Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Incubar LLC See All Filings	D/A	2018-09-18 19:03:56 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001730760 Filed Document 0001730760-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 19:03:56 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Atreca, Inc. See All Filings	D	2018-09-18 18:55:58 UTC
Amount To Be Raised $124,999,979 Associated Brokers / Dealers Cowen and Company, LLC CIK Number 0001532346 Filed Document 0001532346-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:55:58 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quantiphi, Inc. See All Filings	D	2018-09-18 18:51:00 UTC
Amount To Be Raised $3,410,000 Associated Brokers / Dealers N/A CIK Number 0001753304 Filed Document 0001753304-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:51:00 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
A-CGN-22-PR-Fund, a series of Survival Economics Companies Investments, LLC See All Filings	D	2018-09-18 18:50:06 UTC
Amount To Be Raised $82,537 Associated Brokers / Dealers N/A CIK Number 0001747249 Filed Document 0001752341-18-000025 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:50:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PSW Real Estate, LLC See All Filings	D/A	2018-09-18 18:45:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001683830 Filed Document 0001683830-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:45:34 UTC Type of Offering D/A Industry Construction Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
BDR URBAN 7 LLC See All Filings	D	2018-09-18 18:43:27 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001753546 Filed Document 0001753546-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:43:27 UTC Type of Offering D Industry Residential Principal Place of Business WASHINGTON Revenue or Assets $No Revenues Type of Security Equity
GW Apps, Inc. See All Filings	D/A	2018-09-18 18:42:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001741419 Filed Document 0001741419-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:42:42 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Virtuix Holdings Inc. See All Filings	D/A	2018-09-18 18:41:08 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers SI Securities, LLC CIK Number 0001606242 Filed Document 0001209191-18-051570 Exclusions or Exemptions 506c Accepted Date 2018-09-18 18:41:08 UTC Type of Offering D/A Industry Computers Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Fund EQ-XRW, a series of Equidate Investments, LLC See All Filings	D/A	2018-09-18 18:41:00 UTC
Amount To Be Raised $1,889,050 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001740746 Filed Document 0001752341-18-000024 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:41:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
M&D Irving, LLC See All Filings	D	2018-09-18 18:30:13 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001753411 Filed Document 0001753405-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:30:13 UTC Type of Offering D Industry Commercial Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Plum Apt Venture, LLC See All Filings	D	2018-09-18 18:16:31 UTC
Amount To Be Raised $6,160,000 Associated Brokers / Dealers N/A CIK Number 0001753425 Filed Document 0001753425-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:16:31 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Sila Nanotechnologies, Inc. See All Filings	D	2018-09-18 18:12:27 UTC
Amount To Be Raised $72,456,345 Associated Brokers / Dealers N/A CIK Number 0001530888 Filed Document 0001530888-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:12:27 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nishkama Capital Offshore Fund Ltd. See All Filings	D/A	2018-09-18 18:00:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Candlewood Securities, LLC CIK Number 0001702083 Filed Document 0001702083-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 18:00:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:58:24 UTC
Amount To Be Raised $2,105,861 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001752341-18-000023 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:58:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nishkama Capital Fund LP See All Filings	D/A	2018-09-18 17:56:05 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001576917 Filed Document 0001576917-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:56:05 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
First Mile Investments LLC See All Filings	D/A	2018-09-18 17:54:24 UTC
Amount To Be Raised $4,328,053 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001710028 Filed Document 0001752341-18-000022 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:54:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Ikigai Media Properties, LLC See All Filings	D	2018-09-18 17:52:21 UTC
Amount To Be Raised $30,100 Associated Brokers / Dealers N/A CIK Number 0001686293 Filed Document 0001686293-18-000007 Exclusions or Exemptions 504 and 506b Accepted Date 2018-09-18 17:52:21 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Collective Parks- Tanglewood Holding LLC See All Filings	D	2018-09-18 17:39:59 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers N/A CIK Number 0001753405 Filed Document 0001753405-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:39:59 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
GUGGENHEIM CAPITAL LLC See All Filings	D	2018-09-18 17:35:36 UTC
Amount To Be Raised $21,000,000 Associated Brokers / Dealers N/A CIK Number 0001283072 Filed Document 0001172661-18-001745 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:35:36 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
IL Villaggio at San Luis Obispo, LLC See All Filings	D/A	2018-09-18 17:34:17 UTC
Amount To Be Raised $5,250,000 Associated Brokers / Dealers N/A CIK Number 0001682820 Filed Document 0001682820-18-000004 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:34:17 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Equity
Mobius Imaging, LLC See All Filings	D	2018-09-18 17:30:23 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers Healthios Capital Markets, LLC CIK Number 0001745818 Filed Document 0001104659-18-057484 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:30:23 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
Fund EQ-SDL, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:27:12 UTC
Amount To Be Raised $379,235 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001689620 Filed Document 0001752341-18-000020 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:27:12 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Busniess Lines Corp See All Filings	1-A POS	2018-09-18 17:23:35 UTC
Amount To Be Raised $15,000,000 Associated Brokers / Dealers N/A CIK Number 0001712534 Filed Document 0001712534-18-000005 Accepted Date 2018-09-18 17:23:35 UTC Type of Offering 1-A POS Industry TRANSPORTATION SERVICES Offering Tier Tier2 Principal Place of Business ILLINOIS Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
OrgHarvest, Inc. See All Filings	1-A/A	2018-09-18 17:22:56 UTC
Amount To Be Raised $16,750,000 Associated Brokers / Dealers N/A CIK Number 0001054476 Filed Document 0001144204-18-049880 Accepted Date 2018-09-18 17:22:56 UTC Type of Offering 1-A/A Industry NON-OPERATING ESTABLISHMENTS Offering Tier Tier1 Principal Place of Business NEVADA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Fund EQ-QRK, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 17:22:36 UTC
Amount To Be Raised $1,673,700 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728388 Filed Document 0001752341-18-000019 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:22:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORIGINCLEAR, INC. See All Filings	D	2018-09-18 17:21:23 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001419793 Filed Document 0001213900-18-012711 Exclusions or Exemptions 506c Accepted Date 2018-09-18 17:21:23 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Demand Driven Technologies, Inc. See All Filings	D	2018-09-18 17:21:18 UTC
Amount To Be Raised $1,050,000 Associated Brokers / Dealers N/A CIK Number 0001695830 Filed Document 0001695830-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:21:18 UTC Type of Offering D Industry Other Technology Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Other
Eckard Global, LLC See All Filings	D	2018-09-18 17:17:55 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001551756 Filed Document 0001551756-18-000011 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:17:55 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
NEPHROS INC See All Filings	D/A	2018-09-18 17:16:18 UTC
Amount To Be Raised $2,436,000 Associated Brokers / Dealers N/A CIK Number 0001196298 Filed Document 0001209191-18-051505 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:16:18 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Security To Be Acquired
Thor Explorations Ltd. See All Filings	D	2018-09-18 17:15:36 UTC
Amount To Be Raised $2,736,978 Associated Brokers / Dealers Sprott Capital Partners, a Division of Sprott Private Wealth LP CIK Number 0001753512 Filed Document 0001567619-18-002831 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:15:36 UTC Type of Offering D Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets Decline to Disclose Type of Security Equity
Joy Life, Inc. See All Filings	D	2018-09-18 17:15:05 UTC
Amount To Be Raised $15,552,333 Associated Brokers / Dealers N/A CIK Number 0001687988 Filed Document 0001687988-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:15:05 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Elegance Spirits, Inc. See All Filings	1-A/A	2018-09-18 17:14:59 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001745449 Filed Document 0001477932-18-004549 Accepted Date 2018-09-18 17:14:59 UTC Type of Offering 1-A/A Industry BEVERAGES Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security E
LeadScorz Inc. See All Filings	D	2018-09-18 17:10:48 UTC
Amount To Be Raised $864,000 Associated Brokers / Dealers N/A CIK Number 0001753313 Filed Document 0001753313-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:10:48 UTC Type of Offering D Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Stacked Sidecar Fund I, LLC See All Filings	D	2018-09-18 17:05:55 UTC
Amount To Be Raised $8,000,010 Associated Brokers / Dealers N/A CIK Number 0001753031 Filed Document 0001753017-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:05:55 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
VIVA MAX LLC See All Filings	D	2018-09-18 17:05:47 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001753529 Filed Document 0001753529-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:05:47 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Stacked Holdco, LLC See All Filings	D	2018-09-18 17:03:23 UTC
Amount To Be Raised $15,291,001 Associated Brokers / Dealers N/A CIK Number 0001753017 Filed Document 0001753017-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 17:03:23 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JTB, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 16:55:24 UTC
Amount To Be Raised $15,449,702 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001692236 Filed Document 0001752341-18-000017 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:55:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Heartland Income Properties, LLC See All Filings	D	2018-09-18 16:54:28 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001753363 Filed Document 0001445866-18-000936 Exclusions or Exemptions 506c Accepted Date 2018-09-18 16:54:28 UTC Type of Offering D Industry Commercial Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
Victory Foods Holdings PBC See All Filings	D	2018-09-18 16:53:31 UTC
Amount To Be Raised $1,729,752 Associated Brokers / Dealers N/A CIK Number 0001753016 Filed Document 0001753016-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:53:31 UTC Type of Offering D Industry Manufacturing Principal Place of Business KENTUCKY Revenue or Assets Decline to Disclose Type of Security Equity
Fountain Therapeutics, Inc. See All Filings	D/A	2018-09-18 16:52:59 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001739815 Filed Document 0001739815-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:52:59 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2018-09-18 16:39:26 UTC
Amount To Be Raised $3,378,720 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001752341-18-000016 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:39:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA US Middle Market Buyout Fund IX, a sub-fund of Portfolio Advisors ICAV See All Filings	D/A	2018-09-18 16:33:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers EBW CAPITAL LIMITED CIK Number 0001737118 Filed Document 0001714769-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:33:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund LLC See All Filings	D/A	2018-09-18 16:32:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001468448 Filed Document 0001486836-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:32:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NM Beeline Co-Invest, L.P. See All Filings	D	2018-09-18 16:31:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753198 Filed Document 0001753198-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:31:13 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Citadel Global Equities Fund Ltd. See All Filings	D/A	2018-09-18 16:30:39 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001486836 Filed Document 0001486836-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:30:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PA Co-Investment Fund III (Offshore), L.P. See All Filings	D/A	2018-09-18 16:29:13 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers LYTTON FINANCIAL INC. and EQUUS FINANCIAL CONSULTING LLC CIK Number 0001714769 Filed Document 0001714769-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:29:13 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Morpheus AA International SP See All Filings	D	2018-09-18 16:27:02 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001753511 Filed Document 0001753514-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:27:02 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HERMES TOPCO, LLC See All Filings	D	2018-09-18 16:26:04 UTC
Amount To Be Raised $72,257,035 Associated Brokers / Dealers N/A CIK Number 0001752305 Filed Document 0001752305-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:26:04 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Timbers, LLC See All Filings	D	2018-09-18 16:24:31 UTC
Amount To Be Raised $10,200,000 Associated Brokers / Dealers N/A CIK Number 0001753515 Filed Document 0001753515-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:24:31 UTC Type of Offering D Industry Commercial Principal Place of Business OHIO Revenue or Assets Decline to Disclose Type of Security Equity
A-CFW-11-Fund, a series of AX-ArSe-Funds, LLC See All Filings	D	2018-09-18 16:24:18 UTC
Amount To Be Raised $910,500 Associated Brokers / Dealers N/A CIK Number 0001751219 Filed Document 0001752341-18-000015 Exclusions or Exemptions 506b Accepted Date 2018-09-18 16:24:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund