Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
Heartis Mid-Cities Investors, LP See All Filings	D	2016-12-06 16:27:13 UTC
Amount To Be Raised $6,200,000 Associated Brokers / Dealers N/A CIK Number 0001691551 Filed Document 0001691551-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:27:13 UTC Type of Offering D Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
WORLDSENSE HOLDINGS, LTD. See All Filings	D	2016-12-06 16:17:12 UTC
Amount To Be Raised $56,500 Associated Brokers / Dealers N/A CIK Number 0001691598 Filed Document 0001691598-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:17:12 UTC Type of Offering D Industry Other Technology Principal Place of Business BRAZIL Revenue or Assets Decline to Disclose Type of Security Equity
CARDIAC INSIGHT, INC. See All Filings	D	2016-12-06 16:02:22 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001509098 Filed Document 0001663923-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:02:22 UTC Type of Offering D Industry Biotechnology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Edgewood Capital Partners V LLC See All Filings	D/A	2016-12-06 16:00:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FCG Advisors, LLC CIK Number 0001551922 Filed Document 0001551922-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 16:00:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ORIX Capital Fund I, L.P. See All Filings	D/A	2016-12-06 15:57:45 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Mariner Group Capital Markets, Inc. CIK Number 0001667228 Filed Document 0001667228-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:57:45 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GRP Minerals Corp See All Filings	D	2016-12-06 15:55:46 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676304 Filed Document 0001209191-16-153638 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:55:46 UTC Type of Offering D Industry Other Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Option To Acquire
Touchdown Mortgage Fund L.P. See All Filings	D/A	2016-12-06 15:41:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. and Touchdown Inc. CIK Number 0001460029 Filed Document 0001460029-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:41:57 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
Mawson Resources Ltd See All Filings	D/A	2016-12-06 15:39:27 UTC
Amount To Be Raised $5,180,580 Associated Brokers / Dealers N/A CIK Number 0001622629 Filed Document 0000949353-16-000134 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:39:27 UTC Type of Offering D/A Industry Other Principal Place of Business BRITISH COLUMBIA, CANADA Revenue or Assets $No Revenues Type of Security Equity
TELLONE MORTGAGE FUND LP See All Filings	D/A	2016-12-06 15:37:33 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001460042 Filed Document 0001460042-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:37:33 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$50,000,001 - $100,000,000 Type of Security Pooled Investment Fund
Face to Face Broadway LLC See All Filings	D	2016-12-06 15:34:33 UTC
Amount To Be Raised $11,000,000 Associated Brokers / Dealers N/A CIK Number 0001691056 Filed Document 0001691056-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:34:33 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Select Fixed Income LP See All Filings	D/A	2016-12-06 15:34:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001459995 Filed Document 0001459995-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:34:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
PURE GROWTH LP See All Filings	D/A	2016-12-06 15:30:46 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. CIK Number 0001204815 Filed Document 0001204815-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:30:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $5,000,000 Type of Security Pooled Investment Fund
Hexavest ACWI Equity Fund See All Filings	D/A	2016-12-06 15:30:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Hammersley Partners, LLC and Eaton Vance Distributors, Inc. CIK Number 0001518309 Filed Document 0001518309-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:30:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
HALL MORTGAGE FUND L P See All Filings	D/A	2016-12-06 15:21:42 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Tellone Management Group, Inc. and Hall & Company Certified Public Accountants and Consultants, Inc. CIK Number 0001216652 Filed Document 0001216652-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:21:42 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $$25,000,001 - $50,000,000 Type of Security Pooled Investment Fund
DC Capital Partners Fund II, L.P. See All Filings	D/A	2016-12-06 15:20:46 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670588 Filed Document 0001670588-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:20:46 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DC CAPITAL PARTNERS FUND II (CAYMAN), L.P. See All Filings	D/A	2016-12-06 15:15:59 UTC
Amount To Be Raised $350,000,000 Associated Brokers / Dealers CHAMPLAIN ADVISORS, LLC CIK Number 0001670600 Filed Document 0001670600-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:15:59 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business VIRGINIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-06 15:04:31 UTC
Amount To Be Raised $54,755,145 Associated Brokers / Dealers Robert Leeper CIK Number 0001135856 Filed Document 0001135856-16-000728 Exclusions or Exemptions 506b Accepted Date 2016-12-06 15:04:31 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
NB Greater China Long/Short Equity Fund, Ltd. See All Filings	D/A	2016-12-06 14:56:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001463536 Filed Document 0001463536-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:56:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PARADISE RETAIL I, LLC See All Filings	D	2016-12-06 14:56:41 UTC
Amount To Be Raised $8,000,000 Associated Brokers / Dealers N/A CIK Number 0001691612 Filed Document 0001691610-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:56:41 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NATIONWIDE PRIVATE PLACEMENT VARIABLE ACCOUNT See All Filings	D/A	2016-12-06 14:56:16 UTC
Amount To Be Raised $26,775,387 Associated Brokers / Dealers Jennifer Kephart, John S. Fulton, Edward M. Lubell (Ned), and Sara D. Roth CIK Number 0001135856 Filed Document 0001135856-16-000727 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:56:16 UTC Type of Offering D/A Industry Insurance Principal Place of Business OHIO Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
Hancock Co-Investment Partners, L.P. See All Filings	D	2016-12-06 14:56:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers JOHN HANCOCK DISTRIBUTORS LLC CIK Number 0001691057 Filed Document 0001691057-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:56:06 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Chineseinvestors.com, Inc. See All Filings	D/A	2016-12-06 14:55:26 UTC
Amount To Be Raised $410,000 Associated Brokers / Dealers N/A CIK Number 0001459482 Filed Document 0001683168-16-000863 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:55:26 UTC Type of Offering D/A Industry Other Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Debt
Hancock Co-Investment Partners Cayman Feeder, L.P. See All Filings	D	2016-12-06 14:54:49 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers MANULIFE ASSET MANAGEMENT INVESTMENTS, INC. CIK Number 0001691268 Filed Document 0001691268-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:54:49 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
XCR Diagnostics Inc See All Filings	D/A	2016-12-06 14:46:58 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers ACAP Financial Inc CIK Number 0001656921 Filed Document 0001445866-16-002962 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:46:58 UTC Type of Offering D/A Industry Biotechnology Principal Place of Business UTAH Revenue or Assets $No Revenues Type of Security Equity
PARK WEST RETAIL I, LLC See All Filings	D	2016-12-06 14:43:10 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001691610 Filed Document 0001691610-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:43:10 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
NB Greater China Long/Short Equity Fund LLC See All Filings	D/A	2016-12-06 14:41:54 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers n/a CIK Number 0001463537 Filed Document 0001463537-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:41:54 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Mikaila & the Bees, LLC See All Filings	D	2016-12-06 14:35:24 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001691380 Filed Document 0001691380-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:35:24 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Other
Sun To Water Technologies, LLC See All Filings	D/A	2016-12-06 14:26:58 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers N/A CIK Number 0001691321 Filed Document 0001691321-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:26:58 UTC Type of Offering D/A Industry Other Energy Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
CropZilla Software, Inc. See All Filings	D	2016-12-06 14:19:34 UTC
Amount To Be Raised $1,500,000 Associated Brokers / Dealers N/A CIK Number 0001628384 Filed Document 0001628384-16-000008 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:19:34 UTC Type of Offering D Industry Computers Principal Place of Business OHIO Revenue or Assets $$1 - $1,000,000 Type of Security Equity
MoEngage, Inc. See All Filings	D/A	2016-12-06 14:19:33 UTC
Amount To Be Raised $4,085,114 Associated Brokers / Dealers N/A CIK Number 0001652632 Filed Document 0001652632-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:19:33 UTC Type of Offering D/A Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Tocagen Inc See All Filings	D	2016-12-06 14:18:26 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001419041 Filed Document 0001419041-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:18:26 UTC Type of Offering D Industry Pharmaceuticals Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Debt
1815 Preferred LLC See All Filings	D	2016-12-06 14:15:03 UTC
Amount To Be Raised $6,000,000 Associated Brokers / Dealers N/A CIK Number 0001690463 Filed Document 0001690463-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:15:03 UTC Type of Offering D Industry Commercial Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Equity
BlueArchive, Inc. See All Filings	D	2016-12-06 14:02:22 UTC
Amount To Be Raised $6,262,708 Associated Brokers / Dealers N/A CIK Number 0001674548 Filed Document 0000897069-16-001127 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:02:22 UTC Type of Offering D Industry Other Technology Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Equity
Managers Fund LLC See All Filings	D/A	2016-12-06 14:01:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001360809 Filed Document 0001360809-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 14:01:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Arcadian Quay Holdings, LLC See All Filings	D/A	2016-12-06 13:48:30 UTC
Amount To Be Raised $14,180,492 Associated Brokers / Dealers Center Street Securities, Inc., DFPG Investments, Kalos Capital, inc., Money Concepts Capital Corp., The Strategic Financial Alliance, Inc., and Triloma Securities, LLC CIK Number 0001687115 Filed Document 0001687115-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:48:30 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Equity
Boom Technology, Inc. See All Filings	D/A	2016-12-06 13:44:38 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001671828 Filed Document 0001671828-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:44:38 UTC Type of Offering D/A Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
Series R- Fundamental Partners III, a series of Green Square Private Investment Partners, LLC See All Filings	D/A	2016-12-06 13:44:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001655248 Filed Document 0001655248-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:44:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DELAWARE Revenue or Assets Decline to Disclose Type of Security Equity
HIC PRIVATE ASSETS, L.P. See All Filings	D	2016-12-06 13:42:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691378 Filed Document 0001691378-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:42:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Equity
Aria Investment Partners LP See All Filings	D	2016-12-06 13:38:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001691571 Filed Document 0001691571-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:38:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Foodsby L. L. C. See All Filings	D	2016-12-06 13:36:45 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001638940 Filed Document 0001638940-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:36:45 UTC Type of Offering D Industry Other Principal Place of Business MINNESOTA Revenue or Assets Decline to Disclose Type of Security Debt
Alto Opportunity Fund, SPC See All Filings	D/A	2016-12-06 13:28:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668899 Filed Document 0001668899-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:28:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
CWS BURNET, L.P. See All Filings	D	2016-12-06 13:28:41 UTC
Amount To Be Raised $14,000,000 Associated Brokers / Dealers MARCUS LAM CIK Number 0001691567 Filed Document 0001691567-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:28:41 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CALIFORNIA Revenue or Assets $$1 - $1,000,000 Type of Security Equity
Neighborhood Sun Benefit Corp. See All Filings	D	2016-12-06 13:25:59 UTC
Amount To Be Raised $260,000 Associated Brokers / Dealers N/A CIK Number 0001691595 Filed Document 0001691595-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:59 UTC Type of Offering D Industry Other Energy Principal Place of Business MARYLAND Revenue or Assets Decline to Disclose Type of Security Equity
Amazing Energy Partners 2016 LP See All Filings	D	2016-12-06 13:25:50 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers Capital Investment Group, Inc. and Colorado Financial Service Corporation CIK Number 0001691324 Filed Document 0001691324-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:50 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $No Revenues Type of Security Equity
Finiato Inc. See All Filings	D	2016-12-06 13:25:09 UTC
Amount To Be Raised $350,000 Associated Brokers / Dealers N/A CIK Number 0001691553 Filed Document 0001691553-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:25:09 UTC Type of Offering D Industry Other Technology Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Debt
LOCUS BIOSCIENCES, INC. See All Filings	D	2016-12-06 13:08:36 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers N/A CIK Number 0001664639 Filed Document 0001664639-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-12-06 13:08:36 UTC Type of Offering D Industry Biotechnology Principal Place of Business NORTH CAROLINA Revenue or Assets Decline to Disclose Type of Security Debt
Alto Opportunity Fund, L.P. See All Filings	D	2016-12-06 12:45:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001690903 Filed Document 0001690903-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:45:27 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Monteris BC Note, LLC See All Filings	D	2016-12-06 12:34:17 UTC
Amount To Be Raised $4,880,273 Associated Brokers / Dealers N/A CIK Number 0001691443 Filed Document 0001691443-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:34:17 UTC Type of Offering D Industry Investing Principal Place of Business VERMONT Revenue or Assets Decline to Disclose Type of Security Equity
SUNSET VILLAS II, LLC See All Filings	D	2016-12-06 12:23:31 UTC
Amount To Be Raised $2,400,000 Associated Brokers / Dealers N/A CIK Number 0001690906 Filed Document 0001690906-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:23:31 UTC Type of Offering D Industry Residential Principal Place of Business SOUTH DAKOTA Revenue or Assets Decline to Disclose Type of Security Equity
Cien, Inc. See All Filings	D	2016-12-06 12:05:06 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001691582 Filed Document 0001691582-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-12-06 12:05:06 UTC Type of Offering D Industry Other Technology Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity