Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
EMPIRE PETROLEUM CORP See All Filings	D	2018-09-18 13:34:26 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0000887396 Filed Document 0001072613-18-000478 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:34:26 UTC Type of Offering D Industry Oil and Gas Principal Place of Business OKLAHOMA Revenue or Assets $No Revenues Type of Security Equity
Avestar Holdings LLC See All Filings	D	2018-09-18 13:07:36 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001748262 Filed Document 0001748262-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-18 13:07:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Grand Avenue Investments LP - Series 2 See All Filings	D	2018-09-18 13:05:03 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001752314 Filed Document 0001752314-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Terrapin Farms Fund LLC See All Filings	D	2018-09-18 13:02:57 UTC
Amount To Be Raised $927,400 Associated Brokers / Dealers N/A CIK Number 0001753345 Filed Document 0001753345-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:02:57 UTC Type of Offering D Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
TekDry International, Inc. See All Filings	D/A	2018-09-18 13:01:03 UTC
Amount To Be Raised $3,661,912 Associated Brokers / Dealers N/A CIK Number 0001636546 Filed Document 0001636546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:01:03 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Nationwide BOLI Private Placement Variable Account See All Filings	D/A	2018-09-18 13:01:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joseph Sprague CIK Number 0001343394 Filed Document 0001343394-18-000008 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:01:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
BroadOak Fund IV, LLC See All Filings	D	2018-09-18 13:00:29 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001753412 Filed Document 0001753412-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 13:00:29 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Quantstamp, Inc. See All Filings	D	2018-09-18 12:59:41 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001724106 Filed Document 0001724106-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:59:41 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2018-09-18 12:55:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Joe Sprague CIK Number 0001135856 Filed Document 0001135856-18-000027 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:55:01 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Makalu International Equity Fund, L.P. See All Filings	D/A	2018-09-18 12:52:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Enclave Capital LLC CIK Number 0001662840 Filed Document 0001662840-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:52:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
InteliSecure, Inc. See All Filings	D	2018-09-18 12:51:38 UTC
Amount To Be Raised $3,435,998 Associated Brokers / Dealers N/A CIK Number 0001656752 Filed Document 0001656752-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:51:38 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
OCA CMTG LLC See All Filings	D/A	2018-09-18 12:51:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717283 Filed Document 0001717283-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:51:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Proxess, LLC See All Filings	D	2018-09-18 12:48:42 UTC
Amount To Be Raised $896,519 Associated Brokers / Dealers N/A CIK Number 0001753335 Filed Document 0001753335-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:48:42 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RECOMBINETICS, INC See All Filings	D	2018-09-18 12:48:01 UTC
Amount To Be Raised $33,510,969 Associated Brokers / Dealers N/A CIK Number 0001543926 Filed Document 0001209191-18-051362 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:48:01 UTC Type of Offering D Industry Biotechnology Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Equity
Argosy Real Estate Income & Growth I, L.P. See All Filings	D	2018-09-18 12:47:35 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001752957 Filed Document 0001752957-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:47:35 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NEPHROS INC See All Filings	D/A	2018-09-18 12:46:24 UTC
Amount To Be Raised $10,163,000 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001209191-18-051361 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:46:24 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Quantstamp, Inc. See All Filings	D	2018-09-18 12:45:18 UTC
Amount To Be Raised $50,000 Associated Brokers / Dealers N/A CIK Number 0001724106 Filed Document 0001724106-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:45:18 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Quantstamp, Inc. See All Filings	D	2018-09-18 12:43:39 UTC
Amount To Be Raised $119,962 Associated Brokers / Dealers N/A CIK Number 0001724106 Filed Document 0001724106-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:43:39 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
TradeBlock, Inc. See All Filings	D	2018-09-18 12:42:00 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001693329 Filed Document 0001693329-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:42:00 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Dizzion, Inc. See All Filings	D	2018-09-18 12:37:53 UTC
Amount To Be Raised $3,780,750 Associated Brokers / Dealers N/A CIK Number 0001553455 Filed Document 0001553455-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:37:53 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Amplify Partners III, L.P. See All Filings	D	2018-09-18 12:33:06 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers N/A CIK Number 0001730737 Filed Document 0001730737-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:33:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Transatlantic Real Estate LLC See All Filings	C/A	2018-09-18 12:30:55 UTC
Financial Interest None Filing Platform truCrowd, Inc Offering Amount $1,070,000 CIK Number 0001751443 Filed Document 0001751443-18-000002 Accepted Date 2018-09-18 12:30:55 UTC Type of Offering C/A Security Offered Amount N/A Security Offered Type Debt State MICHIGAN
Empery Tax Efficient II LP See All Filings	D/A	2018-09-18 12:24:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001620313 Filed Document 0001620313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:24:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
BridgeInvest Specialty Credit Fund II, LLLP See All Filings	D	2018-09-18 12:14:44 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753337 Filed Document 0001753337-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:14:44 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Filevine, Inc. See All Filings	D	2018-09-18 12:06:39 UTC
Amount To Be Raised $6,952,434 Associated Brokers / Dealers N/A CIK Number 0001711637 Filed Document 0001711637-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 12:06:39 UTC Type of Offering D Industry Other Technology Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
Leap Services, Inc. See All Filings	D/A	2018-09-18 11:56:20 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001752633 Filed Document 0001752633-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:56:20 UTC Type of Offering D/A Industry Other Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Crescent Capital Holdings, LLC See All Filings	D	2018-09-18 11:52:31 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001753343 Filed Document 0001753343-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-18 11:52:31 UTC Type of Offering D Industry Residential Principal Place of Business COLORADO Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Solis FL Investors I LP See All Filings	D	2018-09-18 11:45:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers RealCadre LLC CIK Number 0001753296 Filed Document 0001753296-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:45:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Trichome Financial Corp. See All Filings	D	2018-09-18 11:45:48 UTC
Amount To Be Raised $1,255,928 Associated Brokers / Dealers PRIMARY CAPITAL INC. CIK Number 0001746447 Filed Document 0001746447-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:45:48 UTC Type of Offering D Industry Investing Principal Place of Business ONTARIO, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Malomo, Inc. See All Filings	D	2018-09-18 11:44:32 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001753356 Filed Document 0001753356-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:44:32 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets Decline to Disclose Type of Security Equity
Arundel Long Fund LP See All Filings	D/A	2018-09-18 11:36:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001504214 Filed Document 0000919574-18-006226 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:36:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Assurity Energy Holdings, LLC See All Filings	D/A	2018-09-18 11:31:15 UTC
Amount To Be Raised $3,500,000 Associated Brokers / Dealers N/A CIK Number 0001609750 Filed Document 0001209191-18-051348 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:31:15 UTC Type of Offering D/A Industry Investing Principal Place of Business NORTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
PSW Urban Homes, LP See All Filings	D	2018-09-18 11:29:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001607375 Filed Document 0001607375-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:29:49 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Arundel Hedged Fund LP See All Filings	D/A	2018-09-18 11:19:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001476703 Filed Document 0000919574-18-006225 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:19:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Specialty Renal Products, Inc. See All Filings	D	2018-09-18 11:16:23 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001752884 Filed Document 0001209191-18-051345 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:16:23 UTC Type of Offering D Industry Biotechnology Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
DMI Westgate, LLC See All Filings	D/A	2018-09-18 11:15:46 UTC
Amount To Be Raised $3,600,000 Associated Brokers / Dealers Nobles & Richards, Inc. CIK Number 0001748021 Filed Document 0001748021-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 11:15:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
1992 Multi-Strategy Fund, L.P. See All Filings	D/A	2018-09-18 10:52:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), UBS FINANCIAL SERVICES INC., JPMORGAN DISTRIBUTION SERVICES, INC. ("JPMDS"), and J.P. Morgan Institutional Investments Inc. ("JPMII") CIK Number 0001327788 Filed Document 0000899140-18-000510 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:52:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Multi-Strategy Fund Corp See All Filings	D/A	2018-09-18 10:51:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), Johnson Capital, LLC ("Johnson Capital"), NEWEDGE USA, LLC ("Newedge"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. ("UBS") CIK Number 0000931921 Filed Document 0000899140-18-000509 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:51:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
1992 Multi-Strategy Institutional Fund, Ltd. See All Filings	D/A	2018-09-18 10:50:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Securities LLC ("JPM"), NEWEDGE USA, LLC ("Newedge"), J.P. Morgan Institutional Investments Inc. ("JPMII"), and UBS FINANCIAL SERVICES INC. ("UBS") CIK Number 0001517923 Filed Document 0000899140-18-000508 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:50:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
576 Growth Fund, LP See All Filings	D/A	2018-09-18 10:49:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001717316 Filed Document 0001717316-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:49:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TENNESSEE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Carillon Tower Series Hedge Fund, LLC - ClariVest Microcap Market Neutral Series See All Filings	D/A	2018-09-18 10:47:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Raymond James & Associates CIK Number 0001651777 Filed Document 0000897069-18-000548 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:47:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Global Unity Fund LP See All Filings	D	2018-09-18 10:45:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753338 Filed Document 0001753338-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-09-18 10:45:45 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Neon Liberty Wei Ji Master Fund LP See All Filings	D/A	2018-09-18 10:44:16 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463727 Filed Document 0001315863-18-000737 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:44:16 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund, Ltd. See All Filings	D/A	2018-09-18 10:43:38 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472017 Filed Document 0001315863-18-000736 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:43:38 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Wei Ji Fund LP See All Filings	D/A	2018-09-18 10:42:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001463726 Filed Document 0001315863-18-000735 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:42:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
DELTA CHASE, LLC See All Filings	D	2018-09-18 10:42:53 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001752991 Filed Document 0001752991-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:42:53 UTC Type of Offering D Industry Other Health Care Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Master Fund LP See All Filings	D/A	2018-09-18 10:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678416 Filed Document 0001315863-18-000734 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:42:18 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund Ltd. See All Filings	D/A	2018-09-18 10:41:30 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472016 Filed Document 0001315863-18-000733 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:41:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Lorikeet Fund LP See All Filings	D/A	2018-09-18 10:37:56 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472015 Filed Document 0001315863-18-000732 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:37:56 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Neon Liberty Emerging Markets Fund Ltd. See All Filings	D/A	2018-09-18 10:37:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001472018 Filed Document 0001315863-18-000731 Exclusions or Exemptions 506b Accepted Date 2018-09-18 10:37:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity