Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Thetis Pharmaceuticals LLC See All Filings	D	2018-08-07 11:16:22 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001528491 Filed Document 0001528491-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:16:22 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Debt
Van Leeuwen Ice Cream LLC See All Filings	D	2018-08-07 11:08:29 UTC
Amount To Be Raised $4,700,000 Associated Brokers / Dealers N/A CIK Number 0001730008 Filed Document 0001730008-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:29 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Lacerta Therapeutics, Inc. See All Filings	D	2018-08-07 11:08:09 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001748465 Filed Document 0000897069-18-000496 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:09 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
Namely, Inc. See All Filings	D	2018-08-07 11:08:01 UTC
Amount To Be Raised $60,000,000 Associated Brokers / Dealers N/A CIK Number 0001539122 Filed Document 0001539122-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:08:01 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Sandbar Fund Ltd See All Filings	D	2018-08-07 11:06:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001747587 Filed Document 0000902664-18-003029 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:06:47 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lacerta Therapeutics, Inc. See All Filings	D	2018-08-07 11:05:21 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers N/A CIK Number 0001748465 Filed Document 0000897069-18-000495 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:05:21 UTC Type of Offering D Industry Biotechnology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Debt
Fresenius Medical Care Germantown, LLC See All Filings	D	2018-08-07 11:00:18 UTC
Amount To Be Raised $4,714,357 Associated Brokers / Dealers N/A CIK Number 0001746434 Filed Document 0001461373-18-000038 Exclusions or Exemptions 506b Accepted Date 2018-08-07 11:00:18 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Subba Media Inc See All Filings	C/A	2018-08-07 10:59:18 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001722793 Filed Document 0001669191-18-000372 Accepted Date 2018-08-07 10:59:18 UTC Type of Offering C/A Security Offered Amount 100 Security Offered Type Common Stock State DELAWARE
Home Key, Inc. See All Filings	D	2018-08-07 10:54:08 UTC
Amount To Be Raised $200,000 Associated Brokers / Dealers N/A CIK Number 0001749379 Filed Document 0001749379-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-07 10:54:08 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
PropertyClub, Inc. See All Filings	C/A	2018-08-07 10:53:56 UTC
Financial Interest None. Filing Platform NetCapital Funding Portal Inc. Offering Amount $1,070,000 CIK Number 0001743467 Filed Document 0001669191-18-000369 Accepted Date 2018-08-07 10:53:56 UTC Type of Offering C/A Security Offered Amount 160 Security Offered Type Common Stock State NEW YORK
Valara Partners, LP See All Filings	D/A	2018-08-07 10:51:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001377658 Filed Document 0001377658-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:51:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rx.Health, Inc. See All Filings	D	2018-08-07 10:51:12 UTC
Amount To Be Raised $1,880,000 Associated Brokers / Dealers N/A CIK Number 0001749325 Filed Document 0001144204-18-042287 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:51:12 UTC Type of Offering D Industry Other Health Care Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
EDGBASTON ASIAN EQUITY TRUST See All Filings	D/A	2018-08-07 10:35:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001443541 Filed Document 0001443541-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:35:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UNITED KINGDOM Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Image Relay, Inc. See All Filings	D	2018-08-07 10:25:22 UTC
Amount To Be Raised $600,000 Associated Brokers / Dealers N/A CIK Number 0001748928 Filed Document 0001748928-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:25:22 UTC Type of Offering D Industry Other Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
Esoteric Strategies LP See All Filings	D/A	2018-08-07 10:13:03 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001681382 Filed Document 0000919574-18-005165 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:13:03 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
SPARK NEURO INC. See All Filings	D/A	2018-08-07 10:10:54 UTC
Amount To Be Raised $13,289,955 Associated Brokers / Dealers ABG, LLC CIK Number 0001743876 Filed Document 0000913849-18-000342 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:10:54 UTC Type of Offering D/A Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Libra Services, Inc. See All Filings	D	2018-08-07 10:03:48 UTC
Amount To Be Raised $15,127,000 Associated Brokers / Dealers N/A CIK Number 0001721779 Filed Document 0001721779-18-000005 Exclusions or Exemptions 506b Accepted Date 2018-08-07 10:03:48 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Tosca Proton LP See All Filings	D/A	2018-08-07 09:56:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001649973 Filed Document 0000902664-18-003028 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:56:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Constellation Fund,SPC - Equities Segregated Portfolio See All Filings	D/A	2018-08-07 09:37:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers CDK Financial Services LLC CIK Number 0001490086 Filed Document 0001490086-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:37:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Outlier BioPharma Inc. See All Filings	D/A	2018-08-07 09:14:52 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001690961 Filed Document 0001553350-18-000911 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:14:52 UTC Type of Offering D/A Industry Other Principal Place of Business MASSACHUSETTS Revenue or Assets $No Revenues Type of Security Debt
Lazard Emerging Markets Core Equity Trust See All Filings	D/A	2018-08-07 09:07:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lazard Asset Management Securities LLC CIK Number 0001597552 Filed Document 0001597552-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 09:07:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW HAMPSHIRE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Kria Botanicals, LLC See All Filings	D	2018-08-07 08:51:23 UTC
Amount To Be Raised $450,000 Associated Brokers / Dealers N/A CIK Number 0001749050 Filed Document 0001749050-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 08:51:23 UTC Type of Offering D Industry Manufacturing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Debt
Georgetown Oaks, LP See All Filings	D	2018-08-07 08:38:49 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001748942 Filed Document 0001748942-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-07 08:38:49 UTC Type of Offering D Industry Residential Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
ADiTx Therapeutics, Inc. See All Filings	1-A/A	2018-08-06 21:59:53 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers Network 1 Financial Securities, Inc. CIK Number 0001726711 Filed Document 0001615774-18-007626 Accepted Date 2018-08-06 21:59:53 UTC Type of Offering 1-A/A Industry PHARMACEUTICAL PREPARATIONS Offering Tier Tier2 Principal Place of Business CALIFORNIA Revenue or Assets $0 State of Jurisdiction DELAWARE Type of Security Equity (common or preferred stock)
Chineseinvestors.com, Inc. See All Filings	D	2018-08-06 21:38:48 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001683168-18-002158 Exclusions or Exemptions 506b Accepted Date 2018-08-06 21:38:48 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Newman Cloud, Inc. See All Filings	D	2018-08-06 21:32:40 UTC
Amount To Be Raised $4,000,000 Associated Brokers / Dealers N/A CIK Number 0001748478 Filed Document 0001748478-18-000002 Exclusions or Exemptions 504 and 506b Accepted Date 2018-08-06 21:32:40 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
POWERHANDZ Inc See All Filings	C	2018-08-06 21:25:38 UTC
Financial Interest Securities equal to 2.0% of the securities sold will be issued to the intermediary upon a successful fundraise. Filing Platform Wefunder Portal LLC Offering Amount $107,000 CIK Number 0001744761 Filed Document 0001670254-18-000365 Accepted Date 2018-08-06 21:25:38 UTC Type of Offering C Security Offered Amount 114,182 Security Offered Type Preferred Stock State TEXAS
Mylk Guys, Inc. See All Filings	D	2018-08-06 21:18:15 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001749033 Filed Document 0001749033-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 21:18:15 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Semillero Investment Fund I, LLC See All Filings	D/A	2018-08-06 20:35:00 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers N/A CIK Number 0001673461 Filed Document 0001673461-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 20:35:00 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PUERTO RICO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Brookfield Super-Core infrastructure Partners L.P. See All Filings	D	2018-08-06 20:34:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Private Capital (UK) Limited, and Brookfield Investment Management (Canada) Inc. CIK Number 0001742013 Filed Document 0001742013-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 20:34:58 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Brookfield Capital Partners V L.P. See All Filings	D	2018-08-06 20:29:04 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Brookfield Private Advisors LLC, Brookfield Private Capital (UK) Limited, and Brookfield Investment Management (Canada) Inc. CIK Number 0001741026 Filed Document 0001741026-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 20:29:04 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Maui Wellness Group, LLC See All Filings	D	2018-08-06 19:55:05 UTC
Amount To Be Raised $442,000 Associated Brokers / Dealers N/A CIK Number 0001656855 Filed Document 0001656855-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 19:55:05 UTC Type of Offering D Industry Other Health Care Principal Place of Business HAWAII Revenue or Assets Decline to Disclose Type of Security Equity
Light Wave Holding Company, LLC See All Filings	D	2018-08-06 19:44:08 UTC
Amount To Be Raised $2,100,000 Associated Brokers / Dealers N/A CIK Number 0001688871 Filed Document 0001749210-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 19:44:08 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
ZeroBrush, Inc. See All Filings	D	2018-08-06 19:38:25 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001717733 Filed Document 0001717733-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 19:38:25 UTC Type of Offering D Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Nancy Ridge Investors, LLC See All Filings	D	2018-08-06 19:37:40 UTC
Amount To Be Raised $1,750,000 Associated Brokers / Dealers N/A CIK Number 0001739561 Filed Document 0001739561-18-000001 Exclusions or Exemptions 506c Accepted Date 2018-08-06 19:37:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
AMARILLO BIOSCIENCES INC See All Filings	D/A	2018-08-06 19:25:06 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers ROSALYN HUI JIN, KELVIN HU, UHO WELLNESS CORPORATION, TIMOTHY LIU, STEVEN HONG, and DAVID SHAO WEI FANG CIK Number 0001014763 Filed Document 0001014763-18-000013 Exclusions or Exemptions 506b Accepted Date 2018-08-06 19:25:06 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Equity
CURAITE, Inc See All Filings	C/A	2018-08-06 19:17:29 UTC
Financial Interest N/A Filing Platform StartEngine Capital, LLC Offering Amount $106,999 CIK Number 0001742276 Filed Document 0001665160-18-000792 Accepted Date 2018-08-06 19:17:29 UTC Type of Offering C/A Security Offered Amount 13,333 Security Offered Type Common Stock State CALIFORNIA
Uinta Income Fund LP See All Filings	D/A	2018-08-06 19:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001708491 Filed Document 0001708491-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 19:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Fund EQ-NTZ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-06 18:56:48 UTC
Amount To Be Raised $2,327,602 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001719154 Filed Document 0001711896-18-000003 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:56:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stel Life, Inc. See All Filings	D/A	2018-08-06 18:42:45 UTC
Amount To Be Raised $1,375,000 Associated Brokers / Dealers N/A CIK Number 0001742878 Filed Document 0001742878-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:42:45 UTC Type of Offering D/A Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Fund EQ-ONJ, a series of Equidate Investments LLC See All Filings	D/A	2018-08-06 18:42:39 UTC
Amount To Be Raised $1,174,606 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001728390 Filed Document 0001711896-18-000002 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:42:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CENTAUR VALUE FUND L P See All Filings	D/A	2018-08-06 18:40:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001254442 Filed Document 0001254442-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:40:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
South Sound Entitlements LLC See All Filings	D	2018-08-06 18:40:08 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001744251 Filed Document 0001744251-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:40:08 UTC Type of Offering D Industry Other Real Estate Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Choice Energy Holdings II, LLC See All Filings	D	2018-08-06 18:37:46 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001749343 Filed Document 0001749343-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:37:46 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Debt
Olde Vineyard Townhomes, LLC See All Filings	D	2018-08-06 18:34:12 UTC
Amount To Be Raised $2,600,000 Associated Brokers / Dealers N/A CIK Number 0001749274 Filed Document 0001749274-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:34:12 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Fund EQ-JFX, a series of Equidate Investments LLC See All Filings	D/A	2018-08-06 18:23:39 UTC
Amount To Be Raised $2,614,015 Associated Brokers / Dealers Equidate Markets, LLC CIK Number 0001711896 Filed Document 0001711896-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:23:39 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CAMBRIDGE FRANCHISE PARTNERS, LLC See All Filings	D/A	2018-08-06 18:15:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001737771 Filed Document 0001737771-18-000006 Exclusions or Exemptions 506b Accepted Date 2018-08-06 18:15:18 UTC Type of Offering D/A Industry Restaurants Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Equity
Premier Storage I LLC See All Filings	D	2018-08-06 17:54:12 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001747039 Filed Document 0001747039-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 17:54:12 UTC Type of Offering D Industry Commercial Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ClearSky Security Fund I LLC See All Filings	D/A	2018-08-06 17:45:45 UTC
Amount To Be Raised $300,000,000 Associated Brokers / Dealers Chatsworth Securities, LLC, Marc Bode, and Confido Advisors, LLC CIK Number 0001705289 Filed Document 0001705289-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 17:45:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
AQR MANAGED FUTURES FUND III, L.P. See All Filings	D/A	2018-08-06 17:26:36 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001682054 Filed Document 0001682054-18-000001 Exclusions or Exemptions 506b Accepted Date 2018-08-06 17:26:36 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund