Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
SandPointe All-Seasons Fund, Ltd. See All Filings	D	2017-05-25 17:07:34 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001705659 Filed Document 0001705659-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 17:07:34 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe Opportunities Fund, LLC See All Filings	D/A	2017-05-25 16:58:23 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668756 Filed Document 0001668756-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-25 16:58:23 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
SandPointe Opportunities Fund, Ltd. See All Filings	D/A	2017-05-25 16:49:24 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001668690 Filed Document 0001668690-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 16:49:24 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
DellinSF L.P. See All Filings	D	2017-05-25 15:44:49 UTC
Amount To Be Raised $5,000,001 Associated Brokers / Dealers N/A CIK Number 0001707308 Filed Document 0001707308-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 15:44:49 UTC Type of Offering D Industry Investing Principal Place of Business PENNSYLVANIA Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Pooled Investment Fund
J Three Asset Development, LLC See All Filings	D	2017-05-25 14:11:04 UTC
Amount To Be Raised $1,500,000,000 Associated Brokers / Dealers none CIK Number 0001707564 Filed Document 0001707564-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-25 14:11:04 UTC Type of Offering D Industry Investing Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Debt
Custom Tomball Medical, L.L.C. See All Filings	D	2017-05-25 12:57:26 UTC
Amount To Be Raised $20,828,769 Associated Brokers / Dealers Larry R. Law CIK Number 0001699304 Filed Document 0001699307-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-25 12:57:26 UTC Type of Offering D Industry Other Real Estate Principal Place of Business ILLINOIS Revenue or Assets Decline to Disclose Type of Security Other
Ballinger Fund LLC See All Filings	D	2017-05-24 19:35:49 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001582388 Filed Document 0001582388-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 19:35:49 UTC Type of Offering D Industry Residential Principal Place of Business MICHIGAN Revenue or Assets $No Revenues Type of Security Equity
Unbound Technologies, Inc. See All Filings	D	2017-05-24 18:28:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707453 Filed Document 0001707453-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 18:28:01 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Other
Bixby's Best Living, LLC See All Filings	D	2017-05-24 15:30:40 UTC
Amount To Be Raised $3,751,563 Associated Brokers / Dealers N/A CIK Number 0001707413 Filed Document 0001707413-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:40 UTC Type of Offering D Industry Residential Principal Place of Business KANSAS Revenue or Assets $No Revenues Type of Security Equity
TRUTOUCH TECHNOLOGIES, INC. See All Filings	D	2017-05-24 15:30:02 UTC
Amount To Be Raised $500,000 Associated Brokers / Dealers NA CIK Number 0001389596 Filed Document 0001389596-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-24 15:30:02 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
America360, LLC See All Filings	D/A	2017-05-23 19:02:04 UTC
Amount To Be Raised $50,000,000 Associated Brokers / Dealers ORCHARD SECURITIES, LLC CIK Number 0001609018 Filed Document 0001609018-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-23 19:02:04 UTC Type of Offering D/A Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
iintoo Arden San Angelo RREAF L.P. See All Filings	D/A	2017-05-23 18:49:27 UTC
Amount To Be Raised $2,133,000 Associated Brokers / Dealers Dalmore Group LLC CIK Number 0001704491 Filed Document 0001704491-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-23 18:49:27 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
CASTLE A M & CO See All Filings	D	2017-05-23 17:43:42 UTC
Amount To Be Raised $115,000,000 Associated Brokers / Dealers N/A CIK Number 0000018172 Filed Document 0000018172-17-000023 Exclusions or Exemptions 506c Accepted Date 2017-05-23 17:43:42 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
500 Falcons, L.P. See All Filings	D	2017-05-23 17:17:51 UTC
Amount To Be Raised $30,000,000 Associated Brokers / Dealers N/A CIK Number 0001659234 Filed Document 0001659234-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-23 17:17:51 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
CASTLE A M & CO See All Filings	D	2017-05-23 14:19:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000018172 Filed Document 0000018172-17-000022 Exclusions or Exemptions 506c Accepted Date 2017-05-23 14:19:48 UTC Type of Offering D Industry Other Principal Place of Business ILLINOIS Revenue or Assets $Over $100,000,000 Type of Security Debt
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:31:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000009 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:31:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
GREEN WAVE PROPERTIES, INC. See All Filings	D	2017-05-23 10:23:40 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706980 Filed Document 0001706980-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:23:40 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:21:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000008 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:21:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 10:08:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000007 Exclusions or Exemptions 506c Accepted Date 2017-05-23 10:08:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 09:43:37 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000006 Exclusions or Exemptions 506c Accepted Date 2017-05-23 09:43:37 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
INVESCO FIXED INCOME TRUST - CORE FIXED INCOME FUND See All Filings	D/A	2017-05-23 09:30:06 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers NONE CIK Number 0001459166 Filed Document 0001459166-17-000005 Exclusions or Exemptions 506c Accepted Date 2017-05-23 09:30:06 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GEORGIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
CC OTV, LLC See All Filings	D	2017-05-22 18:05:40 UTC
Amount To Be Raised $8,500,000 Associated Brokers / Dealers N/A CIK Number 0001707334 Filed Document 0001707334-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 18:05:40 UTC Type of Offering D Industry Other Real Estate Principal Place of Business CONNECTICUT Revenue or Assets $$5,000,001 - $25,000,000 Type of Security Equity
SNM Global Holdings See All Filings	D	2017-05-22 15:36:28 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001706907 Filed Document 0001706907-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 15:36:28 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets $No Revenues Type of Security Equity
LEGACY EXPLORATION, LLC See All Filings	D	2017-05-22 14:43:25 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers N/A CIK Number 0001706641 Filed Document 0001654954-17-004984 Exclusions or Exemptions 506c Accepted Date 2017-05-22 14:43:25 UTC Type of Offering D Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Debt
Jet Lending, LLC See All Filings	D	2017-05-22 13:08:12 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001707259 Filed Document 0001707259-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 13:08:12 UTC Type of Offering D Industry Residential Principal Place of Business TEXAS Revenue or Assets $$1 - $1,000,000 Type of Security Debt
CRESCAT LONG/SHORT FUND LP See All Filings	D/A	2017-05-22 12:07:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001442351 Filed Document 0001442351-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-22 12:07:32 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
AVISTONE CRAMER CREEK S, LLC See All Filings	D	2017-05-19 16:25:00 UTC
Amount To Be Raised $1,380,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706645 Filed Document 0001706645-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-19 16:25:00 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Common
ENCORE KENTUCKY 2016-E See All Filings	D/A	2017-05-19 15:41:04 UTC
Amount To Be Raised $3,450,960 Associated Brokers / Dealers N/A CIK Number 0001661923 Filed Document 0001144204-17-028619 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:41:04 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business KENTUCKY Revenue or Assets $No Revenues Type of Security Other
RentVest Real Estate Fund, LLC See All Filings	D	2017-05-19 15:34:18 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706874 Filed Document 0001706874-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:34:18 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business ARIZONA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Vesiflo, Inc. See All Filings	D/A	2017-05-19 15:30:12 UTC
Amount To Be Raised $7,000,000 Associated Brokers / Dealers Broadmark Capital CIK Number 0001630392 Filed Document 0001630392-17-000003 Exclusions or Exemptions 506c Accepted Date 2017-05-19 15:30:12 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business WASHINGTON Revenue or Assets $$1 - $1,000,000 Type of Security Equity
VIAM Development Fund, LP See All Filings	D	2017-05-19 14:16:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706552 Filed Document 0001706552-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 14:16:48 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
Gold Street Reserves, LLC See All Filings	D	2017-05-19 13:58:01 UTC
Amount To Be Raised $20,000,000 Associated Brokers / Dealers Gold Street Reserves LLC CIK Number 0001683068 Filed Document 0001062993-17-002634 Exclusions or Exemptions 506c Accepted Date 2017-05-19 13:58:01 UTC Type of Offering D Industry Other Principal Place of Business FLORIDA Revenue or Assets Decline to Disclose Type of Security Equity
CRONOS 4040 LLC See All Filings	D	2017-05-19 13:53:47 UTC
Amount To Be Raised $3,000,000 Associated Brokers / Dealers Kim D.H. Butler, John Joseph Shedenhelm, Kenneth D. Greene, Joel C. McGriff, Anthony Faso, Monica E. Felton, Ira Starr, Russell Morgan, and Bert Salazar CIK Number 0001704313 Filed Document 0001704313-17-000001 Exclusions or Exemptions 505 and 506c Accepted Date 2017-05-19 13:53:47 UTC Type of Offering D Industry Residential Principal Place of Business ARIZONA Revenue or Assets $No Revenues Type of Security Equity
PDR Investments LLC See All Filings	D	2017-05-19 12:28:57 UTC
Amount To Be Raised $16,000,000 Associated Brokers / Dealers N/A CIK Number 0001706926 Filed Document 0001706926-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 12:28:57 UTC Type of Offering D Industry Restaurants Principal Place of Business KENTUCKY Revenue or Assets $$1 - $1,000,000 Type of Security Equity
J.P. Morgan U. S. Real Estate Income & Growth GMBH & Co. Geschlossene Investment-KG See All Filings	D/A	2017-05-19 10:17:22 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers J.P. Morgan Institutional Investments Inc. CIK Number 0001457558 Filed Document 0001140361-17-021459 Exclusions or Exemptions 506c Accepted Date 2017-05-19 10:17:22 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business GERMANY Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
MLG Private Fund III LLC See All Filings	D/A	2017-05-19 10:09:46 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers Boustead Securities, LLC and J. Streicher Capital LLC CIK Number 0001681331 Filed Document 0001681331-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-19 10:09:46 UTC Type of Offering D/A Industry Commercial Principal Place of Business UNITED STATES Revenue or Assets Decline to Disclose Type of Security Equity
Xeniades Ventures LLC See All Filings	D	2017-05-19 09:49:07 UTC
Amount To Be Raised $300,000 Associated Brokers / Dealers WealthForge Securities, LLC CIK Number 0001706232 Filed Document 0001706232-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-19 09:49:07 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets $Not Applicable Type of Security Equity
Legacy Opportunity Fund LLC See All Filings	D/A	2017-05-18 19:37:15 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 19:37:15 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Debt
Legacy Opportunity Fund LLC See All Filings	D/A	2017-05-18 19:31:19 UTC
Amount To Be Raised $100,000,000 Associated Brokers / Dealers N/A CIK Number 0001659083 Filed Document 0001659083-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 19:31:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
500 Fintech, L.P. See All Filings	D/A	2017-05-18 18:54:30 UTC
Amount To Be Raised $25,000,000 Associated Brokers / Dealers N/A CIK Number 0001671021 Filed Document 0001671021-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 18:54:30 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets $Not Applicable Type of Security Pooled Investment Fund
IRG Chaucer Holdings LLC See All Filings	D	2017-05-18 18:04:51 UTC
Amount To Be Raised $3,800,000 Associated Brokers / Dealers none CIK Number 0001707047 Filed Document 0001707047-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 18:04:51 UTC Type of Offering D Industry Commercial Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
SBRE I LLC See All Filings	D	2017-05-18 15:46:42 UTC
Amount To Be Raised $2,500,000 Associated Brokers / Dealers North Capital Private Securities Corporation CIK Number 0001703849 Filed Document 0001703849-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:46:42 UTC Type of Offering D Industry Commercial Principal Place of Business OREGON Revenue or Assets Decline to Disclose Type of Security Equity
Signal Peak Ventures III, L.P. See All Filings	D	2017-05-18 15:40:26 UTC
Amount To Be Raised $150,000,000 Associated Brokers / Dealers N/A CIK Number 0001706996 Filed Document 0001706996-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:40:26 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business UTAH Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Stem Cell Development Fund, LLC See All Filings	D/A	2017-05-18 15:03:31 UTC
Amount To Be Raised $2,800,000 Associated Brokers / Dealers NONE CIK Number 0001677387 Filed Document 0001677387-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 15:03:31 UTC Type of Offering D/A Industry Other Health Care Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Equity
4M&I, LLC See All Filings	D	2017-05-18 13:55:57 UTC
Amount To Be Raised $5,000,000 Associated Brokers / Dealers N/A CIK Number 0001706587 Filed Document 0001706587-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 13:55:57 UTC Type of Offering D Industry Other Banking and Financial Services Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Debt
Town & Country Bancshares, LLC See All Filings	D/A	2017-05-18 12:06:04 UTC
Amount To Be Raised $7,500,000 Associated Brokers / Dealers N/A CIK Number 0001557745 Filed Document 0001557745-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 12:06:04 UTC Type of Offering D/A Industry Other Banking and Financial Services Principal Place of Business OKLAHOMA Revenue or Assets Decline to Disclose Type of Security Equity
NB TECH VENTURES INC. See All Filings	D	2017-05-18 11:36:14 UTC
Amount To Be Raised $100,000 Associated Brokers / Dealers N/A CIK Number 0001704550 Filed Document 0001704550-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 11:36:14 UTC Type of Offering D Industry Other Technology Principal Place of Business INDIANA Revenue or Assets $No Revenues Type of Security Equity
Sofi Marie JV See All Filings	D/A	2017-05-18 10:47:46 UTC
Amount To Be Raised $680,000 Associated Brokers / Dealers Not Applicable CIK Number 0001705922 Filed Document 0001705922-17-000002 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:46 UTC Type of Offering D/A Industry Oil and Gas Principal Place of Business TEXAS Revenue or Assets $Not Applicable Type of Security Equity
Permira Credit Solutions III Senior Euro L.P. See All Filings	D	2017-05-18 10:47:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers FAP USA, L.P. CIK Number 0001706712 Filed Document 0001706712-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:47:19 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
MG Capital Management Residential Fund IV L.P. See All Filings	D	2017-05-18 10:20:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001706944 Filed Document 0001706944-17-000001 Exclusions or Exemptions 506c Accepted Date 2017-05-18 10:20:10 UTC Type of Offering D Industry Other Real Estate Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity