Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Growers Holdings, Inc. See All Filings	D	2018-08-06 14:40:06 UTC
Amount To Be Raised $4,999,997 Associated Brokers / Dealers N/A CIK Number 0001649992 Filed Document 0001649992-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:40:06 UTC Type of Offering D Industry Agriculture Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
CubeWorks, Inc. See All Filings	D	2018-08-06 14:38:02 UTC
Amount To Be Raised $3,474,345 Associated Brokers / Dealers N/A CIK Number 0001689341 Filed Document 0001689341-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:38:02 UTC Type of Offering D Industry Other Technology Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Ikigai Media Properties, LLC See All Filings	D	2018-08-06 14:31:52 UTC
Amount To Be Raised $30,000 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:31:52 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
BIC TEI Investors LLC See All Filings	D	2018-08-06 14:29:06 UTC
Amount To Be Raised $9,440,000 Associated Brokers / Dealers Time Equities Securities, Arete Wealth Management, and Accretive Wealth Management CIK Number 0001748959 Filed Document 0001748959-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:29:06 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
DNotes Global, Inc. See All Filings	D	2018-08-06 14:25:35 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001747643 Filed Document 0001747643-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-06 14:25:35 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets $No Revenues Type of Security Equity
First Capital Bancorp, Inc./KY See All Filings	D	2018-08-06 14:17:44 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001749199 Filed Document 0001749199-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:17:44 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Lumina Gold Corp. See All Filings	D	2018-08-06 14:17:30 UTC
Amount To Be Raised $819,530 Associated Brokers / Dealers Haywood Securities (USA) Inc. CIK Number 0001693232 Filed Document 0001693232-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:17:30 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
EP Acquisition Fund L.P. See All Filings	D/A	2018-08-06 14:15:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001622593 Filed Document 0000899140-18-000468 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:15:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GIST Technology Inc. See All Filings	D	2018-08-06 14:13:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747783 Filed Document 0001747783-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:13:46 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
LG RT Portfolio I, LLC See All Filings	D	2018-08-06 14:12:41 UTC
Amount To Be Raised $18,850,000 Associated Brokers / Dealers N/A CIK Number 0001748340 Filed Document 0001748340-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:12:41 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Baron Emerging Markets Fund Ltd. See All Filings	D/A	2018-08-06 14:12:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682136 Filed Document 0000950103-18-009434 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:12:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ClubUp, LLC See All Filings	D	2018-08-06 14:08:28 UTC
Amount To Be Raised $1,500,750 Associated Brokers / Dealers N/A CIK Number 0001681666 Filed Document 0001681666-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 14:08:28 UTC Type of Offering D Industry Other Technology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
FI Navigator Corp See All Filings	D	2018-08-06 13:56:05 UTC
Amount To Be Raised $2,499,994 Associated Brokers / Dealers N/A CIK Number 0001656754 Filed Document 0001656754-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:56:05 UTC Type of Offering D Industry Computers Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Vesper Technologies Inc. See All Filings	D/A	2018-08-06 13:46:30 UTC
Amount To Be Raised $25,905,974 Associated Brokers / Dealers N/A CIK Number 0001690361 Filed Document 0001690361-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:46:30 UTC Type of Offering D/A Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Employee Fund, LLC See All Filings	D/A	2018-08-06 13:32:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001585183 Filed Document 0001585183-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:32:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Factom, Inc. See All Filings	D	2018-08-06 13:26:44 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001660928 Filed Document 0001660928-18-000002 Exclusions or Exemptions 506c Accepted Date 2018-08-06 13:26:44 UTC Type of Offering D Industry Other Technology Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
California Extraction Ventures Inc. See All Filings	D	2018-08-06 13:24:24 UTC
Amount To Be Raised $2,560,998 Associated Brokers / Dealers none CIK Number 0001704378 Filed Document 0001704378-18-000007 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:24:24 UTC Type of Offering D Industry Manufacturing Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Surterra Holdings, Inc./DE See All Filings	D	2018-08-06 13:08:22 UTC
Amount To Be Raised $65,000,000 Associated Brokers / Dealers N/A CIK Number 0001749034 Filed Document 0001445866-18-000790 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:08:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Phoenix MAG, Ltd. See All Filings	D/A	2018-08-06 13:06:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681590 Filed Document 0001681590-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:06:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
KawiSafi Ventures Ltd See All Filings	D/A	2018-08-06 13:05:53 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001669377 Filed Document 0001669377-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 13:05:53 UTC Type of Offering D/A Industry Investing Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Factal, Inc. See All Filings	D	2018-08-06 12:59:11 UTC
Amount To Be Raised $1,200,001 Associated Brokers / Dealers N/A CIK Number 0001749065 Filed Document 0001749065-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:59:11 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Ennelin Ltd See All Filings	D	2018-08-06 12:54:05 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001749115 Filed Document 0001749115-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:54:05 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
Gotham Tax Enhanced Neutral Fund, LP See All Filings	D	2018-08-06 12:52:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746690 Filed Document 0001746690-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:52:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
IRG Sandrock Holdings LP See All Filings	D/A	2018-08-06 12:44:23 UTC
Amount To Be Raised $4,500,000 Associated Brokers / Dealers None CIK Number 0001747729 Filed Document 0001747729-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:44:23 UTC Type of Offering D/A Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Evarians, Inc See All Filings	C	2018-08-06 12:41:06 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $1,070,000 CIK Number 0001745257 Filed Document 0001665160-18-000789 Accepted Date 2018-08-06 12:41:06 UTC Type of Offering C Security Offered Amount 10,000 Security Offered Type Other State CALIFORNIA
Kimpact Evergreen Real Estate Investment Fund, LP See All Filings	D/A	2018-08-06 12:32:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681958 Filed Document 0001681958-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:32:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citrus Center TEI Investors LLC See All Filings	D	2018-08-06 12:28:38 UTC
Amount To Be Raised $4,825,000 Associated Brokers / Dealers Time Equities Securities LLC CIK Number 0001748963 Filed Document 0001748963-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:28:38 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Gotham Tax Enhanced Long Fund, LP See All Filings	D	2018-08-06 12:19:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Merrill Lynch, Pierce, Fenner & Smith Incorporated CIK Number 0001746681 Filed Document 0001746681-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:19:33 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ABAKKUS GROWTH FUND See All Filings	D	2018-08-06 12:13:06 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers IIFL Capital Inc. CIK Number 0001745840 Filed Document 0001745840-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:13:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business INDIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HACKENSACK APARTMENTS, LLC See All Filings	D	2018-08-06 12:08:26 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers N/A CIK Number 0001747956 Filed Document 0001747956-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:08:26 UTC Type of Offering D Industry Residential Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
CITIC Capital China Partners IV, L.P. See All Filings	D	2018-08-06 12:03:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Freres & Co. LLC CIK Number 0001747950 Filed Document 0001747950-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:03:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Intelligent Fingerprinting Ltd See All Filings	D	2018-08-06 12:02:17 UTC
Amount To Be Raised $1,454,209 Associated Brokers / Dealers N/A CIK Number 0001540191 Filed Document 0001540191-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 12:02:17 UTC Type of Offering D Industry Other Technology Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Equity
InfraVia European Fund IV SCSp See All Filings	D	2018-08-06 11:54:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001746287 Filed Document 0000919574-18-005141 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:54:10 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business LUXEMBOURG Revenue or Assets Decline to Disclose Type of Security Equity
Equity Lending Fund I, LLC See All Filings	D/A	2018-08-06 11:50:06 UTC
Amount To Be Raised $75,000,000 Associated Brokers / Dealers N/A CIK Number 0001701241 Filed Document 0001701241-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:50:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Equity
EIE Materials, Inc. See All Filings	D/A	2018-08-06 11:49:35 UTC
Amount To Be Raised $3,442,443 Associated Brokers / Dealers N/A CIK Number 0001679439 Filed Document 0001679439-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:49:35 UTC Type of Offering D/A Industry Other Technology Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Paragon Bioservices, Inc. See All Filings	D	2018-08-06 11:45:22 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001623394 Filed Document 0001014100-18-000043 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:45:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Body Iron, LLC See All Filings	D	2018-08-06 11:44:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749190 Filed Document 0001749190-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:44:22 UTC Type of Offering D Industry Retailing Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Eckard Global, LLC See All Filings	D	2018-08-06 11:38:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:38:40 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Toro Investors I, LP See All Filings	D/A	2018-08-06 11:36:41 UTC
Amount To Be Raised $1,150,000 Associated Brokers / Dealers N/A CIK Number 0001524913 Filed Document 0001524913-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:36:41 UTC Type of Offering D/A Industry Other Principal Place of Business KANSAS Revenue or Assets Decline to Disclose Type of Security Equity
D1 Healthcare, LLC See All Filings	D	2018-08-06 11:14:08 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749173 Filed Document 0001749173-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:14:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Gabriel, Roeder, Smith & Co Holdings, Inc. See All Filings	D	2018-08-06 11:12:51 UTC
Amount To Be Raised $86,954 Associated Brokers / Dealers N/A CIK Number 0001682362 Filed Document 0001682362-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 11:12:51 UTC Type of Offering D Industry Other Principal Place of Business MICHIGAN Revenue or Assets Decline to Disclose Type of Security Equity
Restoration & Recovery Holdings, LLC See All Filings	D	2018-08-06 10:49:52 UTC
Amount To Be Raised $47,140,000 Associated Brokers / Dealers N/A CIK Number 0001748052 Filed Document 0001748052-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:49:52 UTC Type of Offering D Industry Other Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
Airavat Capital Holdings See All Filings	D	2018-08-06 10:44:14 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748750 Filed Document 0001748750-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:44:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Capital Dynamics US Middle Market Credit Fund (Delaware), L.P. See All Filings	D	2018-08-06 10:32:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001749114 Filed Document 0001749114-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:32:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
FRANKLIN BANCORP INC See All Filings	D	2018-08-06 10:27:17 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0000709955 Filed Document 0001144204-18-042037 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:27:17 UTC Type of Offering D Industry Commercial Banking Principal Place of Business KENTUCKY Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Debt
HF Retail Income Fund, LLC See All Filings	D	2018-08-06 10:20:22 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001749120 Filed Document 0001749120-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:20:22 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Progressive India Fund See All Filings	D/A	2018-08-06 10:11:21 UTC
Amount To Be Raised $4,750,000 Associated Brokers / Dealers N/A CIK Number 0001553275 Filed Document 0001553275-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:11:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business MAURITIUS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Cordillera Investment Fund II, L.P. See All Filings	D	2018-08-06 10:07:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001748188 Filed Document 0001748188-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:07:25 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PRECEPT INTERNATIONAL FUND LTD See All Filings	D/A	2018-08-06 10:06:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001121706 Filed Document 0001121706-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 10:06:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
Precept Credit Opportunities Fund, L.P. See All Filings	D/A	2018-08-06 09:57:00 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001635664 Filed Document 0001635664-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 09:57:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity