Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
LMR ALPHA RATES TRADING FUND Ltd See All Filings	D/A	2016-06-20 10:00:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001551185 Filed Document 0000919574-16-013718 Exclusions or Exemptions 506b Accepted Date 2016-06-20 10:00:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
C&W ACQUISITION, LLC See All Filings	D	2016-06-20 09:44:53 UTC
Amount To Be Raised $5,453,482 Associated Brokers / Dealers N/A CIK Number 0001676875 Filed Document 0001140361-16-070274 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:44:53 UTC Type of Offering D Industry Manufacturing Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
CBRE Project Fuso Pte. Ltd. See All Filings	D	2016-06-20 09:43:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676741 Filed Document 0001676741-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:43:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SINGAPORE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rorus Inc. See All Filings	D	2016-06-20 09:40:23 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001647700 Filed Document 0001647700-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:40:23 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Bancroft Woods, LLC See All Filings	D	2016-06-20 09:32:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001671543 Filed Document 0001671543-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:32:38 UTC Type of Offering D Industry Business Services Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
CBRE Asia Value Partners IV See All Filings	D	2016-06-20 09:16:40 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676775 Filed Document 0001676775-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:16:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business IRELAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Udeo.Me LLC See All Filings	D/A	2016-06-20 09:11:29 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001658082 Filed Document 0001658082-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:11:29 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Equity
Camox Fund See All Filings	D/A	2016-06-20 09:06:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001610494 Filed Document 0000902664-16-007392 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:06:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Argentiere Fund LP See All Filings	D/A	2016-06-20 09:04:29 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579654 Filed Document 0000902664-16-007391 Exclusions or Exemptions 506b Accepted Date 2016-06-20 09:04:29 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PREVISER CORP See All Filings	D	2016-06-20 07:34:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001395580 Filed Document 0001395580-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-20 07:34:20 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Equity
DailyRounds, Inc. See All Filings	D	2016-06-17 21:51:55 UTC
Amount To Be Raised $1,199,999 Associated Brokers / Dealers N/A CIK Number 0001676172 Filed Document 0001676172-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 21:51:55 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Boomtown Network, Inc. See All Filings	D	2016-06-17 21:01:31 UTC
Amount To Be Raised $2,130,497 Associated Brokers / Dealers N/A CIK Number 0001626160 Filed Document 0001626160-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 21:01:31 UTC Type of Offering D Industry Computers Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
CATAMOUNT FUND, LP See All Filings	D/A	2016-06-17 20:22:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001613309 Filed Document 0001562555-16-000027 Exclusions or Exemptions 506b Accepted Date 2016-06-17 20:22:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rhiza, Inc. See All Filings	D	2016-06-17 19:48:29 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001611723 Filed Document 0001611723-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 19:48:29 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Debt
Bay Area Accountable Care Network, Inc. See All Filings	D/A	2016-06-17 19:20:28 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001644662 Filed Document 0001644662-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 19:20:28 UTC Type of Offering D/A Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Lilah Beauty, Inc. See All Filings	D	2016-06-17 19:11:35 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001636154 Filed Document 0001636154-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 19:11:35 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Efficient Drivetrains, Inc See All Filings	D	2016-06-17 18:50:10 UTC
Amount To Be Raised $24,936,655 Associated Brokers / Dealers FX Consulting Solutions CIK Number 0001404989 Filed Document 0001404989-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 18:50:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
1050 LONGMORE APARTMENTS, LLLP See All Filings	D	2016-06-17 18:32:24 UTC
Amount To Be Raised $9,650,000 Associated Brokers / Dealers N/A CIK Number 0001676481 Filed Document 0001676481-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 18:32:24 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
Kineta, Inc. See All Filings	D	2016-06-17 17:51:25 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers N/A CIK Number 0001479365 Filed Document 0001479365-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:51:25 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
ABOTA LLC See All Filings	D/A	2016-06-17 17:26:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001493501 Filed Document 0000919574-16-013714 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:26:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DCCP Fund II, LP See All Filings	D	2016-06-17 17:22:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Columbus Advisory Group, Ltd CIK Number 0001676687 Filed Document 0001676687-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:22:41 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Strategic Asset Alliance Fund, L.P. See All Filings	D/A	2016-06-17 17:21:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001491301 Filed Document 0001491301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:21:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
CANDELARIA MINING CORP. See All Filings	D	2016-06-17 17:15:29 UTC
Amount To Be Raised $1,600,000 Associated Brokers / Dealers N/A CIK Number 0001611831 Filed Document 0001611831-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:15:29 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
MONOMOY CAPITAL PARTNERS III, L.P. See All Filings	D/A	2016-06-17 17:13:25 UTC
Amount To Be Raised $740,480,000 Associated Brokers / Dealers LAZARD FRERES & CO. LLC, LAZARD & CO., LIMITED, and ACALYX ADVISORS, INC. CIK Number 0001628553 Filed Document 0001628553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:13:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Bay Area Accountable Care Network, Inc. See All Filings	D	2016-06-17 17:02:53 UTC
Amount To Be Raised $4,400,000 Associated Brokers / Dealers N/A CIK Number 0001644662 Filed Document 0001644662-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:02:53 UTC Type of Offering D Industry Hospitals and Physicians Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Joliet 55 Lodging Associates EXT, LLC See All Filings	D	2016-06-17 17:02:47 UTC
Amount To Be Raised $7,100,000 Associated Brokers / Dealers N/A CIK Number 0001677175 Filed Document 0000892712-16-001721 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:02:47 UTC Type of Offering D Industry Lodging and Conventions Principal Place of Business WISCONSIN Revenue or Assets Decline to Disclose Type of Security Equity
Try the World, Inc. See All Filings	D	2016-06-17 17:02:43 UTC
Amount To Be Raised $5,932,976 Associated Brokers / Dealers N/A CIK Number 0001676832 Filed Document 0001231919-16-000046 Exclusions or Exemptions 506b Accepted Date 2016-06-17 17:02:43 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PLANO SURGERY CENTER REAL ESTATE, LLC See All Filings	D	2016-06-17 16:58:22 UTC
Amount To Be Raised $3,949,400 Associated Brokers / Dealers The Securities Group, LLC CIK Number 0001677510 Filed Document 0001677509-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:58:22 UTC Type of Offering D Industry Other Health Care Principal Place of Business TENNESSEE Revenue or Assets $No Revenues Type of Security Equity
Varde Skyway Opportunity Fund, L.P. See All Filings	D	2016-06-17 16:47:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677459 Filed Document 0000950142-16-003944 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:47:30 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Qualified Offshore Partners Ltd. See All Filings	D/A	2016-06-17 16:32:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508260 Filed Document 0001508260-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:32:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Qualified Onshore Partners LP See All Filings	D/A	2016-06-17 16:31:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001508238 Filed Document 0001508238-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:31:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Abdiel Capital LP See All Filings	D/A	2016-06-17 16:30:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362771 Filed Document 0001362771-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:30:28 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
East Coast Wholesale Portfolio DST See All Filings	D/A	2016-06-17 16:25:57 UTC
Amount To Be Raised $32,741,394 Associated Brokers / Dealers Richard S. Schwartz, Scott D. Offerman, Michael A. Bendix, Steven D. Meahan, Mark S. Gopen, Deborah E. O'Connell, Jason L. Mc Mullin, Steven M. Netzel, Silver Portal Capital, LLC, Joral T. Schmalle, David C. Grossling, William M. Swayne II, Philip G. Oleson, Gary H. Hughes, Robin L. Krolewski, and Gordon Hamilton CIK Number 0001674809 Filed Document 0001674809-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:25:57 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Sandton Credit Solutions Onshore Fund IV, LP See All Filings	D	2016-06-17 16:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677525 Filed Document 0001677525-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:19:05 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Over $100,000,000 Type of Security Pooled Investment Fund
New Horizon Opportunities Fund, LLC See All Filings	D/A	2016-06-17 16:17:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645375 Filed Document 0000905718-16-001500 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:17:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Industry Ventures Secondary VIII, L.P. See All Filings	D/A	2016-06-17 16:13:37 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers N/A CIK Number 0001665487 Filed Document 0001665487-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:13:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
New Horizon Opportunities Fund See All Filings	D/A	2016-06-17 16:13:15 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645486 Filed Document 0000905718-16-001498 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:13:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BSP Global Equity LLC See All Filings	D	2016-06-17 16:12:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001674330 Filed Document 0001140361-16-070203 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:12:21 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
486 Beacon Street Units 8 & 9 LLC See All Filings	D	2016-06-17 16:10:26 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers None CIK Number 0001677402 Filed Document 0001677402-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-17 16:10:26 UTC Type of Offering D Industry Residential Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Babson Capital Floating Rate Income Offshore Fund, Ltd. See All Filings	D/A	2016-06-17 15:59:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552462 Filed Document 0001552462-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:59:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tourmaline Equity, LLC See All Filings	D	2016-06-17 15:45:52 UTC
Amount To Be Raised $1,088,000 Associated Brokers / Dealers N/A CIK Number 0001677465 Filed Document 0001677465-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:45:52 UTC Type of Offering D Industry REITS and Finance Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Little Engine Ventures Fund 1, LP See All Filings	D	2016-06-17 15:45:43 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677506 Filed Document 0001677506-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:45:43 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
All Traffic Solutions, Inc. See All Filings	D	2016-06-17 15:41:16 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers Edward Stack CIK Number 0001676611 Filed Document 0001676611-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:41:16 UTC Type of Offering D Industry Other Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
Sun Valley Gold, Limited Partnership See All Filings	D/A	2016-06-17 15:40:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000907336 Filed Document 0000919574-16-013702 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:40:07 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business IDAHO Revenue or Assets Decline to Disclose Type of Security Equity
Sun Valley Gold International, Ltd. See All Filings	D/A	2016-06-17 15:35:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001334659 Filed Document 0000919574-16-013700 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:35:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Balanced Value Strategies, Ltd. See All Filings	D/A	2016-06-17 15:31:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001611686 Filed Document 0001611686-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:31:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AgEagle Aerial Systems Inc. See All Filings	D	2016-06-17 15:29:21 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers N/A CIK Number 0001639498 Filed Document 0001214659-16-012228 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:29:21 UTC Type of Offering D Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Debt
Turing Systematic Fund LP See All Filings	D	2016-06-17 15:26:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676915 Filed Document 0001676915-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:26:39 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION OFFSHORE FUND, LTD See All Filings	D/A	2016-06-17 15:21:20 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645247 Filed Document 0001645247-16-000006 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:21:20 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
FGI GLOBAL ASSET ALLOCATION FUND, LP See All Filings	D/A	2016-06-17 15:15:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001645248 Filed Document 0001645248-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-17 15:15:35 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund