Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
17 TONALIST/HOT STONES, LLC See All Filings	D	2018-09-17 13:57:31 UTC
Amount To Be Raised $322,000 Associated Brokers / Dealers N/A CIK Number 0001753019 Filed Document 0001752892-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:57:31 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
Private Market Opportunity - Vista Fund II, LLC See All Filings	D	2018-09-17 13:53:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001726973 Filed Document 0001567619-18-002712 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:53:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trolley Venture Fund I, LP See All Filings	D	2018-09-17 13:51:55 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001752436 Filed Document 0001752436-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:51:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
17 AMERICAN PHAROAH/MAYBELLENE, LLC See All Filings	D	2018-09-17 13:44:28 UTC
Amount To Be Raised $199,500 Associated Brokers / Dealers N/A CIK Number 0001752892 Filed Document 0001752892-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:44:28 UTC Type of Offering D Industry Other Principal Place of Business KENTUCKY Revenue or Assets $Not Applicable Type of Security Other
OPENGATE CAPITAL PARTNERS II-A, LP See All Filings	D	2018-09-17 13:33:40 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001753200 Filed Document 0001753200-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:33:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
OPENGATE CAPITAL PARTNERS II, LP See All Filings	D	2018-09-17 13:32:35 UTC
Amount To Be Raised $450,000,000 Associated Brokers / Dealers UBS SECURITIES LLC CIK Number 0001753199 Filed Document 0001753199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:32:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
MVP 1, LP See All Filings	D/A	2018-09-17 13:19:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001660964 Filed Document 0001660964-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:19:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
WHITE OAKS ALTERNATIVE STRATEGIES FUND SP See All Filings	D/A	2018-09-17 13:13:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672801 Filed Document 0001672801-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:13:01 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Moderate Growth Fund SP See All Filings	D/A	2018-09-17 13:05:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672813 Filed Document 0001672813-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:05:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Platform Ventures Diversified Housing REIT, LLC See All Filings	1-A/A	2018-09-17 13:03:08 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001726676 Filed Document 0001144204-18-049628 Accepted Date 2018-09-17 13:03:08 UTC Type of Offering 1-A/A Industry REAL ESTATE INVESTMENT TRUSTS Offering Tier Tier2 Principal Place of Business KANSAS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
MYDA Capital LP See All Filings	D/A	2018-09-17 13:00:53 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001500949 Filed Document 0001500949-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 13:00:53 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
International Montoro Resources Inc. See All Filings	D	2018-09-17 12:57:57 UTC
Amount To Be Raised $38,420 Associated Brokers / Dealers N/A CIK Number 0001608808 Filed Document 0001176256-18-000176 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:57:57 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
WHITE OAKS AGGRESSIVE GROWTH FUND SP See All Filings	D/A	2018-09-17 12:57:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672804 Filed Document 0001672804-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:57:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BBH Wealth Strategies, LLC - Hitchwood Capital Partners Series See All Filings	D/A	2018-09-17 12:50:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652003 Filed Document 0001652003-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:50:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MYDA Advantage, L.P. See All Filings	D/A	2018-09-17 12:48:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001589840 Filed Document 0001589840-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:48:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Flexible Strategies Fund SP See All Filings	D/A	2018-09-17 12:48:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672814 Filed Document 0001672814-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:48:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
FlexGen Power Systems, Inc. See All Filings	D	2018-09-17 12:46:21 UTC
Amount To Be Raised $34,000,000 Associated Brokers / Dealers N/A CIK Number 0001650491 Filed Document 0001650491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:46:21 UTC Type of Offering D Industry Oil and Gas Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
BBH Wealth Strategies Unit Trust - Hitchwood Capital Partners Sub-Trust See All Filings	D	2018-09-17 12:45:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653311 Filed Document 0001653311-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:45:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ArcLine Alternatives Emso Long/Short Credit Fund Ltd See All Filings	D	2018-09-17 12:45:09 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752316 Filed Document 0001752316-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:45:09 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BBH Wealth Strategies, LLC - Clarkston Capital Partners Small/Mid Cap Series See All Filings	D/A	2018-09-17 12:42:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001652002 Filed Document 0001652002-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:42:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Propanc Biopharma, Inc. See All Filings	D	2018-09-17 12:39:04 UTC
Amount To Be Raised $158,000 Associated Brokers / Dealers N/A CIK Number 0001517681 Filed Document 0001493152-18-013343 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:39:04 UTC Type of Offering D Industry Biotechnology Principal Place of Business AUSTRALIA Revenue or Assets Decline to Disclose Type of Security Debt
Federated Short-Term Sterling Prime Fund, a portfolio of Federated Cash Management Funds See All Filings	D/A	2018-09-17 12:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001621629 Filed Document 0001623632-18-001124 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Freedom Fund SP See All Filings	D/A	2018-09-17 12:35:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672815 Filed Document 0001672815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:35:40 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 375, LLC See All Filings	D	2018-09-17 12:31:27 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746088 Filed Document 0001746357-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:31:27 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
AC HoldCo, Inc. See All Filings	D/A	2018-09-17 12:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001637823 Filed Document 0000899140-18-000505 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:26:58 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
White Oaks Low Volatility Fund SP See All Filings	D/A	2018-09-17 12:25:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672812 Filed Document 0001672812-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:25:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
BVC 2018 Social Impact Investor, LLC See All Filings	D	2018-09-17 12:23:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001752800 Filed Document 0001752800-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:23:24 UTC Type of Offering D Industry Other Principal Place of Business OREGON Revenue or Assets $No Revenues Type of Security Equity
MVP LS FUND LXXVI, LLC See All Filings	D	2018-09-17 12:22:43 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers MICROVENTURE MARKETPLACE, INC CIK Number 0001752656 Filed Document 0001752656-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:22:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Pooled Investment Fund
Black Diamond Funding Ventures, LLC See All Filings	D	2018-09-17 12:17:52 UTC
Amount To Be Raised $516,500 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000017 Exclusions or Exemptions 506c Accepted Date 2018-09-17 12:17:52 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
White Oaks Low Volatility Fund, LLC See All Filings	D/A	2018-09-17 12:15:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299872 Filed Document 0001299872-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:15:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Granite Mill Investments, LLC See All Filings	D/A	2018-09-17 12:12:31 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001714856 Filed Document 0001714856-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:12:31 UTC Type of Offering D/A Industry Residential Principal Place of Business NORTH CAROLINA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
White Oaks Alternative Strategies Fund, LLC See All Filings	D/A	2018-09-17 12:08:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299868 Filed Document 0001299868-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:08:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
ArcLine Alternatives Emso Long/Short Credit Fund LLC See All Filings	D	2018-09-17 12:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752871 Filed Document 0001752871-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 12:07:36 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
White Oaks Moderate Growth Fund, LLC See All Filings	D/A	2018-09-17 11:59:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299871 Filed Document 0001299871-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:59:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Balance Point Capital Partners III, L.P. See All Filings	D/A	2018-09-17 11:54:56 UTC
Amount To Be Raised $400,000,000 Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001710629 Filed Document 0001710629-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:54:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
TRC Riverview, LLC See All Filings	D	2018-09-17 11:54:37 UTC
Amount To Be Raised $2,329,937 Associated Brokers / Dealers N/A CIK Number 0001753063 Filed Document 0001753063-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:54:37 UTC Type of Offering D Industry Other Real Estate Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
RealtyShares 384, LLC See All Filings	D	2018-09-17 11:46:47 UTC
Amount To Be Raised $1,125,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001746357 Filed Document 0001746357-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:46:47 UTC Type of Offering D Industry Commercial Principal Place of Business DELAWARE Revenue or Assets $No Revenues Type of Security Equity
White Oaks Aggressive Growth Fund, LLC See All Filings	D/A	2018-09-17 11:44:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001299869 Filed Document 0001299869-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:44:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Zumper, Inc. See All Filings	D	2018-09-17 11:37:41 UTC
Amount To Be Raised $45,649,117 Associated Brokers / Dealers N/A CIK Number 0001600984 Filed Document 0001600984-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:37:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Black Diamond Funding Ventures, LLC See All Filings	D	2018-09-17 11:36:31 UTC
Amount To Be Raised $250,000 Associated Brokers / Dealers N/A CIK Number 0001750081 Filed Document 0001750081-18-000016 Exclusions or Exemptions 506c Accepted Date 2018-09-17 11:36:31 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
White Oaks Flexible Strategies Fund, LLC See All Filings	D/A	2018-09-17 11:36:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001507760 Filed Document 0001507760-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:36:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
OrderMark, Inc. See All Filings	D	2018-09-17 11:31:03 UTC
Amount To Be Raised $9,499,992 Associated Brokers / Dealers N/A CIK Number 0001709480 Filed Document 0001709480-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:31:03 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Objective Decentralized Decision System, LLC See All Filings	D	2018-09-17 11:31:01 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001753112 Filed Document 0001753112-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-17 11:31:01 UTC Type of Offering D Industry Computers Principal Place of Business WYOMING Revenue or Assets Decline to Disclose Type of Security Equity
Beta Bionics, Inc See All Filings	D/A	2018-09-17 11:25:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Piper Jaffray & Co. CIK Number 0001674632 Filed Document 0001674632-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:25:42 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Elemental Co., LLC See All Filings	D	2018-09-17 11:20:43 UTC
Amount To Be Raised $40,000 Associated Brokers / Dealers N/A CIK Number 0001753211 Filed Document 0001753211-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:20:43 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Gemini Joint Venture See All Filings	D	2018-09-17 11:17:51 UTC
Amount To Be Raised $1,551,380 Associated Brokers / Dealers N/A CIK Number 0001747648 Filed Document 0001747648-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-09-17 11:17:51 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Indiggo Associates, LLC See All Filings	D	2018-09-17 11:16:16 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001578644 Filed Document 0001578644-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:16:16 UTC Type of Offering D Industry Other Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Debt
White Oaks Freedom Fund, LLC See All Filings	D/A	2018-09-17 11:15:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001672274 Filed Document 0001672274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:15:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Plum Seed Partners, LP See All Filings	D/A	2018-09-17 11:12:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001684155 Filed Document 0001684155-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-17 11:12:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Federated Prime Private Liquidity Fund See All Filings	D/A	2018-09-17 10:55:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683473 Filed Document 0001623632-18-001123 Exclusions or Exemptions 506c Accepted Date 2018-09-17 10:55:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund