Disclosure Quest - Search SEC Filings

Name	Type of Offering	Accepted Date
ProtoKinetix, Inc. See All Filings	D	2016-06-27 11:50:24 UTC
Amount To Be Raised $240,000 Associated Brokers / Dealers N/A CIK Number 0001128189 Filed Document 0001128189-16-000013 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:50:24 UTC Type of Offering D Industry Other Principal Place of Business WEST VIRGINIA Revenue or Assets Decline to Disclose Type of Security Equity
Nipun Emerging Markets Alpha Offshore Fund, Ltd. See All Filings	D	2016-06-27 11:49:32 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677647 Filed Document 0001677647-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:49:32 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nipun Asia Total Return Offshore Fund, Ltd. See All Filings	D/A	2016-06-27 11:46:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001552235 Filed Document 0001552235-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:46:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Permira VI L.P.1 See All Filings	D	2016-06-27 11:40:57 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001677909 Filed Document 0001677909-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:40:57 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business Y7 Revenue or Assets Decline to Disclose Type of Security Equity
Encounter Broadway Ltd Liability Co See All Filings	D	2016-06-27 11:34:12 UTC
Amount To Be Raised $3,250,000 Associated Brokers / Dealers N/A CIK Number 0001677249 Filed Document 0001677249-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:34:12 UTC Type of Offering D Industry Other Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
GMI-PALMDALE HOSPITALITY, LP See All Filings	D/A	2016-06-27 11:30:34 UTC
Amount To Be Raised $5,177,515 Associated Brokers / Dealers Brian Smith and Bobby K Cowand CIK Number 0001669849 Filed Document 0001669849-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:30:34 UTC Type of Offering D/A Industry Other Real Estate Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Access Fund II, L. P. See All Filings	D/A	2016-06-27 11:24:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001324535 Filed Document 0001324535-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:24:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
ALKEON GLOBAL ALPHA LP See All Filings	D/A	2016-06-27 11:24:21 UTC
Amount To Be Raised $500,000,000 Associated Brokers / Dealers Oppenheimer & Co. Inc. CIK Number 0001437828 Filed Document 0000919574-16-013835 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:24:21 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Doddington Emerging Markets Fund, LLC See All Filings	D/A	2016-06-27 11:17:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524932 Filed Document 0001012975-16-001319 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:17:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Equity
Rock Creek Two Harbors Emerging Market Fund, Ltd See All Filings	D/A	2016-06-27 11:14:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001524734 Filed Document 0001315863-16-001562 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:14:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business DISTRICT OF COLUMBIA Revenue or Assets Decline to Disclose Type of Security Equity
Criteria Investment Partners International, Ltd. See All Filings	D/A	2016-06-27 11:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001643691 Filed Document 0001013594-16-001111 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
ACCESS FUND See All Filings	D/A	2016-06-27 11:08:51 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0000820621 Filed Document 0000820621-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:08:51 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sylebra Capital Partners (Onshore), Ltd. See All Filings	D/A	2016-06-27 11:01:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001537700 Filed Document 0001537700-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-27 11:01:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Lakeside at Arbor Place DST See All Filings	D	2016-06-27 10:46:44 UTC
Amount To Be Raised $14,050,000 Associated Brokers / Dealers Lighthouse Capital Group, LLC CIK Number 0001678221 Filed Document 0001678221-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:46:44 UTC Type of Offering D Industry Commercial Principal Place of Business CALIFORNIA Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-06-27 10:44:21 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:44:21 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H Guys, LLC Chicago See All Filings	D/A	2016-06-27 10:36:14 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001677373 Filed Document 0001677373-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:36:14 UTC Type of Offering D/A Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
GetOutfitted, Inc. See All Filings	D	2016-06-27 10:30:21 UTC
Amount To Be Raised $1,000,000 Associated Brokers / Dealers N/A CIK Number 0001586613 Filed Document 0001586613-16-000001 Exclusions or Exemptions 504 and 506b Accepted Date 2016-06-27 10:30:21 UTC Type of Offering D Industry Retailing Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Debt
H Guys, LLC Loop Plus See All Filings	D	2016-06-27 10:29:01 UTC
Amount To Be Raised $1,200,000 Associated Brokers / Dealers N/A CIK Number 0001677389 Filed Document 0001677389-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:29:01 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
TPC Broadband Investors, LP See All Filings	D	2016-06-27 10:27:14 UTC
Amount To Be Raised $45,000,000 Associated Brokers / Dealers N/A CIK Number 0001677921 Filed Document 0001144204-16-109920 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:27:14 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
LivOnyx Inc. See All Filings	D	2016-06-27 10:20:36 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001676407 Filed Document 0001676407-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:20:36 UTC Type of Offering D Industry Other Health Care Principal Place of Business MASSACHUSETTS Revenue or Assets Decline to Disclose Type of Security Debt
CRYSTAL PARTNERS FUND L P See All Filings	D/A	2016-06-27 10:18:28 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001362402 Filed Document 0001362402-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:18:28 UTC Type of Offering D/A Industry Investing Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Trian SPV VIII, L.P. See All Filings	D/A	2016-06-27 10:16:50 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001578721 Filed Document 0000902664-16-007446 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:16:50 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Menes Fund LP See All Filings	D/A	2016-06-27 10:08:41 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001579966 Filed Document 0001579966-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:08:41 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
H Guys, LLC Chicago See All Filings	D	2016-06-27 10:05:50 UTC
Amount To Be Raised $400,000 Associated Brokers / Dealers N/A CIK Number 0001677373 Filed Document 0001677373-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:05:50 UTC Type of Offering D Industry Restaurants Principal Place of Business ILLINOIS Revenue or Assets $$1,000,001 - $5,000,000 Type of Security Equity
Verdane Capital IX (D) AB See All Filings	D	2016-06-27 10:05:03 UTC
Amount To Be Raised $200,000,000 Associated Brokers / Dealers Rede Partners LLP CIK Number 0001677512 Filed Document 0001677512-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 10:05:03 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business SWEDEN Revenue or Assets Decline to Disclose Type of Security Debt
D3 TECHNOLOGY, INC. See All Filings	D	2016-06-27 09:53:29 UTC
Amount To Be Raised $21,355,194 Associated Brokers / Dealers N/A CIK Number 0001491691 Filed Document 0001491691-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 09:53:29 UTC Type of Offering D Industry Other Technology Principal Place of Business NEBRASKA Revenue or Assets Decline to Disclose Type of Security Equity
Lombard International Life Assurance Co Separate Account VL 26 See All Filings	D/A	2016-06-27 09:13:31 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company CIK Number 0001259799 Filed Document 0001259799-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-27 09:13:31 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Tremblant ELS Fund Ltd. See All Filings	D/A	2016-06-27 09:12:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001525608 Filed Document 0000919574-16-013831 Exclusions or Exemptions 506b Accepted Date 2016-06-27 09:12:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CAYMAN ISLANDS Revenue or Assets Decline to Disclose Type of Security Equity
WINTERGREEN PARTNERS FUND, LP See All Filings	D/A	2016-06-27 09:04:58 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001053490 Filed Document 0000919574-16-013829 Exclusions or Exemptions 506b Accepted Date 2016-06-27 09:04:58 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business NEW JERSEY Revenue or Assets Decline to Disclose Type of Security Equity
BLUEOTTER, INC. See All Filings	D	2016-06-27 08:37:06 UTC
Amount To Be Raised $550,000 Associated Brokers / Dealers N/A CIK Number 0001616258 Filed Document 0001616258-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-27 08:37:06 UTC Type of Offering D Industry Other Technology Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Equity
GV Auto I, LLC See All Filings	D/A	2016-06-27 07:51:14 UTC
Amount To Be Raised $10,000,000 Associated Brokers / Dealers N/A CIK Number 0001676214 Filed Document 0001676214-16-000005 Exclusions or Exemptions 506b Accepted Date 2016-06-27 07:51:14 UTC Type of Offering D/A Industry Other Principal Place of Business CONNECTICUT Revenue or Assets $Not Applicable Type of Security Equity
BBOOTH, INC. See All Filings	D	2016-06-27 06:08:25 UTC
Amount To Be Raised $92,000 Associated Brokers / Dealers N/A CIK Number 0001566610 Filed Document 0001493152-16-011079 Exclusions or Exemptions 506b Accepted Date 2016-06-27 06:08:25 UTC Type of Offering D Industry Other Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Quickie Technologies, Inc. See All Filings	D	2016-06-24 21:26:10 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001676559 Filed Document 0001676559-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 21:26:10 UTC Type of Offering D Industry Other Technology Principal Place of Business CALIFORNIA Revenue or Assets $No Revenues Type of Security Debt
toSense, Inc. See All Filings	D	2016-06-24 20:26:41 UTC
Amount To Be Raised $6,775,583 Associated Brokers / Dealers N/A CIK Number 0001470006 Filed Document 0001470006-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 20:26:41 UTC Type of Offering D Industry Biotechnology Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Equity
Next IT Corp See All Filings	D/A	2016-06-24 19:47:28 UTC
Amount To Be Raised $12,000,000 Associated Brokers / Dealers N/A CIK Number 0001451341 Filed Document 0001451341-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-24 19:47:28 UTC Type of Offering D/A Industry Other Technology Principal Place of Business WASHINGTON Revenue or Assets Decline to Disclose Type of Security Equity
Binocs Inc. See All Filings	D	2016-06-24 19:04:43 UTC
Amount To Be Raised $1,347,241 Associated Brokers / Dealers N/A CIK Number 0001631301 Filed Document 0001631301-16-000004 Exclusions or Exemptions 506b Accepted Date 2016-06-24 19:04:43 UTC Type of Offering D Industry Other Technology Principal Place of Business COLORADO Revenue or Assets Decline to Disclose Type of Security Equity
RoomDots, LLC See All Filings	D	2016-06-24 18:35:03 UTC
Amount To Be Raised $150,000 Associated Brokers / Dealers N/A CIK Number 0001677740 Filed Document 0001677740-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 18:35:03 UTC Type of Offering D Industry Other Technology Principal Place of Business ARKANSAS Revenue or Assets $No Revenues Type of Security Debt
Grouper Market Neutral Fund, LLC See All Filings	D	2016-06-24 18:34:01 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678209 Filed Document 0001678209-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 18:34:01 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Goff Partnership, LP See All Filings	D/A	2016-06-24 17:52:26 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001669929 Filed Document 0001669929-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:52:26 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Private Equity Partnership, LP See All Filings	D/A	2016-06-24 17:39:52 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001653874 Filed Document 0001653874-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:39:52 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2015 Energy Partnership, LP See All Filings	D/A	2016-06-24 17:35:27 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001638219 Filed Document 0001638219-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:35:27 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Sea to Sky Highway Investment Limited Partnership See All Filings	D	2016-06-24 17:28:04 UTC
Amount To Be Raised $115,276,035 Associated Brokers / Dealers NATIONAL BANK FINANCIAL INC. CIK Number 0001677605 Filed Document 0001214659-16-012393 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:28:04 UTC Type of Offering D Industry Other Principal Place of Business QUEBEC, CANADA Revenue or Assets Decline to Disclose Type of Security Debt
Lombard International Life Assurance Co Separate Account VA 18 See All Filings	D/A	2016-06-24 17:27:25 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers Lion Street Financial, LLC, Kestra Investment Services, LLC, and Lombard International Distribution Company CIK Number 0001242367 Filed Document 0001242367-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:27:25 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business PENNSYLVANIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Atalaya Asset Income Fund III LP See All Filings	D	2016-06-24 17:26:40 UTC
Amount To Be Raised $525,000,000 Associated Brokers / Dealers N/A CIK Number 0001677888 Filed Document 0001677888-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:26:40 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business NEW YORK Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2012 Technology Partnership, L.P. See All Filings	D/A	2016-06-24 17:25:19 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001567130 Filed Document 0001567130-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:25:19 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
PineView Levered Fund, LP See All Filings	D/A	2016-06-24 17:20:48 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001651044 Filed Document 0001651044-16-000002 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:20:48 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business CONNECTICUT Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Echelon Special Opportunities Offshore, L.P. See All Filings	D	2016-06-24 17:18:07 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001678157 Filed Document 0001678157-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:18:07 UTC Type of Offering D Industry Pooled Investment Fund Principal Place of Business CALIFORNIA Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Rock Bluff 2012 Energy Partnership, L.P. See All Filings	D/A	2016-06-24 17:17:47 UTC
Amount To Be Raised Indefinite Associated Brokers / Dealers N/A CIK Number 0001553893 Filed Document 0001553893-16-000003 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:17:47 UTC Type of Offering D/A Industry Pooled Investment Fund Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Pooled Investment Fund
Nexeo Solutions, Inc. See All Filings	D	2016-06-24 17:12:59 UTC
Amount To Be Raised $234,923,060 Associated Brokers / Dealers N/A CIK Number 0001604416 Filed Document 0001104659-16-129293 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:12:59 UTC Type of Offering D Industry Other Principal Place of Business TEXAS Revenue or Assets Decline to Disclose Type of Security Equity
Bangor Angel Fund II, LLC See All Filings	D	2016-06-24 17:11:40 UTC
Amount To Be Raised $2,000,000 Associated Brokers / Dealers N/A CIK Number 0001676991 Filed Document 0001676991-16-000001 Exclusions or Exemptions 506b Accepted Date 2016-06-24 17:11:40 UTC Type of Offering D Industry Other Principal Place of Business MAINE Revenue or Assets Decline to Disclose Type of Security Equity