply Storage Partners REIT LLC See All Filings	D	2018-08-02 13:51:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001748678 Filed Document 0001748678-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:51:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Yorkshyre Passive Fund I, LP See All Filings	D	2018-08-02 13:50:17 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Yorkshyre Passive Fund I, LP CIK Number 0001748951 Filed Document 0001748951-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:50:17 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Simply Storage Partners REIT II LLC See All Filings	D	2018-08-02 13:49:42 UTC
Amount To Be Raised $125,000 Associated Brokers / Dealers Iroquois Capital Advisors, LLC CIK Number 0001748673 Filed Document 0001748673-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:49:42 UTC Type of Offering D Industry REITS and Finance Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Shaolin Capital Partners International Fund, Ltd. See All Filings	D/A	2018-08-02 13:44:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682217 Filed Document 0000902664-18-003013 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:44:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Qv21 Technologies, Inc. See All Filings	D	2018-08-02 13:40:31 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001581799 Filed Document 0001748618-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-02 13:40:31 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity